STOCK TITAN

[Form 4] Kratos Defense & Security Solutions, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Kratos Defense & Security Solutions insider Stacey G. Rock, President of the KTT Division, reported sales of company common stock executed on 09/02/2025 under a 10b5-1 trading plan adopted May 22, 2024. The filing shows two sale entries: 1,717 shares sold at a weighted average price of $63.619 and 2,283 shares sold at a weighted average price of $64.617, for total reported sales of 4,000 shares.

Post-transaction beneficial ownership is reported as 40,411 shares on one line and 38,128 shares on the other, with additional holdings noted including 1,723 shares from the Employee Stock Purchase Plan and approximately 6,699 shares held in the company 401(k) plan. The reporting person certified the Form 4 via attorney-in-fact on 09/04/2025.

Stacey G. Rock, dirigente interno di Kratos Defense & Security Solutions e Presidente della divisione KTT, ha segnalato la vendita di azioni ordinarie della società eseguite il 02/09/2025 nell'ambito di un piano di trading 10b5-1 adottato il 22 maggio 2024. La comunicazione riporta due operazioni di vendita: 1.717 azioni vendute a un prezzo medio ponderato di $63,619 e 2.283 azioni vendute a un prezzo medio ponderato di $64,617, per un totale dichiarato di 4.000 azioni vendute.

Dopo le transazioni, la detenzione beneficiaria è indicata come 40.411 azioni in una riga e 38.128 azioni nell'altra. Sono inoltre segnalate partecipazioni aggiuntive, tra cui 1.723 azioni derivanti dal Piano di Acquisto Azionario dei Dipendenti e circa 6.699 azioni detenute nel piano 401(k) aziendale. La persona che ha effettuato la segnalazione ha certificato il Modulo 4 tramite procuratore il 04/09/2025.

Stacey G. Rock, insider de Kratos Defense & Security Solutions y Presidenta de la división KTT, informó ventas de acciones ordinarias de la compañía ejecutadas el 02/09/2025 bajo un plan de negociación 10b5-1 adoptado el 22 de mayo de 2024. El informe muestra dos operaciones de venta: 1.717 acciones vendidas a un precio medio ponderado de $63.619 y 2.283 acciones vendidas a un precio medio ponderado de $64.617, sumando 4.000 acciones vendidas en total.

La propiedad beneficiaria posterior a la transacción figura como 40.411 acciones en una línea y 38.128 acciones en la otra, con participaciones adicionales señaladas, incluidas 1.723 acciones del Plan de Compra de Acciones para Empleados y aproximadamente 6.699 acciones en el plan 401(k) de la empresa. La persona que reporta certificó el Formulario 4 a través de un apoderado el 04/09/2025.

Kratos Defense & Security Solutions의 내부자이자 KTT 부문 사장인 Stacey G. Rock는 2024년 5월 22일 채택된 10b5-1 거래계획에 따라 2025-09-02에 회사 보통주를 매도했다고 보고했습니다. 신고서에는 두 건의 매도 내역이 기재되어 있습니다: 가중평균가격 $63.6191,717주, 가중평균가격 $64.6172,283주가 매도되어 총 4,000주가 보고되었습니다.

거래 이후의 실질 보유량은 한 항목에 40,411주, 다른 항목에 38,128주로 보고되었으며, 직원 주식매수계획으로부터의 1,723주와 회사 401(k) 플랜에 보유된 약 6,699주가 추가로 기재되어 있습니다. 신고인은 2025-09-04에 대리인을 통해 Form 4를 인증했습니다.

Stacey G. Rock, initiée chez Kratos Defense & Security Solutions et présidente de la division KTT, a déclaré des ventes d'actions ordinaires de la société réalisées le 02/09/2025 dans le cadre d'un plan de trading 10b5-1 adopté le 22 mai 2024. Le dépôt indique deux lignes de vente : 1 717 actions vendues à un prix moyen pondéré de $63,619 et 2 283 actions vendues à un prix moyen pondéré de $64,617, soit 4 000 actions vendues au total.

La détention bénéficiaire après la transaction est indiquée comme 40 411 actions sur une ligne et 38 128 actions sur l'autre, avec des avoirs supplémentaires mentionnés, notamment 1 723 actions dans le Plan d'Achat d'Actions des Employés et environ 6 699 actions détenues dans le plan 401(k) de l'entreprise. La personne déclarante a certifié le formulaire 4 via un mandataire le 04/09/2025.

