STOCK TITAN

[Form 4] Kayne Anderson Energy Infrastructure Fund, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) filed a Form 4 disclosing that Caroline A. Winn resigned from the Board of Directors effective 24 June 2025. Winn had served as an Independent, Class III director and Audit Committee member; her term would otherwise have ended at the 2028 annual meeting. The filing states that her resignation was voluntary and not due to any disagreement with the company’s operations, policies, or practices. She stepped down after being promoted to executive vice-president at Sempra, overseeing Southern California Gas Company and San Diego Gas & Electric Company.

Following her departure, the Board now consists of seven directors, six of whom remain independent, maintaining a strong majority of independent oversight. The Form 4 contains no reported acquisitions or dispositions of KYN securities; the primary purpose is to indicate that Winn is no longer a Section 16 reporting person.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) ha presentato un Modulo 4 comunicando che Caroline A. Winn si è dimessa dal Consiglio di Amministrazione con effetto dal 24 giugno 2025. Winn ricopriva il ruolo di amministratore indipendente di Classe III e membro del Comitato per la Revisione; il suo mandato sarebbe terminato in occasione dell'assemblea annuale del 2028. Nel documento si precisa che le dimissioni sono state volontarie e non dovute a disaccordi riguardo alle operazioni, alle politiche o alle pratiche della società. Ha lasciato il suo incarico dopo essere stata promossa a vicepresidente esecutivo presso Sempra, con responsabilità su Southern California Gas Company e San Diego Gas & Electric Company.

Dopo la sua uscita, il Consiglio è ora composto da sette amministratori, sei dei quali rimangono indipendenti, garantendo una forte maggioranza di supervisione indipendente. Il Modulo 4 non riporta acquisizioni o cessioni di titoli KYN; lo scopo principale è indicare che Winn non è più una persona soggetta agli obblighi di segnalazione ai sensi della Sezione 16.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) presentó un Formulario 4 informando que Caroline A. Winn renunció al Consejo de Administración con efecto a partir del 24 de junio de 2025. Winn se desempeñaba como directora independiente de Clase III y miembro del Comité de Auditoría; su mandato habría finalizado en la reunión anual de 2028. El formulario indica que su renuncia fue voluntaria y no debido a ningún desacuerdo con las operaciones, políticas o prácticas de la empresa. Renunció tras ser promovida a vicepresidenta ejecutiva en Sempra, supervisando Southern California Gas Company y San Diego Gas & Electric Company.

Tras su partida, el Consejo ahora está compuesto por siete directores, seis de los cuales siguen siendo independientes, manteniendo una sólida mayoría de supervisión independiente. El Formulario 4 no reporta adquisiciones ni disposiciones de valores de KYN; el propósito principal es indicar que Winn ya no es una persona sujeta a la presentación de informes bajo la Sección 16.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)Caroline A. Winn이 2025년 6월 24일부로 이사회에서 사임했다고 Form 4를 제출했습니다. Winn은 독립적인 3등급 이사이자 감사위원회 위원으로 활동했으며, 임기는 2028년 정기총회까지였습니다. 제출 서류에는 그녀의 사임이 자발적이며 회사의 운영, 정책 또는 관행과 관련된 불일치 때문이 아님을 명시하고 있습니다. 그녀는 Sempra에서 부사장으로 승진하여 Southern California Gas Company와 San Diego Gas & Electric Company를 총괄하게 되면서 자리에서 물러났습니다.

그녀의 퇴임 이후 이사회는 현재 7명의 이사로 구성되어 있으며, 그 중 6명은 여전히 독립 이사로서 강력한 독립 감독 체제를 유지하고 있습니다. Form 4에는 KYN 증권의 취득 또는 처분 내역이 보고되지 않았으며, 주요 목적은 Winn이 더 이상 섹션 16 보고 대상자가 아님을 알리는 것입니다.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) a déposé un formulaire 4 révélant que Caroline A. Winn a démissionné du conseil d'administration à compter du 24 juin 2025. Winn occupait le poste d'administratrice indépendante de classe III et était membre du comité d'audit ; son mandat aurait autrement pris fin lors de l'assemblée annuelle de 2028. Le dépôt précise que sa démission est volontaire et non due à un désaccord avec les opérations, politiques ou pratiques de l'entreprise. Elle a quitté ses fonctions après avoir été promue vice-présidente exécutive chez Sempra, supervisant Southern California Gas Company et San Diego Gas & Electric Company.

