Kroger director acquires 461.923 phantom stock units
The September 1 phantom-share credit boosts Sargent’s deferred balance to 69,087.076, credited via dividend reinvestment, with no Rule 10b5-1 plan noted.
Rhea-AI Filing Summary
KROGER CO (KR) reported that director Ronald Sargent received an automatic credit of 461.923 phantom stock incentive shares on September 1, 2026 under a deferred compensation plan. Each phantom share represents the right to receive one Kroger common share upon distribution from the deferred compensation account, generally following his termination as an Independent Director. These phantom shares were acquired through dividend reinvestment transactions in the plan, bringing his deferred phantom stock balance to 69,087.076 shares. Separately, his directly held Kroger common stock position reported in this filing is 262,914 shares. No Rule 10b5-1 trading plan is indicated.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 461.923 shares
Grant/Award
2 txns
Insider
SARGENT RONALD
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Phantom Stock - Incentive Shares F1, F2, F3 | 461.923 | $57.94 | $27K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Phantom Stock - Incentive Shares — 69,087.076 contracts (Direct);
Common Stock — 262,914 shares (Direct)
Footnotes (3)
- F1. Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
- F2. Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
- F3. Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.
Key Figures
Phantom stock acquired: 461.923 shares
Reference price per phantom share: $57.94 per share
Total phantom stock after transaction: 69,087.076 shares
+2 more
5 metrics
Phantom stock acquired
461.923 shares
Phantom Stock - Incentive Shares credited on September 1, 2026
Reference price per phantom share
$57.94 per share
Value used for the September 1, 2026 phantom stock acquisition
Total phantom stock after transaction
69,087.076 shares
Deferred compensation phantom stock balance following the acquisition
Direct common stock holdings
262,914 shares
Direct Kroger common stock position reported as of September 1, 2026
Underlying common shares for new phantom stock
461.923 shares
Each phantom share corresponds to one Kroger common share
Key Terms
Phantom Stock, deferred compensation plan, dividend reinvestment transactions, Independent Director
4 terms
Phantom Stock financial
"Each phantom share represents the right to receive one common share"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
deferred compensation plan financial
"under a deferred compensation plan of The Kroger Co."
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
dividend reinvestment transactions financial
"Represents phantom stock acquired in dividend reinvestment transactions"
Independent Director regulatory
"following termination of the reporting person's services as an Independent Director"
An independent director is a member of a company's board of directors who is not involved in the company's day-to-day operations and has no significant relationships with the company that could influence their judgment. Their role is to provide unbiased oversight and ensure the company is managed in the best interests of all shareholders. This helps build trust and confidence among investors by promoting transparency and accountability.
FAQ
What insider transaction did KR director Ronald Sargent report on September 1, 2026?
Ronald Sargent reported an acquisition of 461.923 phantom stock incentive shares on September 1, 2026. These were credited under a deferred compensation plan through dividend reinvestment transactions, increasing his phantom stock balance tied to Kroger common shares.
What does the phantom stock reported for KR represent for Ronald Sargent?
Each phantom share reported for KR represents the right for Ronald Sargent to receive one common share upon distribution from his deferred compensation account. The phantom stock will be distributed following the termination of his services as an Independent Director.
Were Ronald Sargent’s KR transactions made under a Rule 10b5-1 trading plan?
No. The filing indicates no Rule 10b5-1 trading plan; the document-level checkbox for such a plan is not marked as affirmative. The reported acquisition reflects automatic credits from dividend reinvestment in a deferred compensation plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
