STOCK TITAN

Kennametal director granted 4,965 stock credits

KENNAMETAL INC (KMT) reported that director Shelley J. Bausch received a grant of 4,965 Stock Credits linked to common stock.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KENNAMETAL INC (KMT) reported that director Shelley J. Bausch received a grant of 4,965 Stock Credits linked to common stock. The award is recorded as a derivative security with no cash exercise price and results in post-transaction holdings of 4,965 Stock Credits held directly.

Each Stock Credit is convertible on a 1-for-1 basis into shares of Kennametal common stock. The stock credits become payable in common stock upon a change of control of the company or when Bausch ceases to be a director (other than by death), unless she has elected a different timing for receipt following retirement.

Positive

  • None.

Negative

  • None.
Insider Bausch Shelley J
Role Director
Type Security Shares Price Value
Grant/Award Stock Credits F1, F2 4,965 $0.00 $0.00
Holdings After Transaction: Stock Credits — 4,965 contracts (Direct)
Footnotes (2)
  1. F1. 1 for 1
  2. F2. The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement
Stock Credits granted 4,965 shares Number of Stock Credits awarded to Shelley J. Bausch on 2026-08-15
Price per Stock Credit $0.0000 Grant price per Stock Credit for the 2026-08-15 award
Total Stock Credits after transaction 4,965 shares Total Stock Credits held directly by Shelley J. Bausch following the award
Underlying common stock 4,965 shares Shares of Kennametal common stock underlying the Stock Credits on a 1-for-1 basis
Transaction date 2026-08-15 Date of the grant of Stock Credits to Shelley J. Bausch
Stock Credits financial
"The stock credits become payable in common stock"
change of control regulatory
"in the event of a change of control of the company"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
derivative security financial
"reported as a derivative security with no cash exercise price"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
retirement other
"on the date that the reporting person ceases ... to be a director ("retirement")"

FAQ

What transaction did director Shelley J. Bausch report in this Form 4 for KMT?

Shelley J. Bausch reported an acquisition of 4,965 Stock Credits tied to Kennametal common stock. The award was granted at a price of $0.00 per credit and is held directly as a derivative security.

What is the conversion ratio of the Stock Credits reported for KMT?

Each Stock Credit converts into 1 share of Kennametal Inc. common stock, on a 1-for-1 basis. This means 4,965 Stock Credits correspond to a right to receive 4,965 shares of common stock upon the specified payout events.

When do the Stock Credits granted to Shelley J. Bausch in KMT become payable?

The Stock Credits become payable in common stock upon a change of control of Kennametal Inc. or when Bausch retires from the board (ceases to be a director other than by death), subject to any elected alternative timing after retirement.

Is the reported KMT transaction a market purchase or a compensation award?

The reported transaction is a grant or award acquisition of Stock Credits, not an open-market trade. It is coded as transaction type A, indicating a grant, award, or other acquisition of a derivative security at no cash purchase price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bausch Shelley J

(Last)(First)(Middle)
233 S. WACKER DR.

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KENNAMETAL INC [ KMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Credits(1)08/15/2026A4,965 (2) (2)Common Stock4,965$04,965D
Explanation of Responses:
1. 1 for 1
2. The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement
Michelle R. Keating, as attorney-in-fact for Shelley J. Bausch08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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