Broker‑Dealer Files Form 144 Reporting KHC Proposed Resales (KHC)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 notice relating to proposed sales of Common stock of KHC. The notice lists multiple open‑market sale entries with share amounts on specific trade dates, including 9,400 shares (03/01/2021) and 318,000 shares (08/16/2019).

This filing is a broker‑dealer notice of proposed resale activity under resale rules; it reports trade dates and share quantities rather than an issuer corporate action or new financing.

Insights

Securities Compliance Analyst

Form 144 lists proposed resale transactions and trade dates, not corporate events.

The filing records multiple open‑market sale entries for Common stock with trade dates and share counts. The entries appear to be resale transactions reported by a broker‑dealer, not issuer sales.

Timing and cash‑flow recipients are the selling holders/brokers as shown; the filing does not state proceeds use or indicate a change to KHC's capital structure.

Key Figures

Form type: Form 144 Shares listed: 9,400 shares Shares listed: 4,152 shares +2 more

5 metrics

Form type Form 144 broker‑dealer resale notice

Shares listed 9,400 shares trade date 03/01/2021

Shares listed 4,152 shares trade date 03/02/2020

Shares listed 318,000 shares trade date 08/16/2019

Shares listed 228,603 shares trade date 08/16/2019

Key Terms

Form 144, Open Market Purchase, broker‑dealer

3 terms

Form 144 regulatory

"filed a Form 144 notice relating to proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase market

"listed as <b>Open Market Purchase</b> and sale method entries"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

broker‑dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services listed as filer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	560155	12944789.94	1185777638	05/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2021	Open Market Purchase	Open Market			9400	03/01/2021	Cash
Common	03/02/2020	Open Market Purchase	Open Market			4152	03/02/2020	Cash
Common	08/16/2019	Open Market Purchase	Open Market			318000	08/16/2019	Cash
Common	08/16/2019	Open Market Purchase	Open Market			228603	08/16/2019	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the KHC Form 144 filed by Morgan Stanley Smith Barney LLC mean?

It is a notice of proposed resale of KHC Common stock reporting planned transactions. The filing lists trade dates and share counts for open‑market sales, not an issuer issuance or financing.

How many shares are listed in the Form 144 entries for KHC?

The filing lists multiple entries, including 9,400 shares (03/01/2021) and 318,000 shares (08/16/2019). It reports each sale line separately rather than an aggregated total.

Does this Form 144 change KHC's outstanding shares or capital structure?

No. The notice documents proposed resale transactions by holders via a broker; it does not record an issuer authorization or issuance that would alter KHC's capital structure.

Who is the filer on the Form 144 for KHC and what role do they play?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services, acting as broker‑dealer reporting proposed open‑market sales on behalf of selling holders; it is not the issuer.

Are the listed sales already completed according to this Form 144?

The document lists trade dates and planned resale entries; Form 144 is a notice of proposed sales and does not by itself confirm settlement or completion of the transactions.