Charles Schwab (KTOS) affiliate reports multiple 5,000-share sales

Rhea-AI Filing Summary

The Charles Schwab Corporation notice under Form 144 reports affiliated proposed sales and recent dispositions of common stock by Scot Jarvis. The filing lists multiple 5,000-share sales on 01/28/2026, 02/12/2026, 02/26/2026, 03/12/2026, and 03/26/2026 with proceeds shown per transaction. Shares outstanding are listed as 170,329,158 as of 04/16/2026.

The entries identify the sale method as ISSUER / OPEN MARKET and show the filing date 04/16/2026. The amounts received for each 5,000-share sale are provided on the record; cash‑flow recipients and any trading-plan status are not stated in the excerpt.

Insights

Corporate Governance Analyst

Affiliate sales disclosed via Form 144; multiple small transactions recorded.

The filing lists consecutive 5,000-share dispositions by Scot Jarvis on five dates between 01/28/2026 and 03/26/2026, with per-transaction proceeds shown. The sale method is described as ISSUER / OPEN MARKET.

These are routine affiliate sale notices; material impact depends on aggregate holder intent versus total outstanding shares. Subsequent filings or market reports would clarify whether transactions were pursuant to a planned trading arrangement.

Key Figures

Shares outstanding: 170,329,158 shares Sale on 01/28/2026: 5,000 shares Sale on 02/12/2026: 5,000 shares +3 more

6 metrics

Shares outstanding 170,329,158 shares as of 04/16/2026

Sale on 01/28/2026 5,000 shares proceeds $591,380.00

Sale on 02/12/2026 5,000 shares proceeds $442,000.00

Sale on 02/26/2026 5,000 shares proceeds $440,018.00

Sale on 03/12/2026 5,000 shares proceeds $443,000.00

Sale on 03/26/2026 5,000 shares proceeds $390,700.00

Key Terms

Form 144, ISSUER / OPEN MARKET, affiliate

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

ISSUER / OPEN MARKET market

"VARIOUS METHODS OF ACQUISITION ... | ISSUER /OPEN MARKET"

affiliate regulatory

"Filer Information ... identifies affiliated proposed sales"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	5417	411150.00	170329158	04/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	11/18/2016	VARIOUS METHODS OF ACQUISITION BETWEEN 11/18/16 to 3/30/21	ISSUER /OPEN MARKET			5417	11/18/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SCOT JARVIS 1 Chisholm Trail Suite 300 Round Rock TX 78681	COMMON	01/28/2026	5000	591380.00
SCOT JARVIS 1 Chisholm Trail Suite 300 Round Rock TX 78681	COMMON	02/12/2026	5000	442000.00
SCOT JARVIS 1 Chisholm Trail Suite 300 Round Rock TX 78681	COMMON	02/26/2026	5000	440018.00
SCOT JARVIS 1 Chisholm Trail Suite 300 Round Rock TX 78681	COMMON	03/12/2026	5000	443000.00
SCOT JARVIS 1 Chisholm Trail Suite 300 Round Rock TX 78681	COMMON	03/26/2026	5000	390700.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does KTOS Form 144 filing show?

Direct answer: It shows proposed affiliate sales and recent dispositions of common stock by Scot Jarvis. Context: The filing lists five 5,000-share transactions dated between 01/28/2026 and 03/26/2026 with proceeds per sale.

How many shares did Scot Jarvis sell according to the KTOS filing?

Direct answer: The excerpt lists five sales of 5,000 shares each, totaling 25,000 shares. Context: Individual sale proceeds are shown for each date; no aggregate cash recipient or trading-plan language is included in the excerpt.

What sale methods are reported in the KTOS Form 144?

Direct answer: The filing identifies the method as ISSUER / OPEN MARKET. Context: That phrase appears in the securities description line; the excerpt does not detail specific brokers or whether sales were under a 10b5-1 plan.

What is the KTOS shares outstanding figure listed in the filing?

Direct answer: Shares outstanding are shown as 170,329,158 as of 04/16/2026. Context: This number appears on the same data line as the filing date and exchange; it serves as a baseline figure in the excerpt.