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Tax-cover sale by CS Disco (NYSE: LAW) legal chief of 6,972 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

CS Disco, Inc. reported an insider tax-cover sale by its General Counsel and Chief Compliance Officer, Susan Garcia. She sold 6,972 shares of common stock on a mandatory basis to cover taxes and fees due upon settlement of restricted stock units, at a weighted average price between $3.61 and $3.62 per share. After this transaction, she directly holds 145,949 shares.

Positive

  • None.

Negative

  • None.
Insider Garcia Susan
Role GC & Chief Compliance Officer
Sold 6,972 shs ($25K)
Type Security Shares Price Value
Sale Common Stock 6,972 $3.61 $25K
Holdings After Transaction: Common Stock — 145,949 shares (Direct, null)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Shares sold 6,972 shares Mandatory tax-cover sale of common stock
Weighted average sale price $3.61 per share Open-market tax-cover sale
Sale price range $3.61–$3.62 per share Multiple transactions within this band
Shares held after transaction 145,949 shares Direct ownership following sale
mandatory sale to cover taxes financial
"Represents the aggregate number of shares sold ... as a result of a mandatory sale to cover taxes and fees"
restricted stock units financial
"taxes and fees due upon the release and settlement of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Garcia Susan

(Last)(First)(Middle)
111 CONGRESS AVE., SUITE 900

(Street)
AUSTIN TEXAS 78701

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CS Disco, Inc. [ LAW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
GC & Chief Compliance Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026S6,972(1)D$3.61(2)145,949D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Remarks:
/s/ Aaron Barfoot, Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CS Disco (LAW) report for Susan Garcia?

CS Disco reported that General Counsel and Chief Compliance Officer Susan Garcia sold 6,972 common shares. The sale was mandatory to cover taxes and fees tied to restricted stock unit settlement, rather than a discretionary reduction of her ownership stake.

At what price did Susan Garcia sell CS Disco (LAW) shares?

Susan Garcia’s 6,972 CS Disco shares were sold at a weighted average price around $3.61 per share. Footnotes state individual trades ranged from $3.61 to $3.62, reflecting multiple small transactions executed within this narrow price band.

How many CS Disco (LAW) shares does Susan Garcia hold after the sale?

Following the reported sale, Susan Garcia directly holds 145,949 CS Disco common shares. This indicates the tax-cover disposition represents a relatively small portion of her overall position, which remains largely intact after the required transaction.

Why were Susan Garcia’s CS Disco (LAW) shares sold in this Form 4?

The filing explains the shares were sold to cover required taxes and fees from the release and settlement of restricted stock units. It emphasizes she did not sell or dispose of additional shares for any other purpose beyond these mandatory obligations.

Was Susan Garcia’s CS Disco (LAW) sale an open-market transaction?

The transaction is coded as an open-market sale, but footnotes clarify it was effectively a mandatory sale. Shares were sold solely to satisfy tax and fee requirements triggered by restricted stock unit settlement, rather than a voluntary portfolio decision.