Korea Fund CEO reports no insider holdings

KOREA FUND INC insider Elliott Simon M, the company's President and Chief Executive Officer, filed an initial statement of beneficial ownership on Form 3.

Rhea-AI Filing Summary

KOREA FUND INC insider Elliott Simon M, the company's President and Chief Executive Officer, filed an initial statement of beneficial ownership on Form 3. The filing reports no transactions and no current reportable holdings of the issuer's securities in this submission.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Net buy/sell shares: 0 +2 more

5 metrics

Reported buy transactions 0 Number of buy transactions in this Form 3

Reported sell transactions 0 Number of sell transactions in this Form 3

Net buy/sell shares 0 Net shares bought or sold according to transactionSummary

Holding entries 0 Number of ownership positions reported in this Form 3

Derivative transactions 0 Count of derivative security transactions reported

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"filed an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"The Form 3 shows that Elliott Simon M, the reporting person, has no"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for KOREA FUND INC (KF) by Elliott Simon M report?

The Form 3 shows that Elliott Simon M, President and Chief Executive Officer of KOREA FUND INC, has no reportable transactions or holdings in the issuer’s securities as of this initial ownership filing.

Is Elliott Simon M an officer of KOREA FUND INC (KF) in this Form 3?

Yes. The Form 3 identifies Elliott Simon M as an officer of KOREA FUND INC, with the title referenced in the remarks as President and Chief Executive Officer.

Does the KOREA FUND INC (KF) Form 3 show any recent insider trades?

No. The Form 3 reports no transactions, with buyCount, sellCount, and other transaction counts all at zero, indicating no trades are being disclosed in this filing.

Are any derivative securities reported in the KOREA FUND INC (KF) Form 3?

No. The Form 3 lists a derivativeTransactionCount of 0 and an empty derivative summary, indicating no derivative positions are reported in this initial ownership statement.

Does the KOREA FUND INC (KF) Form 3 indicate use of a Rule 10b5-1 trading plan?

No. The document-level 10b5-1 indicator is null, and there are no transactions or footnotes describing trades under a Rule 10b5-1 or similar pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 12:43 PM Accepted by SEC EDGAR 08/17/2026 - 12:42 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Elliott Simon M

(Last) (First) (Middle)

60 VICTORIA EMBANKMENT

(Street)

LONDON UNITED KINGDOM EC4Y 0JP

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2026

3. Issuer Name and Ticker or Trading Symbol
KOREA FUND INC [ KF ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

President and Chief Executive Officer

No securities are beneficially owned.

	/s/ Simon M. Elliott	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)