Stacey G. Rock, Insider bei Kratos Defense & Security Solutions und Präsidentin der KTT-Division, meldete den Verkauf von Stammaktien des Unternehmens, ausgeführt am 02.09.2025 im Rahmen eines 10b5-1-Handelsplans, der am 22. Mai 2024 verabschiedet wurde. Die Einreichung weist zwei Verkaufspositionen aus: 1.717 Aktien zu einem gewichteten Durchschnittspreis von $63,619 und 2.283 Aktien zu einem gewichteten Durchschnittspreis von $64,617, insgesamt 4.000 verkaufte Aktien.

Der nach der Transaktion verbleibende wirtschaftliche Besitz wird auf einer Zeile mit 40.411 Aktien und auf der anderen mit 38.128 Aktien angegeben. Zusätzlich werden Bestände von 1.723 Aktien aus dem Employee Stock Purchase Plan und rund 6.699 Aktien im 401(k)-Plan des Unternehmens erwähnt. Die meldende Person hat das Formular 4 am 04.09.2025 durch einen Bevollmächtigten beglaubigen lassen.

Positive
  • Transactions were disclosed under a 10b5-1 trading plan, indicating preplanned sales and compliance with insider trading policies.
  • Full transparency in the filing including weighted average prices and offer to provide per-price breakdowns on request.
Negative
  • Insider sold a total of 4,000 shares, which reduces the reporting person’s direct holdings (reported post-sale holdings: 40,411 and 38,128 on respective lines).

Insights

TL;DR: Insider sold 4,000 shares under a pre-existing 10b5-1 plan; transactions appear routine and disclosed properly.

The Form 4 discloses two discrete sale blocks totaling 4,000 shares executed on 09/02/2025 at weighted average prices of $63.619 and $64.617. The seller used a 10b5-1 plan adopted May 22, 2024, which typically signals preplanned disposition rather than opportunistic trading. Post-sale beneficial ownership is reported in the high tens of thousands, and the filing includes holdings through the ESPP and 401(k). For investors, this is a transparent, rule-compliant insider sale, without additional company-level financial data in the filing to assess broader impact.

TL;DR: Filing follows Section 16 disclosure norms; use of 10b5-1 plan and attorney-in-fact signature are documented.

The report clearly checks the 10b5-1 box and includes explanatory footnotes about weighted average pricing and plan adoption date, which aligns with best-practice disclosure. The signature executed by an attorney-in-fact on 09/04/2025 is noted. There is no indication in the filing of amendments or other governance events. The disclosure is complete for the transactions reported and provides to the issuer and SEC a willingness to disclose per-footnote price breakdowns on request.

Stacey G. Rock, dirigente interno di Kratos Defense & Security Solutions e Presidente della divisione KTT, ha segnalato la vendita di azioni ordinarie della società eseguite il 02/09/2025 nell'ambito di un piano di trading 10b5-1 adottato il 22 maggio 2024. La comunicazione riporta due operazioni di vendita: 1.717 azioni vendute a un prezzo medio ponderato di $63,619 e 2.283 azioni vendute a un prezzo medio ponderato di $64,617, per un totale dichiarato di 4.000 azioni vendute.

Dopo le transazioni, la detenzione beneficiaria è indicata come 40.411 azioni in una riga e 38.128 azioni nell'altra. Sono inoltre segnalate partecipazioni aggiuntive, tra cui 1.723 azioni derivanti dal Piano di Acquisto Azionario dei Dipendenti e circa 6.699 azioni detenute nel piano 401(k) aziendale. La persona che ha effettuato la segnalazione ha certificato il Modulo 4 tramite procuratore il 04/09/2025.

Stacey G. Rock, insider de Kratos Defense & Security Solutions y Presidenta de la división KTT, informó ventas de acciones ordinarias de la compañía ejecutadas el 02/09/2025 bajo un plan de negociación 10b5-1 adoptado el 22 de mayo de 2024. El informe muestra dos operaciones de venta: 1.717 acciones vendidas a un precio medio ponderado de $63.619 y 2.283 acciones vendidas a un precio medio ponderado de $64.617, sumando 4.000 acciones vendidas en total.

La propiedad beneficiaria posterior a la transacción figura como 40.411 acciones en una línea y 38.128 acciones en la otra, con participaciones adicionales señaladas, incluidas 1.723 acciones del Plan de Compra de Acciones para Empleados y aproximadamente 6.699 acciones en el plan 401(k) de la empresa. La persona que reporta certificó el Formulario 4 a través de un apoderado el 04/09/2025.

