[Form 4] Kardigan, Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Kardigan, Inc.’s President & CEO, Anastasios Gianakakos, reported multiple conversions of preferred stock into common shares linked to his spouse and family trusts. On June 17, 2026, Series A and Series B Preferred Stock automatically converted to common stock upon the effectiveness of Kardigan’s Form S‑1 for its initial public offering, on a 1.5928‑for‑1 basis and without any cash payment.
Following these conversions, entities associated with the CEO report indirect holdings including 5,665,090 common shares by AEG 2021 Trust, 2,422,520 shares by KCM 2023 Trust, 498,692 shares by his spouse, 1,165,732 shares by MJA Legacy Trust, and 4,778 shares by the Katina Mandas 2024 Qualified Annuity Trust, plus 49,821 shares held directly. The CEO disclaims beneficial ownership of the trust and spouse holdings except to the extent of any pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
356,854 shares exercised/converted
Mixed
9 txns
Insider
GIANAKAKOS ANASTASIOS
Role
President & CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Series A Preferred Stock | 18,020 | $0.00 | -- |
| Conversion | Series A Preferred Stock | 25,742 | $0.00 | -- |
| Conversion | Series B Preferred Stock | 313,092 | $0.00 | -- |
| Conversion | Common Stock | 28,702 | $0.00 | -- |
| Conversion | Common Stock | 41,001 | $0.00 | -- |
| Conversion | Common Stock | 498,692 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Series A Preferred Stock — 0 shares (Indirect, By AEG 2021 Trust);
Series B Preferred Stock — 0 shares (Indirect, By spouse);
Common Stock — 5,665,090 shares (Indirect, By AEG 2021 Trust);
Common Stock — 49,821 shares (Direct, null)
Footnotes (1)
- Each share of Series A Preferred Stock and Series B Preferred Stock (together the "Preferred Stock") was convertible into Common Stock on a 1.5928 for 1 basis at any time at the option of the holder, and automatically converted into the number of shares shown in Column 7 upon the effectiveness of the Issuer's registration statement on Form S-1 relating to its initial public offering on June 17, 2026 and without payment of consideration. The Preferred Stock had no expiration date. Represents shares held by AEG 2021 Trust. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose. Represents shares held by KCM 2023 Trust. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose. Represents shares held by Katina Mandas 2024 Qualified Annuity Trust dated April 29, 2024. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose. Represents shares held by MJA Legacy Trust dated May 6, 2020. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose.
