LAZ (NYSE: LAZ) Form 144: Notice to sell 1,515 shares; prior 12,121-share sale

Rhea-AI Filing Summary

LAZ filed a Section 144 notice reporting a proposed sale of 1,515 shares of Common Stock associated with restricted stock vesting on 03/16/2026. The filing also discloses a sale of 12,121 shares on 03/17/2026 for $496,112.53.

Insights

Securities Compliance Analyst

Compliance notice for resale under Section 144; timing tied to restricted stock vesting.

The filing lists 1,515 shares to be sold with the stated disposition reason of Restricted Stock Vesting dated 03/16/2026. The report follows Form 144 procedures for restricted securities and identifies the broker Fidelity Brokerage Services LLC.

Cash‑flow treatment for the proposed sale is not detailed in the excerpt; the seller previously sold 12,121 shares on 03/17/2026 for $496,112.53, which is reported under "Securities Sold During The Past 3 Months."

Corporate Governance Specialist

Routine officer/director resale notice; no material governance change disclosed.

The Form 144 entry ties the offered shares to compensation vesting, indicating these are secondary/resale transactions rather than new issuance. The filing names an individual associated with prior sales, Mary Ann Betsch, with a recorded sale of 12,121 shares.

Impact on corporate control or capital structure is not indicated in the excerpt; subsequent filings may show whether further dispositions occur.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1515	61160.55	111728757	03/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2026	Restricted Stock Vesting	Issuer			1515	03/16/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mary Ann Betsch 30 Rockefeller Plaza New York NY 10112	Common	03/17/2026	12121	496112.53

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LAZ's Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 1,515 shares tied to restricted stock vesting dated 03/16/2026. It also lists the broker Fidelity Brokerage Services LLC as the executing broker.

Who reported recent sales in the Form 144 filing for LAZ?

The excerpt shows Mary Ann Betsch as the reporting person for prior activity, listing a sale of 12,121 shares on 03/17/2026 with proceeds of $496,112.53.

Are the shares in LAZ's Form 144 newly issued or from compensation vesting?

The filing ties the securities to Restricted Stock Vesting on 03/16/2026, indicating the shares are issuable under compensation and are being reported for resale under Section 144.

Does the Form 144 state how proceeds will be used by LAZ?

The excerpt does not state any use of proceeds by the company; the filing records resale-related details and past sales amounts but does not allocate company receipts or uses.