Kratos Defense & Security Solutions의 내부자이자 KTT 부문 사장인 Stacey G. Rock는 2024년 5월 22일 채택된 10b5-1 거래계획에 따라 2025-09-02에 회사 보통주를 매도했다고 보고했습니다. 신고서에는 두 건의 매도 내역이 기재되어 있습니다: 가중평균가격 $63.6191,717주, 가중평균가격 $64.6172,283주가 매도되어 총 4,000주가 보고되었습니다.

거래 이후의 실질 보유량은 한 항목에 40,411주, 다른 항목에 38,128주로 보고되었으며, 직원 주식매수계획으로부터의 1,723주와 회사 401(k) 플랜에 보유된 약 6,699주가 추가로 기재되어 있습니다. 신고인은 2025-09-04에 대리인을 통해 Form 4를 인증했습니다.

Stacey G. Rock, initiée chez Kratos Defense & Security Solutions et présidente de la division KTT, a déclaré des ventes d'actions ordinaires de la société réalisées le 02/09/2025 dans le cadre d'un plan de trading 10b5-1 adopté le 22 mai 2024. Le dépôt indique deux lignes de vente : 1 717 actions vendues à un prix moyen pondéré de $63,619 et 2 283 actions vendues à un prix moyen pondéré de $64,617, soit 4 000 actions vendues au total.

La détention bénéficiaire après la transaction est indiquée comme 40 411 actions sur une ligne et 38 128 actions sur l'autre, avec des avoirs supplémentaires mentionnés, notamment 1 723 actions dans le Plan d'Achat d'Actions des Employés et environ 6 699 actions détenues dans le plan 401(k) de l'entreprise. La personne déclarante a certifié le formulaire 4 via un mandataire le 04/09/2025.

Stacey G. Rock, Insider bei Kratos Defense & Security Solutions und Präsidentin der KTT-Division, meldete den Verkauf von Stammaktien des Unternehmens, ausgeführt am 02.09.2025 im Rahmen eines 10b5-1-Handelsplans, der am 22. Mai 2024 verabschiedet wurde. Die Einreichung weist zwei Verkaufspositionen aus: 1.717 Aktien zu einem gewichteten Durchschnittspreis von $63,619 und 2.283 Aktien zu einem gewichteten Durchschnittspreis von $64,617, insgesamt 4.000 verkaufte Aktien.

Der nach der Transaktion verbleibende wirtschaftliche Besitz wird auf einer Zeile mit 40.411 Aktien und auf der anderen mit 38.128 Aktien angegeben. Zusätzlich werden Bestände von 1.723 Aktien aus dem Employee Stock Purchase Plan und rund 6.699 Aktien im 401(k)-Plan des Unternehmens erwähnt. Die meldende Person hat das Formular 4 am 04.09.2025 durch einen Bevollmächtigten beglaubigen lassen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rock Stacey G

(Last) (First) (Middle)
10680 TREENA STREET, SUITE 600

(Street)
SAN DIEGO CA 92131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. [ KTOS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, KTT Division
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/02/2025 S 1,717(1) D $63.619(2) 40,411(4) D
Common Stock 09/02/2025 S 2,283(1) D $64.617(3) 38,128(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 22, 2024.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.04 to $64.00 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.13 to $65.105 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
4. Includes 1,723 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,699 shares held through Issuer's 401(k) Plan.
Stacey G. Rock, by Eva Yee, Attorney-In-Fact 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Stacey G. Rock report on the Form 4 for KTOS?

The filing reports sales of 1,717 and 2,283 shares on 09/02/2025 under a 10b5-1 plan at weighted average prices of $63.619 and $64.617.

Were the sales executed under a 10b5-1 plan?

Yes. The Form 4 indicates the transactions were effected pursuant to a 10b5-1 trading plan adopted on May 22, 2024.

How many shares does the reporting person own after the sale?

The filing shows post-transaction beneficial ownership of 40,411 shares on one line and 38,128 shares on the other, and notes 1,723 ESPP shares plus ~6,699 shares in the 401(k).

What prices were the shares sold at?

Sales occurred at weighted average prices of $63.619 and $64.617; footnotes state individual transaction prices ranged within specified bands and the filer will provide breakdowns on request.

Who signed the Form 4 and when?

The form was signed by Stacey G. Rock, by Eva Yee, Attorney-In-Fact on 09/04/2025.
Kratos Defense & Sec Solutions

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