Eastman Kodak director and 10% owner adds to KODK holdings

Rhea-AI Filing Summary

Eastman Kodak Company director and 10% owner Philippe D. Katz reported buying additional common stock of EASTMAN KODAK CO (KODK). On 11/17/2025, he purchased 5,000 shares of common stock at a price of $7.35 per share in an open-market transaction, bringing his directly owned holdings to 185,026 shares.

In addition to his direct holdings, Mr. Katz reports indirect beneficial ownership of 2,522,011 shares held by KF Investors LLC, 1,569,870 shares held by Momar Corporation, 7,598 shares held by United Equities Commodities Company, 87,720 shares held by Marneu Holding Company, and 48,875 shares held by 111 John Realty Corp., while disclaiming beneficial ownership except to the extent of his pecuniary interest.

He also holds derivative interests: 16,393 restricted stock units that convert one-for-one into common stock and vest immediately before the company’s 2026 annual meeting of shareholders, 125,871 phantom stock units payable after his separation from service as a director, and several fully vested stock options to buy common stock at exercise prices of $3.03, $4.53, $6.03, and $12 with expirations including 05/19/2027 and 05/19/2030.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Katz Philippe D

(Last) (First) (Middle)

C/O EASTMAN KODAK COMPANY

343 STATE STREET

(Street)

ROCHESTER NY 14650

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $.01	11/17/2025		P		5,000	A	$7.35	185,026	D
Common Stock, par value $.01								2,522,011	I	Owned by KF Investors LLC(1)
Common Stock, par value $.01								1,569,870	I	Owned by Momar Corporation(2)
Common Stock, par value $.01								7,598	I	Owned by United Equities Commodities Company(3)
Common Stock, par value $.01								87,720	I	Owned by Marneu Holding Company(4)
Common Stock, par value $.01								48,875	I	Owned by 111 John Realty Corp.(5)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(6)							(6)	(6)	Common Stock, par value $.01	16,393		16,393	D
Phantom Stock	$0(7)							(7)	(7)	Common Stock, par value $.01	125,871		125,871	D
Stock Option (Right to Buy)	$3.03							(8)	05/19/2027	Common Stock, par value $.01	25,297		25,297	D
Stock Option (Right to Buy)	$4.53							(8)	05/19/2030	Common Stock, par value $.01	7,699		7,699	D
Stock Option (Right to Buy)	$6.03							(8)	05/19/2030	Common Stock, par value $.01	7,699		7,699	D
Stock Option (Right to Buy)	$12							(8)	05/19/2030	Common Stock, par value $.01	4,400		4,400	D

Explanation of Responses:

1. Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.

2. Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

3. Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.

4. Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.

5. Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

6. These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders, except as otherwise provided in the award notice.

7. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

8. This option has fully vested as of the date of this report.

	/s/ Roger W. Byrd, Attorney-in-Fact for Philippe D. Katz	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did KODK director Philippe D. Katz report?

Philippe D. Katz reported buying 5,000 shares of EASTMAN KODAK CO common stock on 11/17/2025 at a price of $7.35 per share in an open-market purchase coded as transaction type P (purchase).

How many KODK shares does Philippe D. Katz own directly after this trade?

After the reported 5,000-share purchase, Philippe D. Katz directly owns 185,026 shares of EASTMAN KODAK CO common stock, reported as direct (D) ownership.

What indirect KODK shareholdings are reported for Philippe D. Katz?

Mr. Katz reports indirect holdings of EASTMAN KODAK CO common stock, including 2,522,011 shares held by KF Investors LLC, 1,569,870 shares held by Momar Corporation, 7,598 shares held by United Equities Commodities Company, 87,720 shares held by Marneu Holding Company, and 48,875 shares held by 111 John Realty Corp., while disclaiming beneficial ownership except for his pecuniary interest.

What KODK restricted stock units does Philippe D. Katz hold?

Philippe D. Katz holds 16,393 restricted stock units that convert into EASTMAN KODAK CO common stock on a one-for-one basis and vest on the day immediately preceding the company’s 2026 annual meeting of shareholders, subject to the award notice.

What phantom stock in KODK does Philippe D. Katz report?

He reports 125,871 phantom stock units, each representing the right to receive one share of EASTMAN KODAK CO common stock. These become payable in the year following the year of his separation from service as a director, in either a lump sum or up to ten annual installments, at his election.

What stock options on KODK shares are held by Philippe D. Katz?

Mr. Katz holds several fully vested stock options to buy EASTMAN KODAK CO common stock, including options with exercise prices of $3.03, $4.53, $6.03, and $12 per share. Reported positions include, among others, 25,297 options exercisable until 05/19/2027 and 7,699, 7,699, and 4,400 options exercisable until 05/19/2030.

What is Philippe D. Katz’s role at Eastman Kodak (KODK)?

The report lists Philippe D. Katz as both a Director and a 10% Owner of EASTMAN KODAK CO, indicating he serves on the board and holds more than ten percent of the company’s equity securities.