Après son départ, le conseil se compose désormais de sept administrateurs, dont six restent indépendants, maintenant une forte majorité de surveillance indépendante. Le formulaire 4 ne contient aucune acquisition ni cession de titres KYN signalée ; son objectif principal est d’indiquer que Winn n’est plus une personne soumise aux obligations de déclaration en vertu de la Section 16.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) reichte ein Formular 4 ein, das offenlegt, dass Caroline A. Winn mit Wirkung zum 24. Juni 2025 aus dem Vorstand zurückgetreten ist. Winn war unabhängiges Vorstandsmitglied der Klasse III und Mitglied des Prüfungsausschusses; ihre Amtszeit hätte sonst auf der Hauptversammlung 2028 geendet. In der Einreichung wird angegeben, dass ihre Kündigung freiwillig war und nicht auf Meinungsverschiedenheiten mit den Geschäftsabläufen, Richtlinien oder Praktiken des Unternehmens zurückzuführen ist. Sie trat zurück, nachdem sie zur Executive Vice President bei Sempra befördert wurde und die Aufsicht über Southern California Gas Company und San Diego Gas & Electric Company übernahm.

Nach ihrem Ausscheiden besteht der Vorstand nun aus sieben Mitgliedern, von denen sechs weiterhin unabhängig sind, was eine starke Mehrheit unabhängiger Kontrolle sicherstellt. Das Formular 4 enthält keine gemeldeten Käufe oder Verkäufe von KYN-Wertpapieren; der Hauptzweck ist anzugeben, dass Winn nicht mehr eine meldepflichtige Person gemäß Abschnitt 16 ist.

Positive
  • No disagreement: The resigning director confirms alignment with the company’s operations, reducing concerns about undisclosed conflicts.
  • Board independence maintained: Six of seven directors remain independent, preserving strong governance ratios.
Negative
  • Loss of Audit Committee member: The resignation creates a vacancy that must be filled to maintain oversight continuity.

Insights

TL;DR: Independent director resigns for promotion elsewhere; no dispute, governance impact minimal.

Director turnover is generally neutral unless it signals strategic friction or weak oversight. Here, Winn’s resignation is explicitly linked to a career promotion and accompanied by a statement of no disagreement with KYN. The Board retains six independent directors out of seven, exceeding typical closed-end fund governance norms. No share transactions were reported, so there is no insider buying/selling signal. The filing mainly informs investors that Winn is no longer subject to Section 16 reporting, implying limited operational or financial impact. Unless the fund struggles to replace her Audit Committee expertise promptly, material repercussions appear negligible.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) ha presentato un Modulo 4 comunicando che Caroline A. Winn si è dimessa dal Consiglio di Amministrazione con effetto dal 24 giugno 2025. Winn ricopriva il ruolo di amministratore indipendente di Classe III e membro del Comitato per la Revisione; il suo mandato sarebbe terminato in occasione dell'assemblea annuale del 2028. Nel documento si precisa che le dimissioni sono state volontarie e non dovute a disaccordi riguardo alle operazioni, alle politiche o alle pratiche della società. Ha lasciato il suo incarico dopo essere stata promossa a vicepresidente esecutivo presso Sempra, con responsabilità su Southern California Gas Company e San Diego Gas & Electric Company.

Dopo la sua uscita, il Consiglio è ora composto da sette amministratori, sei dei quali rimangono indipendenti, garantendo una forte maggioranza di supervisione indipendente. Il Modulo 4 non riporta acquisizioni o cessioni di titoli KYN; lo scopo principale è indicare che Winn non è più una persona soggetta agli obblighi di segnalazione ai sensi della Sezione 16.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) presentó un Formulario 4 informando que Caroline A. Winn renunció al Consejo de Administración con efecto a partir del 24 de junio de 2025. Winn se desempeñaba como directora independiente de Clase III y miembro del Comité de Auditoría; su mandato habría finalizado en la reunión anual de 2028. El formulario indica que su renuncia fue voluntaria y no debido a ningún desacuerdo con las operaciones, políticas o prácticas de la empresa. Renunció tras ser promovida a vicepresidenta ejecutiva en Sempra, supervisando Southern California Gas Company y San Diego Gas & Electric Company.

Tras su partida, el Consejo ahora está compuesto por siete directores, seis de los cuales siguen siendo independientes, manteniendo una sólida mayoría de supervisión independiente. El Formulario 4 no reporta adquisiciones ni disposiciones de valores de KYN; el propósito principal es indicar que Winn ya no es una persona sujeta a la presentación de informes bajo la Sección 16.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)Caroline A. Winn이 2025년 6월 24일부로 이사회에서 사임했다고 Form 4를 제출했습니다. Winn은 독립적인 3등급 이사이자 감사위원회 위원으로 활동했으며, 임기는 2028년 정기총회까지였습니다. 제출 서류에는 그녀의 사임이 자발적이며 회사의 운영, 정책 또는 관행과 관련된 불일치 때문이 아님을 명시하고 있습니다. 그녀는 Sempra에서 부사장으로 승진하여 Southern California Gas Company와 San Diego Gas & Electric Company를 총괄하게 되면서 자리에서 물러났습니다.

