Karat Packaging (KRT) CFO Jian Guo exercises 4,700-share stock option at $16.53
Rhea-AI Filing Summary
Karat Packaging Inc. director and Chief Financial Officer Jian Guo reported an option exercise involving 4,700 shares of common stock on August 13, 2026. A stock option to acquire 4,700 shares at an exercise price of $16.53 per share was exercised, disposing of the derivative position and acquiring an equal number of common shares. Following the transactions, Guo held 41,029 common shares directly and 500 common shares indirectly, held by a spouse. The underlying option, which began vesting in equal annual installments starting February 1, 2023, now has 31,850 derivative shares reported as remaining.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 4,700 shares
Net Buy
3 txns
Insider
Guo Jian
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (right to buy) F1 | 4,700 | $0.00 | $0.00 |
| Exercise | Common Stock | 4,700 | $16.53 | $78K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 31,850 shares (Direct);
Common Stock — 41,029 shares (Direct);
Common Stock — 500 shares (Indirect, By Spouse)
Footnotes (1)
- F1. The option vests in three, equal annual installments, which began on February 1, 2023.
Key Figures
Options Exercised: 4,700 shares
Exercise Price: $16.53 per share
Direct Common Shares After: 41,029 shares
+3 more
6 metrics
Options Exercised
4,700 shares
Stock option (right to buy) exercised on August 13, 2026
Exercise Price
$16.53 per share
Exercise or conversion of derivative security into common stock
Direct Common Shares After
41,029 shares
Directly held common stock following the August 13, 2026 transactions
Indirect Common Shares After
500 shares
Indirect ownership by spouse following the reported transactions
Derivative Shares After
31,850 shares
Total derivative shares following the stock option exercise
Option Expiration Date
February 1, 2032
Expiration for the exercised stock option grant
Key Terms
Stock Option (right to buy), derivative security, indirect ownership, vesting
4 terms
Stock Option (right to buy) financial
"security_title is reported as Stock Option (right to buy) for 4,700 shares"
derivative security financial
"transaction_code M is described as Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
indirect ownership financial
"ownership_type is indirect with nature_of_ownership described as By Spouse"
vesting financial
"The option vests in three, equal annual installments, which began on February 1, 2023"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What did Karat Packaging (KRT) CFO Jian Guo report in this Form 4?
CFO Jian Guo reported exercising a stock option for 4,700 shares of Karat Packaging common stock at $16.53 per share on August 13, 2026, converting a derivative position into directly held common shares.
What were the terms of the stock option exercised by Karat Packaging (KRT) CFO Jian Guo?
The exercised stock option covered 4,700 shares of Karat Packaging common stock at an exercise price of $16.53 per share, with an expiration date of February 1, 2032, and vesting in three equal annual installments beginning February 1, 2023.
Was Jian Guo’s Karat Packaging (KRT) option exercise under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is unchecked, and no footnote indicates a trading plan. The reported August 13, 2026 option exercise therefore is not stated to have been executed under a Rule 10b5-1 plan.
What derivative position did Karat Packaging (KRT) CFO Jian Guo dispose of in this Form 4?
Jian Guo disposed of a derivative security labeled as a Stock Option (right to buy) covering 4,700 underlying common shares at an exercise price of $16.53, by exercising it on August 13, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
