STOCK TITAN

Trust tied to KYN (NYSE: KYN) executive receives 6,872 shares in in-kind distribution

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kayne Anderson Energy Infrastructure Fund, Inc. insider restructuring shows Executive VP & Secretary Michael J. O'Neil, Jr. associated with an in-kind distribution of fund shares. On April 7, 2026, a trust linked to him received 6,872 shares of common stock at a reference value of $14.2139 per share, based on a volume weighted average price for the last 10 trading days of March. After this non-market restructuring transaction, the trust holds 17,312 shares indirectly. The movement reflects an internal distribution from Kayne Anderson Capital Advisors, L.P. to its limited partners, rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider O'Neil Michael J
Role Executive VP & Secretary
Type Security Shares Price Value
Other Common Stock 6,872 $14.2139 $98K
Holdings After Transaction: Common Stock — 17,312 shares (Indirect, The Michael J. O'Neil, Jr. and Katrina E. Nappa 2018 Trust, dtd 12/5/2018)
Footnotes (1)
  1. [object Object]
Shares received 6,872 shares In-kind distribution on April 7, 2026
Reference price $14.2139 per share Volume weighted average price for last 10 trading days of March
Indirect holdings after transaction 17,312 shares Held by The Michael J. O'Neil, Jr. and Katrina E. Nappa 2018 Trust
in-kind distribution financial
"made an in-kind distribution of KYN shares to limited partners of KACALP"
volume weighted average price financial
"price per share for the distribution was calculated on a volume weighted average price"
The volume weighted average price (VWAP) is a way to measure the average price of a security, such as a stock, over a specific period, taking into account how many units were traded at each price. It’s similar to calculating the average cost of items bought when some are more frequently purchased than others. Investors use VWAP to assess whether a security is being bought or sold at a fair price during trading.
limited partners financial
"in-kind distribution of KYN shares to limited partners of KACALP"
Limited partners are investors who provide most of the capital to an investment partnership but do not run its day-to-day business; they have liability only up to the amount they invested. Think of them as silent backers who hire a manager to make decisions and share in profits or losses; their importance to investors lies in shaping how much money a fund can deploy, the risk and return profile they receive, and the liquidity and fees associated with that investment.
trust financial
"The Michael J. O'Neil, Jr. and Katrina E. Nappa 2018 Trust, dtd 12/5/2018"
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Neil Michael J

(Last)(First)(Middle)
C/O KAYNE ANDERSON CAPITAL ADVISORS, LP
717 TEXAS AVENUE, 22ND FLOOR

(Street)
HOUSTON TEXAS 77002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Kayne Anderson Energy Infrastructure Fund, Inc. [ KYN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive VP & Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/07/2026J(1)6,872A$14.213917,312IThe Michael J. O'Neil, Jr. and Katrina E. Nappa 2018 Trust, dtd 12/5/2018
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On April 7, 2026, Kayne Anderson Capital Advisors, L.P. ("KACALP") made an in-kind distribution of KYN shares to limited partners of KACALP. This transaction shows the Reporting Person's shares acquired as a result of this in-kind distribution. The $14.2139 price per share for the distribution was calculated on a volume weighted average price for the last 10 trading days of March.
/s/ Michael O'Neil04/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did KYN insider Michael J. O'Neil report in this Form 4 filing?

He reported an internal restructuring where a trust linked to him received 6,872 KYN common shares via in-kind distribution. This raised the trust’s indirect holdings to 17,312 shares, without any open-market buying or selling activity.

How many KYN shares were involved in the April 7, 2026 transaction?

The transaction involved 6,872 KYN common shares allocated to a trust associated with Michael J. O'Neil. These shares came through an in-kind distribution from Kayne Anderson Capital Advisors, L.P. to its limited partners, not through regular market trading.

At what price was the in-kind distribution of KYN shares valued?

The in-kind distribution was valued at $14.2139 per KYN share. This reference price was calculated using the volume weighted average price for the last 10 trading days of March, providing a standardized measure rather than a single-day market trade price.

What are Michael J. O'Neil’s KYN holdings after this reported transaction?

Following the in-kind distribution, a trust associated with Michael J. O'Neil holds 17,312 KYN common shares indirectly. This reflects the updated indirect ownership position, as disclosed in the Form 4, after receiving 6,872 shares through the internal restructuring.

Was the KYN Form 4 transaction an open-market buy or sell?

No, the Form 4 describes an internal in-kind distribution, not an open-market buy or sell. Shares were redistributed by Kayne Anderson Capital Advisors, L.P. to its limited partners, with 6,872 shares allocated to the trust connected to Michael J. O'Neil.

Who actually received the KYN shares reported in this Form 4 filing?

The shares are held indirectly through The Michael J. O'Neil, Jr. and Katrina E. Nappa 2018 Trust. This trust received 6,872 KYN shares in an in-kind distribution from Kayne Anderson Capital Advisors, L.P., increasing its total indirect holdings to 17,312 shares.