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Ladder Capital (LADR) CEO adds 5,000 shares in February 2026 buy

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Ladder Capital Corp’s Chief Executive Officer and director Brian Harris reported buying 5,000 shares of Class A common stock on February 6, 2026 at a weighted average price of $10.32 per share. After this purchase, he directly holds 15,088 Class A shares.

The filing also lists large indirect holdings in Ladder Capital Class A stock by entities such as Shallow Alcove LLC, Shallow Alcove II LLC, the Betsy A. Harris 2012 Family Trust, and two Harris Investment Associates limited partnerships. A footnote explains that 917,324 shares previously reported as directly held were transferred on August 6, 2025 to Shallow Alcove II LLC in a non-reportable change in form.

Another footnote states that the reporting person disclaims beneficial ownership of these indirect positions except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris Brian

(Last) (First) (Middle)
C/O LADDER CAPITAL CORP
320 PARK AVE, 15TH FL

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Ladder Capital Corp [ LADR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/06/2026 P 5,000 A $10.32(1) 15,088 D
Class A Common Stock 1,048,394 I By Shallow Alcove LLC(3)
Class A Common Stock 917,324(2) I By Shallow Alcove II LLC(3)
Class A Common Stock 4,793,623 I Betsy A. Harris 2012 Family Trust(3)
Class A Common Stock 400,540 I By Harris Investment Associates, L.P.(3)
Class A Common Stock 1,020,084 I By Harris Investment Associates II, L.P.(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.27 to $10.35, inclusive. The Reporting Person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
2. 917,324 shares of Class A Common Stock were previously reported as directly held by the Reporting Person, but after giving effect to the transfer in a non-reportable change in form on August 6, 2025, are held by Shallow Alcove II LLC.
3. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, and this Statement should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Michelle Wallach, as Attorney-in-Fact for Brian Harris 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ladder Capital Corp (LADR) report for Brian Harris?

Brian Harris reported buying 5,000 shares of Ladder Capital Class A common stock. The purchase occurred on February 6, 2026 at a weighted average price of $10.32 per share, increasing his directly held position to 15,088 shares.

At what price did Brian Harris buy Ladder Capital (LADR) shares on February 6, 2026?

He bought the shares at a weighted average price of $10.32. A footnote explains the purchases were executed in multiple trades, with prices ranging from $10.27 to $10.35, and that detailed trade-level information is available upon request.

How many Ladder Capital (LADR) shares does Brian Harris directly own after this Form 4?

After the reported transaction, Brian Harris directly owns 15,088 shares of Ladder Capital Class A common stock. This reflects the additional 5,000 shares purchased on February 6, 2026 at a weighted average price of $10.32 per share.

What indirect Ladder Capital (LADR) holdings are associated with entities tied to Brian Harris?

The filing lists indirect holdings of Class A shares by Shallow Alcove LLC, Shallow Alcove II LLC, the Betsy A. Harris 2012 Family Trust, and two Harris Investment Associates partnerships, with Harris disclaiming beneficial ownership except to the extent of his pecuniary interest.

What change involving 917,324 Ladder Capital (LADR) shares is disclosed?

The Form 4 notes that 917,324 Class A shares previously reported as directly held by Brian Harris are now held by Shallow Alcove II LLC after a non-reportable change in form on August 6, 2025, updating how those shares are attributed.

Does Brian Harris claim full beneficial ownership of all Ladder Capital (LADR) shares reported?

No. A footnote states that he disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, clarifying that indirect positions held through related entities are not fully attributed to him.
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