Key Tronic EVP exercises 7,494 RSUs, sells 1,851

For KEY TRONIC CORP (KTCC), executive vice president Philip Scott Hochberg reported an exercise of 7,494 Restricted Stock Units, each converting into one share of common stock.

Rhea-AI Filing Summary

For KEY TRONIC CORP (KTCC), executive vice president Philip Scott Hochberg reported an exercise of 7,494 Restricted Stock Units, each converting into one share of common stock. On the same date, he sold 1,851 common shares at $3.73 per share in open-market transactions to satisfy tax withholding obligations related to the RSU vesting. Following these transactions, he directly held 40,983 common shares and indirectly held 40,573 shares through a 401(k) plan. The RSUs vest in three equal annual installments on August 21, 2025, 2026 and 2027, subject to time-based vesting conditions.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 4 txns

Insider Hochberg Philip Scott

Role EVP Cust Relations/Integration

Sold 1,851 shs ($7K)

Approx. gross sale proceeds $7K

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3	7,494	$0.00	$0.00
Exercise	Common Stock F1	7,494	--	--
Sale	Common Stock F2	1,851	$3.73	$7K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 40,983 contracts (Direct); Common Stock — 37,577 shares (Direct); Common Stock — 40,573 shares (Indirect, 401(k) Plan)

Footnotes (3)

1. F1. Each restricted stock unit represents a contingent right to receive one share of common stock.
2. F2. Represents common stock sold in the open market in order to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
3. F3. The restricted stock units vest in three equal annual installments on August 21, 2025, 2026 and 2027, subject to time-based vesting conditions.

Key Figures

Restricted Stock Units exercised: 7,494 units Common shares acquired from RSU conversion: 7,494 shares Common shares sold: 1,851 shares +3 more

6 metrics

Restricted Stock Units exercised 7,494 units RSUs converted into KTCC common stock on August 27, 2026

Common shares acquired from RSU conversion 7,494 shares Common stock received upon exercise of Restricted Stock Units

Common shares sold 1,851 shares Open-market sale to satisfy tax withholding obligations

Sale price per share $3.73 per share Price for 1,851 KTCC common shares sold on August 27, 2026

Direct common shares held after transactions 40,983 shares Direct ownership by Philip Scott Hochberg following reported transactions

Indirect common shares held via 401(k) Plan 40,573 shares Indirect ownership through a 401(k) Plan as of August 27, 2026

Key Terms

Restricted Stock Units, time-based vesting conditions, 401(k) Plan, tax withholding obligations

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

time-based vesting conditions financial

"subject to time-based vesting conditions"

401(k) Plan financial

"nature_of_ownership: "401(k) Plan""

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

tax withholding obligations financial

"sold in the open market in order to satisfy the reporting person's tax withholding obligations"

FAQ

What insider transactions did KTCC executive Philip Scott Hochberg report?

He exercised 7,494 Restricted Stock Units into common stock and sold 1,851 common shares at $3.73 on August 27, 2026. The sale was made to cover tax withholding obligations connected to the RSU vesting.

How many KTCC shares does Philip Scott Hochberg hold after these transactions?

After the reported transactions, he directly held 40,983 KTCC common shares and indirectly held 40,573 shares through a 401(k) Plan, as of August 27, 2026.

What was the price for the KTCC shares sold by Philip Scott Hochberg?

He sold 1,851 KTCC common shares at $3.73 per share in open-market transactions. The filing states these sales were to satisfy his tax withholding obligations related to vesting Restricted Stock Units.

Were the KTCC share sales by Philip Scott Hochberg part of a 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not selected, and there is no footnote stating that the transactions were made pursuant to a Rule 10b5-1 trading plan.

How do Philip Scott Hochberg’s KTCC Restricted Stock Units vest?

The Restricted Stock Units vest in three equal annual installments on August 21, 2025, 2026 and 2027, subject to time-based vesting conditions. Each unit represents a contingent right to receive one KTCC common share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/31/2026 - 03:15 PM Accepted by SEC EDGAR 08/31/2026 - 03:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hochberg Philip Scott

(Last) (First) (Middle)

4424 N. SULLIVAN ROAD

(Street)

SPOKANE VALLEY WASHINGTON 99216

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
KEY TRONIC CORP [ KTCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Cust Relations/Integration

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/27/2026		M		7,494	A	(1)	39,428	D
Common Stock	08/27/2026		S		1,851(2)	D	$3.73	37,577	D
Common Stock								40,573	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/27/2026		M		7,494		(3)	(3)	Common Stock	7,494	$0	40,983	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of common stock.

2. Represents common stock sold in the open market in order to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

3. The restricted stock units vest in three equal annual installments on August 21, 2025, 2026 and 2027, subject to time-based vesting conditions.

Remarks:

	/s/ Philip Scott Hochberg	08/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)