Lazard outlines possible resale of up to 9.42M shares

Sullivan & Cromwell LLP provided an opinion regarding the validity of the common stock described in the resale supplement.

Available on EDGAR 11/06/2026 - 04:47 PM EST Accepted by SEC EDGAR 11/06/2026 - 04:47 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Lazard, Inc. filed a prospectus supplement relating to the possible resale of up to 9,416,817 shares of its common stock. The shares were issued to selling stockholders in connection with the previously announced acquisition of 100% of the outstanding ownership interests of Campbell Lutyens Holdings Limited.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Shares for possible resale: Up to 9,416,817 shares Acquisition ownership interests: 100% of outstanding ownership interests Par value: $0.01 per share

3 metrics

Shares for possible resale Up to 9,416,817 shares Lazard common stock

Acquisition ownership interests 100% of outstanding ownership interests Campbell Lutyens Holdings Limited

Par value $0.01 per share Lazard common stock

Key Terms

prospectus supplement, Rule 424(b), par value

3 terms

prospectus supplement regulatory

"filed a prospectus supplement pursuant to Rule 424(b)"

A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

Rule 424(b) regulatory

"prospectus supplement pursuant to Rule 424(b)"

Rule 424(b) is a U.S. Securities and Exchange Commission requirement that companies file the exact prospectus or prospectus supplement they use to sell securities after a registration statement becomes effective. Think of it as the official posting of the final sales brochure so investors can see the precise terms, risks and use of proceeds; it matters because it ensures transparency, helps investors compare offerings and confirms the issuer complied with disclosure rules.

par value financial

"Common Stock, par value $0.01 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LAZ shares may be resold under the prospectus supplement?

The prospectus supplement relates to the possible resale of up to 9,416,817 shares of Lazard common stock.

What acquisition were the LAZ resale shares issued in connection with?

The shares were issued in connection with the acquisition of 100% of the outstanding ownership interests of Campbell Lutyens Holdings Limited.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

________________________________________________

FORM 8-K

________________________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 6, 2026

________________________________________________

Lazard, Inc.

(Exact name of registrant as specified in its charter)

________________________________________________

Delaware			001-32492			98-0437848
(State or Other Jurisdiction of Incorporation)			(Commission File Number)			(IRS Employer Identification No.)
30 Rockefeller Plaza New York, New York						10112
(Address of Principal Executive Offices)						(Zip Code)

Registrant’s Telephone Number, Including Area Code: 212-632-6000

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

________________________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value $0.01 per share

LAZ

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01.    Other Events.

On November 6, 2026, Lazard, Inc., a Delaware corporation (the “Company”) filed with the Securities and Exchange Commission a prospectus supplement pursuant to Rule 424(b) under the Securities Act of 1933, as amended, relating to the possible resale of up to 9,416,817 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), issued to the selling stockholders in connection with the previously announced acquisition of one hundred percent of the outstanding ownership interests of Campbell Lutyens Holdings Limited. The Company is filing as Exhibit 5.1 to this Current Report on Form 8-K an opinion of its counsel, Sullivan & Cromwell LLP, regarding the validity of the securities.

This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Item 9.01.    Financial Statements and Exhibits.

(d)Exhibits

Exhibit No.			Description
5.1			Opinion of Sullivan & Cromwell LLP
23.1			Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1)
104			Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

			LAZARD, INC. (Registrant)
			By:			/s/ Shari L. Soloway
			Name:			Shari L. Soloway
			Title:			Deputy General Counsel, Chief Corporate Counsel & Corporate Secretary
Dated: November 6, 2026

Filing Exhibits & Attachments

4 documents

Other Documents

• EX-5.1 EX-5.1 5.0 KB
• EX-101 XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT 1.7 KB
• EX-101 XBRL TAXONOMY EXTENSION LABEL LINKBASE DOCUMENT 21.4 KB
• EX-101 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE DOCUMENT 12.2 KB