Welcome to our dedicated page for Kratos Defense & Sec Solutions SEC filings (Ticker: KTOS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Kratos Defense & Security Solutions, Inc. filings document the regulatory record of a defense technology operating company with Kratos Government Solutions and Unmanned Systems businesses. The company’s 8-Ks report quarterly and annual financial results, bookings, guidance, material agreements, capital actions and completed acquisitions, including the Orbit Technologies Ltd. transaction.
Proxy materials disclose board composition, committee assignments, executive compensation, shareholder voting matters and governance practices. Registration and offering-related filings describe underwritten common stock offerings, share issuance mechanics and use-of-proceeds categories, while financial and event disclosures frame the company’s segment activity and capital structure across defense, space, unmanned systems, rocket, turbine and microwave product businesses.
Kratos Defense (NASDAQ:KTOS) filed an 8-K announcing an underwritten public offering of 14,935,065 common shares (including the over-allotment option) at $38.50 per share, closing on 27 Jun 2025.
Gross proceeds are roughly $575 million before underwriting discounts. Management plans to deploy the cash to scale high-priority National Security programs, pursue strategic acquisitions, reduce debt and for general corporate purposes. The shares were issued under the S-3ASR shelf registration declared effective on 21 Feb 2024.
The underwriting agreement includes customary representations, indemnities and termination provisions. Press releases covering the launch and pricing of the offering are attached as Exhibits 99.1 and 99.2.
Marie Mendoza, SVP & General Counsel of Kratos Defense & Security Solutions (KTOS), executed planned stock sales on June 16, 2025 under a pre-established 10b5-1 trading plan from March 17, 2025. The transactions included:
- Sale of 1,719 shares at weighted average price of $41.7295 (range: $41.18-$42.16)
- Sale of 700 shares at weighted average price of $42.2129 (range: $42.18-$42.26)
Following these transactions, Mendoza retains beneficial ownership of 67,488 shares, including 1,971 shares from Employee Stock Purchase Plan and approximately 14,524 shares through the company's 401(k) Plan. The sales were executed according to the predetermined trading plan, which serves as an affirmative defense against insider trading allegations under Rule 10b5-1(c).
Insider Trading Alert: Phillip D. Carrai, President of STC Division at Kratos Defense & Security Solutions (KTOS), executed a significant stock sale on June 16, 2025. The transaction involved the disposition of 6,000 shares at a weighted average price of $42.1613 per share, with prices ranging from $41.895 to $42.36.
The sale was conducted under a pre-established 10b5-1 trading plan adopted on November 15, 2024, demonstrating planned portfolio management rather than reactive trading. Following the transaction, Carrai maintains substantial holdings of 276,085 shares held directly, including 11,385 shares from Employee Stock Purchase Plan and 4,221 shares in the 401(k) Plan. Additionally, he holds 46,644 shares indirectly through a trust.
This transaction represents a partial reduction in Carrai's direct holdings while maintaining significant equity exposure to KTOS, suggesting continued confidence in the company's prospects despite the sale.