Scot B. Jarvis sells shares of Charles Schwab (KTOS) in open‑market trades

Rhea-AI Filing Summary

Scot B. Jarvis submitted a Form 144 reporting sales of Common Stock of Charles Schwab Corp. The filing lists multiple open‑market dispositions, including 5,417 shares on 04/16/2026 for $410,978.26, and four prior sales in 2026 of 5,000 shares each on 03/26, 03/12, 02/26 and 02/12 with proceeds shown.

The transactions are reported as open‑market trades with broker payments; timing and additional context are as stated in the filing excerpt.

Insights

Corporate Governance Analyst

Routine Rule 144 dispositions by an individual shareholder, reported as open‑market sales.

The filing lists repeated small‑lot open‑market sales by Scot B. Jarvis, each shown with per‑trade proceeds. These entries are mechanical disclosures required under resale rules rather than strategic corporate actions.

Cash‑flow treatment and any pre‑arranged plan language are not shown in the excerpt; subsequent filings or broker confirmations would provide additional execution details.

Key Figures

Sale on 04/16/2026: 5,417 shares Sale on 03/26/2026: 5,000 shares Sale on 03/12/2026: 5,000 shares +2 more

5 metrics

Sale on 04/16/2026 5,417 shares proceeds $410,978.26

Sale on 03/26/2026 5,000 shares proceeds $390,549.02

Sale on 03/12/2026 5,000 shares proceeds $442,849.02

Sale on 02/26/2026 5,000 shares proceeds $439,867.52

Sale on 02/12/2026 5,000 shares proceeds $441,849.02

Key Terms

Form 144, Rule 144, Open Market, Broker Payment

4 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Open Market market

"Open Market Purchase | Open Market"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Broker Payment market

"Open Market | | | 2500 | Broker Payment"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	5000	280700.00	187519984	05/12/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/12/2022	Open Market Purchase	Open Market			2500	05/12/2022	Broker Payment
Common	03/12/2020	Open Market Purchase	Open Market			2500	03/12/2020	Broke4r Payment

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Scot B. Jarvis 10680 TREENA STREET SUITE 600 SAN DIEGO CA 92131	Common	04/16/2026	5417	410978.26
Scot B. Jarvis 10680 TREENA STREET, SUITE 600 San Diego CA 92131	Common	03/26/2026	5000	390549.02
Scot B. Jarvis 10680 TREENA STREET, SUITE 600 San Deigo CA 92131	Common	03/12/2026	5000	442849.02
Scot B. Jarvis 10680 TREENA STREET, SUITE 600 San Diego CA 92131	Common	02/26/2026	5000	439867.52
Scot B. Jarvis 10680 TREENA STREET, SUITE 600 San Diego CA 92131	Common	02/12/2026	5000	441849.02

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Form 144 for KTOS mean for shareholders?

Form 144 notifies the market of proposed resale transactions by an affiliate or control person. It lists shares, sale dates, and proceeds so public records reflect the seller's reported open‑market activity and amounts disclosed.

How many shares did Scot B. Jarvis sell per the filing?

The excerpt shows multiple sales, each listed with share counts and proceeds. Examples include 5,417 shares on 04/16/2026 and 5,000 shares on several 2026 dates with proceeds shown.

Were the sales executed on the open market or privately?

The filing describes the reported transactions as Open Market trades. The excerpt also references broker payments, indicating broker‑executed market sales rather than privately negotiated placements.

Do these Form 144 entries imply company action by KTOS?

No. Form 144 reports resales by a selling holder and does not indicate corporate issuance or company proceeds. The listed transactions are holder dispositions of existing common stock.

Where can I find the exact proceeds and dates reported?

The excerpt provides per‑trade proceeds and dates for each sale. For example, the 04/16/2026 sale shows $410,978.26; other 2026 trades list proceeds next to each date and share count.