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Lakeland Industries (LAKE) CFO granted 9,175 RSUs vesting through 2029

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lakeland Industries reported that CFO and Secretary James Calven Swinea Jr. received a grant of 9,175 shares of common stock as a stock-based award. His direct holdings increased to 16,133 shares after the transaction. The award is structured as restricted stock units that convert into shares as they vest.

The RSUs vest in three equal installments: one-third on the first anniversary of the grant date, one-third on January 31, 2028, and one-third on January 31, 2029, provided he remains in continuous service through each vesting date. No open‑market share purchases or sales were reported in this filing.

Positive

  • None.

Negative

  • None.
Insider Swinea James Calven Jr.
Role CFO and Secretary
Type Security Shares Price Value
Grant/Award Common Stock, par value $.01 per share 9,175 $0.00 --
Holdings After Transaction: Common Stock, par value $.01 per share — 16,133 shares (Direct)
Footnotes (1)
  1. [object Object]
RSU grant size 9,175 shares Restricted stock unit award to CFO
Post-grant holdings 16,133 shares Direct common stock held after transaction
Grant price $0.0000 per share Equity award received at no cash cost
Second vesting date January 31, 2028 One-third of RSUs vest on this date
Final vesting date January 31, 2029 Final third of RSUs vest on this date
restricted stock units ("RSUs") financial
"The reporting person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of common stock"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
contingent right financial
"which represent a contingent right to receive one share of common stock"
vest financial
"The RSUs vest 1/3 on the first anniversary of the date of grant, 1/3 on January 31, 2028 and 1/3 on January 31, 2029"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Lakeland Industries (LAKE) report for its CFO?

Lakeland Industries reported that CFO and Secretary James Calven Swinea Jr. received a stock-based grant of 9,175 shares of common stock. The award was structured as restricted stock units that convert into shares over time as they vest, rather than an open-market purchase.

How many restricted stock units did the Lakeland Industries (LAKE) CFO receive?

The CFO received 9,175 restricted stock units, each representing a right to one share of Lakeland Industries common stock. These RSUs are part of his equity compensation and will settle in shares only as they vest under the specified multi‑year vesting schedule in the grant terms.

What is the vesting schedule for the Lakeland Industries (LAKE) CFO’s RSUs?

The RSUs vest in three equal parts: one-third on the first anniversary of the grant date, one-third on January 31, 2028, and one-third on January 31, 2029. Vesting requires the CFO to remain in continuous service with Lakeland Industries through each vesting date.

How many Lakeland Industries (LAKE) shares does the CFO hold after this grant?

After the reported grant, the CFO directly holds 16,133 shares of Lakeland Industries common stock. This figure reflects his ownership following the award of 9,175 RSU-linked shares and provides context for his equity stake as an executive officer of the company.

Did the Lakeland Industries (LAKE) CFO buy or sell any shares on the market?

No market purchases or sales were reported. The Form 4 shows an acquisition coded as a grant or award, meaning the CFO received 9,175 shares as equity compensation at no cash price, rather than executing a discretionary buy or sell transaction in the open market.

What are restricted stock units (RSUs) in the Lakeland Industries (LAKE) filing?

In this filing, restricted stock units represent a contingent right to receive one share of Lakeland Industries common stock for each RSU. They do not become actual shares until vesting conditions are met, tying the CFO’s compensation to ongoing service over several years.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Swinea James Calven Jr.

(Last)(First)(Middle)
1525 PERIMETER PARKWAY
SUITE 325

(Street)
HUNTSVILLE ALABAMA 35806

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LAKELAND INDUSTRIES INC [ LAKE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $.01 per share05/27/2026A9,175(1)A$016,133D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of common stock, par value $.01 per share, of the issuer for each RSU. The RSUs vest 1/3 on the first anniversary of the date of grant, 1/3 on January 31, 2028 and 1/3 on January 31, 2029; provided, however, that the reporting person remains in continuous service through the vesting date.
/s/ James Calven Swinea, Jr.05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)