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Kingsway Corporation (NYSE: KWY) holders approve directors, name change and equity plan

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Kingsway Corporation held its 2026 annual stockholder meeting, with 21,157,092 common shares represented, about 73.09% of shares entitled to vote. Stockholders elected all nine director nominees, each receiving a majority of votes cast, with broker non-votes reported for each director.

Stockholders ratified Plante & Moran, PLLC as independent registered public accounting firm for 2026 and approved an amendment to the Certificate of Incorporation to change the corporate name. They also approved an amendment to the 2020 Equity Incentive Plan to increase shares reserved for issuance and supported, on a nonbinding basis, the company’s named executive officer compensation.

Positive

  • None.

Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Shares represented 21,157,092 shares Common stock represented at 2026 annual meeting (~73.09% of shares entitled to vote)
Meeting participation rate 73.09% Percentage of total outstanding common shares entitled to vote represented at the meeting
Auditor ratification votes for 21,121,851 votes For Plante & Moran, PLLC as 2026 independent registered public accounting firm
Name change approval votes for 21,100,143 votes For amendment to Certificate of Incorporation to change corporate name
Equity plan amendment votes for 13,079,270 votes For increasing common shares reserved under 2020 Equity Incentive Plan
Say-on-pay votes for 13,053,997 votes For nonbinding advisory vote on named executive officer compensation
Director votes for (example) 14,888,689 votes Votes for director nominee Adam J. Patinkin
broker non-votes financial
"Broker Non-Votes | --------------------------------------------------------------- John T. Fitzgerald ... 6,206,576"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
independent registered public accounting firm financial
"Plante & Moran, PLLC to serve as the Company’s independent registered public accounting firm for 2026"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
Certificate of Incorporation financial
"Approval of an amendment to the Corporation’s Certificate of Incorporation to change the Corporate name"
A certificate of incorporation is an official government document that creates a corporation and records key facts such as its legal name, basic governance structure, and stock authorization—think of it as a company's birth certificate plus its basic rulebook. Investors care because it establishes the company’s legal existence, limits owners’ personal liability, and sets the framework for issuing shares and enforcing shareholder rights, which affects ownership, control and the company’s ability to raise capital.
2020 Equity Incentive Plan financial
"amendment to the Corporation’s 2020 Equity Incentive Plan dated September 21, 2020, to increase the number of Common Shares reserved"
nonbinding advisory vote financial
"Nonbinding advisory vote to approve named executive officer compensation was approved"
false 0001072627 0001072627 2026-05-18 2026-05-18
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): May 18, 2026
 
KINGSWAY CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
 
Delaware
(State or Other Jurisdiction of Incorporation)
001-15204
(Commission File Number)
85-1792291
(IRS Employer Identification No.)
 
10 S. Riverside Plaza, Suite 1520, Chicago, IL 60606
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s Telephone Number, Including Area Code: (312) 766-2138
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.01 per share
KWY
New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company         
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
Item 5.07.
Submission of Matters to a Vote of Security Holders.
 
On May 18, 2026, Kingsway Corporation (the “Company”) held its 2026 annual meeting of stockholders. At the annual meeting, the Company’s stockholders considered five matters, each of which is described more fully in the proxy statement for the annual meeting, which was filed with the Securities and Exchange Commission on April 6, 2026. A total of 21,157,092 shares of the Company’s common stock were represented in person or by proxy at the annual meeting, which represented approximately 73.09% of the Company’s total outstanding shares of common stock entitled to vote at the annual meeting.
 
The vote results on the matters presented at the annual meeting are set forth below:
 
Proposal 1 — Election of Directors. All of the nominees for election to the Company’s Board of Directors were elected upon the following votes: 
 
Directors
 
For
   
Withheld
   
Broker Non-Votes
 
John T. Fitzgerald
    14,884,242       66,274       6,206,576  
Gregory P. Hannon
    11,413,470       3,537,046       6,206,576  
Joshua S. Horowitz
    14,878,321       72,195       6,206,576  
Terence M. Kavanagh
    13,072,821       1,877,695       6,206,576  
Douglas Levine
    13,100,535       1,849,981       6,206,576  
Adam J. Patinkin
    14,888,689       61,827       6,206,576  
Corissa B. Porcelli
    13,101,937       1,848,579       6,206,576  
Joseph D. Stilwell
    11,577,505       3,373,011       6,206,576  
 
Proposal 2 — Ratification of the appointment Plante & Moran, PLLC to serve as the Company’s independent registered public accounting firm for 2026 was approved upon the following vote:
 
For
 
Against
 
Abstain
 
Broker Non-Votes
 
21,121,851
 
34,074
 
1,167
 
0
 
 
Proposal 3 — Approval of an amendment to the Corporation’s Certificate of Incorporation to change the Corporate name was approved upon the following vote:
 
For
 
Against
 
Abstain
 
Broker Non-Votes
 
21,100,143
 
44,542
 
12,407
 
0
 
 
Proposal 4 — Approval of an amendment to the Corporation’s 2020 Equity Incentive Plan dated September 21, 2020, to increase the number of Common Shares reserved for issuance was approved upon the following vote:
 
For
 
Against
 
Abstain
 
Broker Non-Votes
 
13,079,270
 
1,853,845
 
17,401
 
6,206,576
 
 
Proposal 5 — Nonbinding advisory vote to approve named executive officer compensation was approved upon the following vote:
 
For
 
Against
 
Abstain
 
Broker Non-Votes
 
13,053,997
 
1,887,562
 
8,957
 
6,206,576
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
KINGSWAYFINANCIAL SERVICES INC.
     
Date: May 21, 2026
By:
/s/ Kent A. Hansen
   
Kent A. Hansen
   
Chief Financial Officer
 
 

FAQ

What did Kingsway Corporation (KFS) stockholders approve at the 2026 annual meeting?

Stockholders approved all five proposals, including electing nine directors, ratifying Plante & Moran, PLLC as 2026 auditor, amending the Certificate of Incorporation to change the corporate name, increasing shares under the 2020 Equity Incentive Plan, and approving executive compensation on an advisory basis.

How many Kingsway Corporation (KFS) shares were represented at the 2026 meeting?

A total of 21,157,092 Kingsway common shares were represented in person or by proxy, equal to about 73.09% of outstanding common shares entitled to vote, indicating a relatively high level of stockholder participation in the 2026 annual meeting.

Were all director nominees elected at Kingsway Corporation’s 2026 annual meeting?

Yes, all nine director nominees were elected. For example, John T. Fitzgerald received 14,884,242 votes for and 66,274 withheld, while Adam J. Patinkin received 14,888,689 votes for and 61,827 withheld, each with 6,206,576 broker non-votes reported.

What was the voting result on Kingsway Corporation’s 2026 auditor ratification?

Stockholders strongly ratified Plante & Moran, PLLC as the 2026 independent registered public accounting firm, with 21,121,851 votes for, 34,074 against, and 1,167 abstentions, and no broker non-votes reported on this auditor ratification proposal.

Did Kingsway Corporation stockholders approve changes to the 2020 Equity Incentive Plan?

Yes. Stockholders approved amending the 2020 Equity Incentive Plan to increase common shares reserved for issuance, with 13,079,270 votes for, 1,853,845 against, 17,401 abstentions, and 6,206,576 broker non-votes recorded on this equity plan proposal.

How did Kingsway Corporation stockholders vote on executive compensation in 2026?

Stockholders approved the nonbinding advisory vote on named executive officer compensation, with 13,053,997 votes for, 1,887,562 against, 8,957 abstentions, and 6,206,576 broker non-votes, signaling support for the company’s current executive pay program at this meeting.

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