Welcome to our dedicated page for Kayne Anderson Energy Infrastructure SEC filings (Ticker: KYN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Kayne Anderson Energy Infrastructure Fund, Inc. (NYSE: KYN) SEC filings page on Stock Titan provides access to the fund’s regulatory disclosures as a closed-end management investment company registered under the Investment Company Act of 1940. Through these filings, investors can review how KYN reports its energy infrastructure investment strategy, capital structure, governance, and compliance with applicable securities laws.
Key documents include periodic reports and current reports on Form 8-K. For example, KYN has used Form 8-K to disclose changes in its Board of Directors, such as the resignation of an independent director, and to confirm that such changes were not the result of disagreements regarding the company’s operations, policies, or practices. Filings also identify KYN’s status as a Maryland corporation, its principal offices in Houston, Texas, and its common stock registration under Section 12(b) of the Exchange Act, trading on the NYSE under the symbol KYN.
Other SEC filings complement the fund’s press releases that discuss unaudited balance sheets, leverage, and private placements of senior unsecured notes. Together, these materials describe KYN’s use of a credit facility, notes, and preferred stock, and provide the framework for understanding its asset coverage ratios under the 1940 Act. Investors interested in governance, board composition, and regulatory status can turn to the SEC documents for formal, detailed disclosures.
On Stock Titan, AI-powered tools summarize lengthy filings to highlight important items such as board changes, capital structure updates, and key risk or compliance statements. Real-time updates from EDGAR, combined with AI-generated overviews, can help readers navigate complex documents like 8-Ks and other fund reports more efficiently, while still allowing access to the complete original filings and any related insider or governance information reported to the SEC.
Kayne Anderson Energy Infrastructure Fund director and Executive VP & Secretary Michael J. O'Neil reported an indirect purchase of 1,050 shares of KYN common stock on 08/20/2025 at $12.20 per share. After the transaction, 10,440 shares are beneficially owned indirectly through the Michael J. O'Neil, Jr. and Katrina E. Nappa 2018 Trust dated 12/5/2018. This Form 4 reflects a routine insider acquisition; no derivatives or dispositions were reported.
The filing reports that Kayne Anderson Energy Infrastructure Fund's 3.82% Series TT Senior Unsecured Notes due August 8, 2025 matured on August 8, 2025, and the issuer repaid the original principal amount plus accrued and unpaid interest. The filing notes that the accrued interest is exempt from Section 16 under Rule 16a-9.
The positions were held directly by clients for whom MetLife Investment Management, LLC serves as investment manager; MetLife disclaims beneficial ownership except to the extent of its pecuniary interest. The report lists amounts of 664,175 and 1,692,306 in connection with the matured Series TT notes (totaling 2,356,481).
Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) filed a Form 4 disclosing that Executive VP & Secretary Michael J. O’Neil purchased 1,000 shares of the fund’s common stock on 07/09/2025 at $12.43 per share. The transaction was executed indirectly through “The Michael J. O’Neil, Jr. and Katrina E. Nappa 2018 Trust.” Following the trade, the trust’s beneficial ownership stands at 9,390 shares. No derivative securities were involved, and no dispositions were reported. The filing represents a routine insider purchase with a total value of roughly $12,430, a de-minimis amount relative to KYN’s total assets, but it may still signal modest insider confidence.
Kayne Anderson Energy Infrastructure Fund (NYSE:KYN) filed a routine Form 4 showing President/Director James C. Baker bought 25,000 common shares at $12.5938 on 06/27/2025, lifting his stake to 786,040 shares. The transaction was executed under a Rule 10b5-1 plan. No other material changes were disclosed.
Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) filed a Form 4 disclosing that Caroline A. Winn resigned from the Board of Directors effective 24 June 2025. Winn had served as an Independent, Class III director and Audit Committee member; her term would otherwise have ended at the 2028 annual meeting. The filing states that her resignation was voluntary and not due to any disagreement with the company’s operations, policies, or practices. She stepped down after being promoted to executive vice-president at Sempra, overseeing Southern California Gas Company and San Diego Gas & Electric Company.
Following her departure, the Board now consists of seven directors, six of whom remain independent, maintaining a strong majority of independent oversight. The Form 4 contains no reported acquisitions or dispositions of KYN securities; the primary purpose is to indicate that Winn is no longer a Section 16 reporting person.
Kayne Anderson Energy Infrastructure Fund (NYSE:KYN) reported in an 8-K filing that Caroline A. Winn has resigned from the Board of Directors, effective June 24, 2025. Winn, who served as an Independent Director and member of the Audit Committee, resigned following her promotion to executive vice president at Sempra overseeing Southern California Gas Company and San Diego Gas & Electric Company. Her Class III director term would have expired at the 2028 annual meeting. The resignation was not due to any disagreements with the company's operations, policies, or practices. Following her departure, the Board now consists of seven directors, with six qualifying as Independent Directors.
Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) — Form 4 overview
On 23 June 2025, MetLife Investment Management, LLC ("MIM") filed a Form 4 as a 10 % owner of KYN. The filing documents the maturity and full repayment of KYN’s 1.81 % Series QQ Senior Unsecured Notes that were due 19 June 2025.
- Security: 1.81 % Series QQ Senior Unsecured Notes due 19 Jun 2025
- Principal reported: 2,000,000 (aggregate across two identical line items)
- Transaction code: J – disposition classified as “other” because the notes matured
- Date of transaction: 19 Jun 2025
- Resulting ownership: 0; MIM no longer holds the notes
Footnotes specify that the notes were held in client accounts managed by MIM, that interest paid at maturity is exempt from Section 16 reporting, and that MIM disclaims beneficial ownership beyond any pecuniary interest. No derivative securities were reported.
The disclosure reflects a routine debt-maturity event and does not involve KYN common shares or any change in insider equity ownership. Accordingly, it appears administrative rather than materially impactful for current shareholders.