Welcome to our dedicated page for Lazard SEC filings (Ticker: LAZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission (SEC) filings for Lazard, Inc. (NYSE: LAZ), a financial advisory and asset management firm in the investment banking and securities dealing industry. Founded in 1848, Lazard files a range of regulatory documents that provide detailed information on its financial performance, capital structure, governance, and material corporate events.
Lazard’s periodic reports, such as its Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, include segment information for its Financial Advisory and Asset Management businesses, discussions of risk factors, and management’s analysis of operating conditions. These filings also describe factors that may affect revenues, including changes in mergers and acquisitions activity and assets under management, as well as competitive and regulatory considerations.
The company frequently files Current Reports on Form 8-K to disclose specific events. Recent 8-K filings have covered quarterly financial results, updates on Lazard’s long-term growth strategy, leadership transitions in its asset management business, appointments to the Board of Directors, and capital markets transactions such as senior notes offerings and related tender offers. These 8-Ks often incorporate press releases as exhibits, providing additional context on the events being reported.
Lazard’s capital structure and financing activities are documented in filings describing senior notes issued by its subsidiary Lazard Group LLC, guarantees provided by Lazard, Inc., and the terms of related indentures and supplemental indentures. Investors interested in debt obligations and covenants can review these documents to understand maturity profiles, interest rates, redemption provisions, and ranking of obligations.
Through this filings page, users can access Lazard’s SEC disclosures as they are made available on EDGAR. AI-powered tools on the platform can help summarize lengthy documents, highlight key sections in 10-K and 10-Q reports, and surface important details from 8-K filings and exhibits, supporting a more efficient review of Lazard’s regulatory reporting and corporate developments.
Lazard, Inc. reports initial equity holdings for its Chief Financial Officer, Tracy Farr, in a Form 3 insider filing. Farr beneficially owns 30,202 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of Lazard common stock.
Of these RSUs, 5,845 are scheduled to vest on or around March 2, 2026, 15,908 on or around March 1, 2027, and 8,449 on or around March 1, 2028. All RSUs are held directly in Farr’s name and carry no exercise price.
Lazard, Inc. is changing its finance leadership. The company appointed Tracy Farr as Chief Financial Officer effective February 1, 2026, succeeding Mary Ann Betsch, who will become Senior Advisor to the CEO until June 30, 2026, when her employment ends.
Farr, age 42, has been with Lazard since 2013 and most recently served as a Managing Director in the Capital Structure Advisory group. Under his offer letter dated January 28, 2026, his salary will increase to $750,000 and he will be eligible for a discretionary annual bonus on the same basis as other executive officers.
Betsch’s transition agreement provides continued base salary, benefits participation, and normal vesting of outstanding equity awards during the advisory period. As of her separation, she will be eligible for severance and equity treatment described in prior company disclosures, including a full annual bonus for 2025 equal to her 2024 bonus. Lazard also notes that, as in prior years, certain deferred incentive awards for employees (excluding named executive officers) scheduled to vest on March 1, 2026 may have vesting accelerated to earlier dates in February 2026.
Lazard, Inc. filed a Form 8-K to furnish a press release announcing its financial results for full year 2025 and the fourth quarter ended December 31, 2025. The press release is attached as Exhibit 99.1 and is incorporated by reference.
The company states that the information under Item 2.02, including Exhibit 99.1, is being furnished and not deemed “filed” for purposes of Section 18 of the Exchange Act, limiting associated liabilities and incorporation into other securities law filings.
Lazard, Inc. reported an equity award to a senior executive. On 12/04/2025, the company granted its Officer and CEO Asset Management, reported on this Form 4, 306,337 restricted stock units (RSUs), each representing a contingent right to receive one share of Lazard common stock.
According to the filing, of these RSUs, 47,865 are scheduled to vest on or around March 16, 2026, 86,158 on or around March 18, 2027, 86,157 on or around March 20, 2028, and another 86,157 on or around March 22, 2029. Following this grant, the executive beneficially owns 306,337 RSUs directly.
Lazard, Inc. reported that its Asset Management CEO, Christopher Hogbin, filed an initial insider ownership statement as a reporting person of the company. The filing states in the remarks section that no securities are beneficially owned. This means that, as of the event date of 12/01/2025, he is reporting zero direct or indirect ownership of Lazard, Inc. securities for regulatory disclosure purposes.
Lazard, Inc. (LAZ) director Andrew M. Alper reported receiving 728 Deferred Stock Units (DSUs) on 11/17/2025 under the company’s 2018 Incentive Compensation Plan. These DSUs were elected in lieu of cash compensation under the non-executive director compensation arrangement. Following this grant, Alper beneficially owns 98,128 DSUs, held in direct form. Each DSU will convert into one share of Lazard common stock after he resigns from, or otherwise ceases to be, a member of the Board of Directors.
Lazard, Inc. (LAZ) reported that one of its directors elected to receive part of their board compensation in equity rather than cash. On 11/17/2025, the director acquired 83 Deferred Stock Units (DSUs) at a price of $0 under Lazard’s 2018 Incentive Compensation Plan, as amended, in lieu of cash compensation. Following this transaction, the director beneficially owns 10,315 derivative securities in the form of DSUs, held directly. Each DSU is designed to convert into one share of Lazard common stock after the director resigns from, or otherwise ceases to be a member of, the company’s Board of Directors.
Lazard, Inc. (LAZ) reported an insider equity grant for its Chief Operating Officer on a Form 4. On 11/14/2025, the officer acquired 2,622 Restricted Stock Units (RSUs) through the dividend equivalent reinvestment provisions of existing RSU awards. Each RSU represents a contingent right to receive one share of Lazard common stock.
After this transaction, the officer beneficially owned 261,934 RSUs. Of the newly reported RSUs, 642 are scheduled to vest on or around March 2, 2026, 952 on or around March 1, 2027, and 1,028 on or around March 1, 2028. The filing notes this amount excludes 113,872 shares of Lazard common stock directly or indirectly owned by the reporting person.
Lazard, Inc. (LAZ) reported an insider equity award for its Chief Accounting Officer on a Form 4. On 11/14/2025, the officer acquired 95 Restricted Stock Units (RSUs) through dividend equivalent reinvestment tied to existing RSU awards. Each RSU represents a contingent right to receive one share of Lazard common stock. Following this transaction, the officer beneficially owns 9,353 derivative securities in the form of RSUs. Of these RSUs, 23 are scheduled to vest on or around March 2, 2026, 40 on or around March 1, 2027, and 32 on or around March 1, 2028.
T. Rowe Price Associates, Inc. filed Amendment No. 1 to Schedule 13G reporting beneficial ownership of 7,759,451 shares of Lazard Inc (LAZ) common stock, representing 6.9% of the class as of the event date 09/30/2025.
The firm reports 7,730,026 shares with sole voting power and 7,759,451 shares with sole dispositive power, with 0 shared voting or dispositive power. The filing identifies the reporting person as an investment adviser and includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
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