KTOS Form 144: Notice to Sell 12,000 RSUs

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sale of 12,000 restricted stock units originally granted 01/03/2015.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sale of 12,000 restricted stock units originally granted 01/03/2015. The filing also lists two 10b5-1 sale executions by David Carter: 4,000 shares on 02/05/2026 and 4,000 shares on 03/05/2026 with proceeds shown.

Key Figures

Securities to be sold: 12,000 shares 10b5-1 sale (Mar): 4,000 shares 10b5-1 sale (Feb): 4,000 shares

3 metrics

Securities to be sold 12,000 shares Restricted Stock Units granted 01/03/2015

10b5-1 sale (Mar) 4,000 shares Sale dated 03/05/2026 for $341,422.00

10b5-1 sale (Feb) 4,000 shares Sale dated 02/05/2026 for $349,592.80

Key Terms

Form 144, Restricted Stock Units, 10b5-1

3 terms

Form 144 regulatory

"Form 144 notice reporting proposed sale of securities"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common | 01/03/2015 | Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for DAVID CARTER ... | Common | 03/05/2026"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does KTOS Form 144 report?

It reports a proposed sale of 12,000 restricted stock units granted on 01/03/2015. The filing shows prior 10b5-1 sales of 4,000 shares on 02/05/2026 and 4,000 shares on 03/05/2026 with proceeds listed.

Who executed the sales shown in the KTOS filing?

The filing attributes two 10b5-1 sales to David Carter of San Diego. Each sale was for 4,000 common shares executed on 02/05/2026 and 03/05/2026, respectively, with dollar proceeds reported alongside each transaction.

How many securities are listed for sale in the KTOS Form 144?

The notice lists 12,000 restricted stock units as the securities to be sold, originally granted on 01/03/2015. The filing identifies Morgan Stanley Smith Barney LLC for processing the sale of these shares.

Are these sales regular or planned under a trading plan?

The filing identifies the February and March transactions as 10b5-1 sales, indicating they were executed under a prearranged trading plan. The Form 144 text shows those executions and their proceeds without additional scheduling details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/08/2026 - 04:34 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001509412
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
SEC File Number	001-34460
Address of Issuer	10680 TREENA STREET, SUITE 600 SAN DIEGO CALIFORNIA 92131
Phone	5122389840
Name of Person for Whose Account the Securities are To Be Sold	DAVID CARTER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	12000	863520.00	170329158	04/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/03/2015	Restricted Stock Units	Issuer			12000	01/03/2015	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DAVID CARTER 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131	Common	03/05/2026	4000	341422.00
10b5-1 Sales for DAVID CARTER 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131	Common	02/05/2026	4000	349592.80

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 1/3/2015 through 3/29/2016
Date of Notice	04/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David Michael Carter
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)