Keysight Technologies SVP surrenders 1,479 shares

Keysight Technologies, Inc. (KEYS) SVP and Secretary Jeffrey K. Li surrendered 1,479 shares of common stock to Keysight on October 16, 2026, to satisfy tax liability on the release of restricted shares, in accordance with Rule 16b-3.

Rhea-AI Filing Summary

Keysight Technologies, Inc. (KEYS) SVP and Secretary Jeffrey K. Li surrendered 1,479 shares of common stock to Keysight on October 16, 2026, to satisfy tax liability on the release of restricted shares, in accordance with Rule 16b-3. After the transaction, his reported direct common-stock position was 33,067 shares. That reported position includes shares acquired through an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code.

Insider Trade Summary

Tax Withholding: 1,479 shares

Tax Withholding 1 txn

Insider Li Jeffrey K

Role SVP and Secretary

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1, F2	1,479	$331.21	$490K

Holdings After Transaction: Common Stock — 33,066.503 shares (Direct)

Footnotes (2)

1. F1. The reporting person surrendered 1479 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3.
2. F2. Includes 46.357 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Key Figures

Shares surrendered: 1,479 shares Reported transaction price per share: $331.2100 per share Reported direct shares after transaction: 33,067 shares +1 more

4 metrics

Shares surrendered 1,479 shares To satisfy tax liability on October 16, 2026

Reported transaction price per share $331.2100 per share Price field for the tax-liability share surrender

Reported direct shares after transaction 33,067 shares Post-transaction common-stock position, rounded to the nearest whole share

Employee Stock Purchase Plan shares included 46 shares Acquired under Section 423 and included in the post-transaction position, rounded to the nearest whole share

Key Terms

Rule 16b-3, restricted shares, Employee Stock Purchase Plan, Section 423

4 terms

Rule 16b-3 regulatory

"in accordance with Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

restricted shares financial

"on the release of restricted shares"

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

Employee Stock Purchase Plan financial

"acquired in an Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Section 423 regulatory

"under Section 423 of The Internal Revenue Code"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many KEYS shares did Jeffrey K. Li surrender?

Jeffrey K. Li, SVP and Secretary, surrendered 1,479 shares of Keysight common stock on October 16, 2026, to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/20/2026 - 07:05 AM EDT Accepted by SEC EDGAR 10/20/2026 - 07:05 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Li Jeffrey K

(Last) (First) (Middle)

1400 FOUNTAINGROVE PARKWAY

(Street)

SANTA ROSA CALIFORNIA 95403

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Keysight Technologies, Inc. [ KEYS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP and Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/16/2026		F(1)		1,479	D	$331.21	33,066.503(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person surrendered 1479 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3.

2. Includes 46.357 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Remarks:

	Jeffrey K. Li	10/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)