STOCK TITAN

Kratos Defense (KTOS) CFO Deanna Lund Sells 5,000 Shares Under 10b5-1 Plan

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

KRATOS DEFENSE & SECURITY SOLUTIONS EVP & CFO Deanna H. Lund reported open-market sales of 5,000 shares of common stock on August 3, 2026, in three transactions at weighted average prices of $46.5450, $48.0241, and $48.9451, executed under a Rule 10b5-1 trading plan adopted on May 20, 2025. Her reported direct holdings include 16,626 shares purchased through the Employee Stock Purchase Plan and approximately 20,561 shares held through the company 401(k) Plan.

Positive

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Negative

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Insider Lund Deanna H
Role EVP & CFO
Sold 5,000 shs ($243K)
Type Security Shares Price Value
Sale Common Stock F1, F2, F5 200 $46.545 $9K
Sale Common Stock F1, F3, F5 1,600 $48.0241 $77K
Sale Common Stock F1, F4, F5 3,200 $48.9451 $157K
Holdings After Transaction: Common Stock — 280,487 shares (Direct)
Footnotes (5)
  1. F1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2025.
  2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.25 to $46.84 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.45 to $48.40 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.45 to $49.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. F5. Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,561 shares held through Issuer's 401(k) Plan.
Total shares sold 5,000 shares Aggregate common shares sold by Deanna H. Lund on 2026-08-03
Sale block 1 200 shares at $46.5450 per share First common stock sale on 2026-08-03, weighted average price
Sale block 2 1,600 shares at $48.0241 per share Second common stock sale on 2026-08-03, weighted average price
Sale block 3 3,200 shares at $48.9451 per share Third common stock sale on 2026-08-03, weighted average price
ESPP holdings 16,626 shares Shares purchased through Kratos’s Employee Stock Purchase Plan included in direct holdings
401(k) Plan holdings approximately 20,561 shares Shares held through Kratos’s 401(k) Plan included in direct holdings
Rule 10b5-1 trading plan financial
"This transaction was effected pursuant to a 10b5-1 trading plan adopted..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Employee Stock Purchase Plan financial
"Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan..."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
401(k) Plan financial
"and approximately 20,561 shares held through Issuer's 401(k) Plan."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider stock transaction did KTOS executive Deanna Lund report?

Deanna H. Lund reported selling 5,000 KTOS common shares on August 3, 2026 in three open-market transactions. The sales used weighted average prices and were executed under a pre-established Rule 10b5-1 trading plan adopted on May 20, 2025.

Were Deanna Lund’s KTOS share sales made under a Rule 10b5-1 plan?

Yes. The filing states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Deanna H. Lund on May 20, 2025, indicating the sales followed a pre-arranged trading schedule rather than discretionary timing.

At what prices did Deanna Lund sell KTOS shares on August 3, 2026?

She sold shares at weighted average prices of $46.5450, $48.0241, and $48.9451. Footnotes explain these averages reflect multiple trades, with individual prices ranging from $46.25 to $49.39 across the three sale blocks reported.

How many KTOS shares does Deanna Lund hold through company benefit plans?

Her reported holdings include 16,626 shares purchased through Kratos’s Employee Stock Purchase Plan and approximately 20,561 shares held through the company’s 401(k) Plan. These plan-related positions form part of her overall direct ownership position in KTOS stock.

Does this KTOS Form 4 report any derivative or option transactions for Deanna Lund?

No. The Form 4 only reports non-derivative transactions in common stock totaling 5,000 shares sold. The derivative transaction count and derivative summary are both zero, indicating no options, warrants, or other derivative securities were transacted in this filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lund Deanna H

(Last)(First)(Middle)
10680 TREENA STREET, SUITE 600

(Street)
SAN DIEGO CALIFORNIA 92131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. [ KTOS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
EVP & CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S200(1)D$46.545(2)285,287(5)D
Common Stock08/03/2026S1,600(1)D$48.0241(3)283,687(5)D
Common Stock08/03/2026S3,200(1)D$48.9451(4)280,487(5)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.25 to $46.84 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.45 to $48.40 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.45 to $49.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
5. Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,561 shares held through Issuer's 401(k) Plan.
Deanna H. Lund, by Eva Yee, Attorney-In-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)