STOCK TITAN

KYN president James C. Baker adds 41,979 shares to direct stake

(Very High)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Kayne Anderson Energy Infrastructure Fund president James C. Baker increased his direct stake through recent share acquisitions. On April 8, 2026, he made an open-market purchase of 25,000 shares of common stock at $13.67 per share.

On April 7, 2026, he also acquired 16,979 shares through an in-kind distribution from Kayne Anderson Capital Advisors, L.P. valued at a volume weighted average price of $14.2139 per share for the last 10 trading days of March. Following these transactions, he directly owns 978,019 shares of the fund’s common stock.

Positive

  • None.

Negative

  • None.
Insider Baker James C
Role President
Bought 25,000 shs ($342K)
Type Security Shares Price Value
Purchase Common Stock 25,000 $13.67 $342K
Other Common Stock 16,979 $14.2139 $241K
Holdings After Transaction: Common Stock — 978,019 shares (Direct)
Footnotes (1)
  1. F1. On April 7, 2026, Kayne Anderson Capital Advisors, L.P. ("KACALP") made an in-kind distribution of KYN shares to limited partners of KACALP. This transaction shows the Reporting Person's shares acquired as a result of this in-kind distribution. The $14.2139 price per share for the distribution was calculated on a volume weighted average price for the last 10 trading days of March.
Open-market purchase 25,000 shares at $13.67 Common stock bought on April 8, 2026
In-kind distribution 16,979 shares at $14.2139 Common stock received on April 7, 2026
Direct holdings after transactions 978,019 shares Common stock held directly after April 2026 trades
Net buy shares 25,000 shares Net buy-sell direction reported as net-buy
open-market purchase financial
"he made an open-market purchase of 25,000 shares of common stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
in-kind distribution financial
"made an in-kind distribution of KYN shares to limited partners"
volume weighted average price financial
"price per share for the distribution was calculated on a volume weighted average price"
The volume weighted average price (VWAP) is a way to measure the average price of a security, such as a stock, over a specific period, taking into account how many units were traded at each price. It’s similar to calculating the average cost of items bought when some are more frequently purchased than others. Investors use VWAP to assess whether a security is being bought or sold at a fair price during trading.
limited partners financial
"made an in-kind distribution of KYN shares to limited partners of KACALP"
Limited partners are investors who provide most of the capital to an investment partnership but do not run its day-to-day business; they have liability only up to the amount they invested. Think of them as silent backers who hire a manager to make decisions and share in profits or losses; their importance to investors lies in shaping how much money a fund can deploy, the risk and return profile they receive, and the liquidity and fees associated with that investment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did KYN president James C. Baker report?

James C. Baker reported buying 25,000 KYN common shares in the open market at $13.67 per share and receiving 16,979 shares via an in-kind distribution, increasing his direct ownership to 978,019 shares after these April 2026 transactions.

How many KYN shares did James C. Baker buy on the open market?

He bought 25,000 KYN common shares in an open-market purchase at $13.67 per share on April 8, 2026. This transaction is classified as a direct ownership purchase and is separate from the in-kind distribution he received the prior day.

What is the in-kind distribution mentioned in the KYN Form 4 filing?

On April 7, 2026, Kayne Anderson Capital Advisors, L.P. made an in-kind distribution of KYN shares to its limited partners. James C. Baker’s Form 4 shows 16,979 KYN shares acquired from this distribution, priced at a $14.2139 volume weighted average for the last 10 March trading days.

What is James C. Baker’s total KYN shareholding after these transactions?

After the April 7 and April 8, 2026 transactions, James C. Baker directly owns 978,019 shares of Kayne Anderson Energy Infrastructure Fund common stock. This total reflects both the 25,000-share open-market purchase and the 16,979-share in-kind distribution allocation.

How was the $14.2139 price for the KYN in-kind distribution calculated?

The $14.2139 per-share value for the KYN in-kind distribution was calculated using a volume weighted average price for the last 10 trading days of March. This figure determined the reported value of the 16,979 shares distributed to James C. Baker.

Are James C. Baker’s new KYN holdings direct or indirect?

The Form 4 indicates that James C. Baker’s reported KYN holdings are direct. Both the 25,000-share open-market purchase and the 16,979 shares from the in-kind distribution are classified as directly owned common stock in the filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baker James C

(Last)(First)(Middle)
C/O KAYNE ANDERSON CAPITAL ADVISORS, LP
717 TEXAS AVENUE, 22ND FLOOR

(Street)
HOUSTON TEXAS 77002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Kayne Anderson Energy Infrastructure Fund, Inc. [ KYN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/07/2026J(1)16,979A$14.2139953,019D
Common Stock04/08/2026P25,000A$13.67978,019D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On April 7, 2026, Kayne Anderson Capital Advisors, L.P. ("KACALP") made an in-kind distribution of KYN shares to limited partners of KACALP. This transaction shows the Reporting Person's shares acquired as a result of this in-kind distribution. The $14.2139 price per share for the distribution was calculated on a volume weighted average price for the last 10 trading days of March.
/s/ James C. Baker04/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)