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[Form 3] LITHIA MOTORS INC Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Initial Form 3 filing for a director that reports no beneficial ownership. The filing names Richard J. Bailey Jr. as the reporting person and indicates his relationship to Lithia Motors Inc. (LAD) is as a director. The event date requiring the statement is 10/01/2025 and the form was signed by an attorney-in-fact on 10/08/2025. The filing explicitly states "No securities are beneficially owned."

Deposito iniziale del Form 3 per un amministratore che riferisce di non possedere proprietà beneficiarie. Il deposito nomina Richard J. Bailey Jr. come persona che presenta la dichiarazione e indica che la sua relazione con Lithia Motors Inc. (LAD) è quella di direttore. La data dell'evento che richiede la dichiarazione è 10/01/2025 e il modulo è stato firmato da un procuratore-in-fatto il 10/08/2025. Il deposito afferma esplicitamente "Nessun titolo è posseduto in modo beneficiario."

Presentación inicial del Formulario 3 para un director que no reporta propiedad beneficiosa. La presentación nombra a Richard J. Bailey Jr. como la persona que reporta y señala que su relación con Lithia Motors Inc. (LAD) es como director. La fecha del evento que requiere la declaración es 10/01/2025 y el formulario fue firmado por un apoderado el 10/08/2025. La presentación afirma explícitamente "Ninguna propiedad es poseída de forma beneficiosa."

소유 지분이 없는 이사에 대한 Initial Form 3 제출. 제출서는 Richard J. Bailey Jr.를 보고자(person reporting)로 명시하고 그의 Lithia Motors Inc. (LAD)와의 관계를 이사로 나타냅니다. 주장의 필요성을 야기하는 사건 날짜는 2025-10-01이고 양식은 2025-10-08에 대리인에 의해 서명되었습니다. 제출서는 명시적으로 "어떠한 증권도 실익상 소유하고 있지 않다."라고 명시합니다.

Dépôt initial du Formulaire 3 pour un administrateur qui ne déclare aucune propriété bénéficiaire. Le dépôt nomme Richard J. Bailey Jr. comme la personne déclarant et indique que sa relation avec Lithia Motors Inc. (LAD) est celle de directeur. La date de l'événement nécessitant la déclaration est le 10/01/2025 et le formulaire a été signé par un mandataire le 10/08/2025. Le dépôt indique explicitement « Aucune valeur mobilière n’est détenue de manière bénéficiaire. »

Erstmalige Form 3 Einreichung für einen Direktor, der keinen wirtschaftlich berechtigten Besitz meldet. Die Einreichung nennt Richard J. Bailey Jr. als meldepflichtige Person und gibt an, dass seine Beziehung zu Lithia Motors Inc. (LAD) die eines Direktors ist. Das Ereignisdatum, das die Erklärung erfordert, lautet 10/01/2025 und das Formular wurde am 10/08/2025 von einem Bevollmächtigten unterschrieben. In der Einreichung wird ausdrücklich angegeben „Es bestehen keine wertpapierbezogenen Anteile.“

تقديم النموذج الأولي 3 لمدير لا يبلغ عن ملكية مفيدة. يذكر التقديم Richard J. Bailey Jr. كالشخص المبلغ ويشير إلى أن صلته بـ Lithia Motors Inc. (LAD) هي كـ مدير. تاريخ الحدث الذي يتطلب البيان هو 10/01/2025 وتم توقيع النموذج من قبل وكيلاً قانونياً في 10/08/2025. يذكر التقديم صراحة «لا توجد أوراق مالية مملوكة بصورة مفيدة».

初始 Form 3 报告适用于报告无实益所有权的董事。 该申报将 Richard J. Bailey Jr. 列为报告人,并指明他与 Lithia Motors Inc. (LAD) 的关系为 董事。需要声明的事件日期为 2025/10/01,且该表格于 2025/10/08 由一位代理签署。该申报明确说明 “未实际拥有任何证券。”

Positive
  • None.
Negative
  • None.

Deposito iniziale del Form 3 per un amministratore che riferisce di non possedere proprietà beneficiarie. Il deposito nomina Richard J. Bailey Jr. come persona che presenta la dichiarazione e indica che la sua relazione con Lithia Motors Inc. (LAD) è quella di direttore. La data dell'evento che richiede la dichiarazione è 10/01/2025 e il modulo è stato firmato da un procuratore-in-fatto il 10/08/2025. Il deposito afferma esplicitamente "Nessun titolo è posseduto in modo beneficiario."

Presentación inicial del Formulario 3 para un director que no reporta propiedad beneficiosa. La presentación nombra a Richard J. Bailey Jr. como la persona que reporta y señala que su relación con Lithia Motors Inc. (LAD) es como director. La fecha del evento que requiere la declaración es 10/01/2025 y el formulario fue firmado por un apoderado el 10/08/2025. La presentación afirma explícitamente "Ninguna propiedad es poseída de forma beneficiosa."

소유 지분이 없는 이사에 대한 Initial Form 3 제출. 제출서는 Richard J. Bailey Jr.를 보고자(person reporting)로 명시하고 그의 Lithia Motors Inc. (LAD)와의 관계를 이사로 나타냅니다. 주장의 필요성을 야기하는 사건 날짜는 2025-10-01이고 양식은 2025-10-08에 대리인에 의해 서명되었습니다. 제출서는 명시적으로 "어떠한 증권도 실익상 소유하고 있지 않다."라고 명시합니다.

Dépôt initial du Formulaire 3 pour un administrateur qui ne déclare aucune propriété bénéficiaire. Le dépôt nomme Richard J. Bailey Jr. comme la personne déclarant et indique que sa relation avec Lithia Motors Inc. (LAD) est celle de directeur. La date de l'événement nécessitant la déclaration est le 10/01/2025 et le formulaire a été signé par un mandataire le 10/08/2025. Le dépôt indique explicitement « Aucune valeur mobilière n’est détenue de manière bénéficiaire. »

Erstmalige Form 3 Einreichung für einen Direktor, der keinen wirtschaftlich berechtigten Besitz meldet. Die Einreichung nennt Richard J. Bailey Jr. als meldepflichtige Person und gibt an, dass seine Beziehung zu Lithia Motors Inc. (LAD) die eines Direktors ist. Das Ereignisdatum, das die Erklärung erfordert, lautet 10/01/2025 und das Formular wurde am 10/08/2025 von einem Bevollmächtigten unterschrieben. In der Einreichung wird ausdrücklich angegeben „Es bestehen keine wertpapierbezogenen Anteile.“

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Bailey Richard J Jr

(Last) (First) (Middle)
150 N BARTLETT ST

(Street)
MEDFORD OR 97501

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025
3. Issuer Name and Ticker or Trading Symbol
LITHIA MOTORS INC [ LAD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Kevin Cundick, Attorney-in-Fact 10/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for LITHIA MOTORS INC (LAD) report?

The Form 3 reports that Richard J. Bailey Jr., a director, does not beneficially own any securities of Lithia Motors as of the event date 10/01/2025.

Who is the reporting person on this Form 3 for LAD?

The reporting person is Richard J. Bailey Jr., identified as a Director of Lithia Motors Inc.

When was the event date and when was the Form 3 signed?

The event requiring the statement is dated 10/01/2025 and the form was signed by an attorney-in-fact on 10/08/2025.

Does this Form 3 disclose any derivative securities or stock ownership?

No. The filing states explicitly that no securities are beneficially owned, and no derivative holdings are listed.

What is the significance of a Form 3 reporting no ownership?

A Form 3 is the initial ownership disclosure; reporting no beneficial ownership means the director did not hold company securities at the reported event date.
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