그녀의 퇴임 이후 이사회는 현재 7명의 이사로 구성되어 있으며, 그 중 6명은 여전히 독립 이사로서 강력한 독립 감독 체제를 유지하고 있습니다. Form 4에는 KYN 증권의 취득 또는 처분 내역이 보고되지 않았으며, 주요 목적은 Winn이 더 이상 섹션 16 보고 대상자가 아님을 알리는 것입니다.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) a déposé un formulaire 4 révélant que Caroline A. Winn a démissionné du conseil d'administration à compter du 24 juin 2025. Winn occupait le poste d'administratrice indépendante de classe III et était membre du comité d'audit ; son mandat aurait autrement pris fin lors de l'assemblée annuelle de 2028. Le dépôt précise que sa démission est volontaire et non due à un désaccord avec les opérations, politiques ou pratiques de l'entreprise. Elle a quitté ses fonctions après avoir été promue vice-présidente exécutive chez Sempra, supervisant Southern California Gas Company et San Diego Gas & Electric Company.

Après son départ, le conseil se compose désormais de sept administrateurs, dont six restent indépendants, maintenant une forte majorité de surveillance indépendante. Le formulaire 4 ne contient aucune acquisition ni cession de titres KYN signalée ; son objectif principal est d’indiquer que Winn n’est plus une personne soumise aux obligations de déclaration en vertu de la Section 16.

Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) reichte ein Formular 4 ein, das offenlegt, dass Caroline A. Winn mit Wirkung zum 24. Juni 2025 aus dem Vorstand zurückgetreten ist. Winn war unabhängiges Vorstandsmitglied der Klasse III und Mitglied des Prüfungsausschusses; ihre Amtszeit hätte sonst auf der Hauptversammlung 2028 geendet. In der Einreichung wird angegeben, dass ihre Kündigung freiwillig war und nicht auf Meinungsverschiedenheiten mit den Geschäftsabläufen, Richtlinien oder Praktiken des Unternehmens zurückzuführen ist. Sie trat zurück, nachdem sie zur Executive Vice President bei Sempra befördert wurde und die Aufsicht über Southern California Gas Company und San Diego Gas & Electric Company übernahm.

Nach ihrem Ausscheiden besteht der Vorstand nun aus sieben Mitgliedern, von denen sechs weiterhin unabhängig sind, was eine starke Mehrheit unabhängiger Kontrolle sicherstellt. Das Formular 4 enthält keine gemeldeten Käufe oder Verkäufe von KYN-Wertpapieren; der Hauptzweck ist anzugeben, dass Winn nicht mehr eine meldepflichtige Person gemäß Abschnitt 16 ist.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winn Caroline Ann

(Last) (First) (Middle)
C/O KAYNE ANDERSON CAPITAL ADVISORS, LP
717 TEXAS AVENUE, 22ND FLOOR

(Street)
HOUSTON TX 77002

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Kayne Anderson Energy Infrastructure Fund, Inc. [ KYN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
On June 24, 2025, Caroline A. Winn notified Kayne Anderson Energy Infrastructure Fund, Inc. (the "Company") of her decision to resign from the Board of Directors of the Company (the "Board"), effective immediately. Ms. Winn qualified as a "disinterested" director of the Company (an "Independent Director") under the Investment Company Act of 1940, as amended. Ms. Winn was designated as a Class III director with a remaining term that otherwise would have expired at the annual meeting of stockholders in 2028 unless reelected. At the time of her resignation, Ms. Winn served on the Audit Committee of the Board. Ms. Winn confirmed that her decision to resign was not the result of any disagreement with the Company on any matter relating to the Company's operations, policies or practices. Ms. Winn was recently promoted to the position of executive vice president of Sempra overseeing Southern California Gas Company and San Diego Gas & Electric Company. The Company congratulates Ms. Winn on her promotion and sincerely thanks her for more than three years of dedicated service on the Board. Following her resignation, the Board is comprised of seven directors, six of whom are Independent Directors.
/s/ Caroline Ann Winn 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did Caroline A. Winn resign from KYN's Board?

She accepted a promotion to executive vice-president at Sempra and stated her resignation was not due to any disagreement with KYN.

Does Winn’s resignation affect KYN’s Board independence?

Post-resignation, the Board has seven directors, six independent, so independence remains strong.

Were any KYN shares bought or sold in this Form 4?

No. The filing reports no acquisitions or dispositions; it solely updates Winn’s Section 16 status.

What committee did Caroline A. Winn serve on?

She was a member of the Board’s Audit Committee.

When would Winn’s term have expired if she had not resigned?

As a Class III director, her term would have ended at the 2028 annual meeting.
Kayne Anderson Energy Infrastructure

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