Lazard CFO discloses 30,202 RSUs in ownership

Lazard, Inc. reports initial equity holdings for its Chief Financial Officer, Tracy Farr, in a Form 3 insider filing.

Rhea-AI Filing Summary

Lazard, Inc. reports initial equity holdings for its Chief Financial Officer, Tracy Farr, in a Form 3 insider filing. Farr beneficially owns 30,202 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of Lazard common stock.

Of these RSUs, 5,845 are scheduled to vest on or around March 2, 2026, 15,908 on or around March 1, 2027, and 8,449 on or around March 1, 2028. All RSUs are held directly in Farr’s name and carry no exercise price.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Farr Tracy

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--

Holdings After Transaction: Restricted Stock Units — 30,202 contracts (Direct)

Footnotes (2)

1. F1. Of these Restricted Stock Units ("RSUs"), 5,845 will vest on or around March 2, 2026, 15,908 will vest on or around March 1, 2027, and 8,449 will vest on or around March 1, 2028.
2. F2. Each RSU represents a contingent right to receive one share of Common Stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider ownership did Lazard (LAZ) CFO Tracy Farr report on this Form 3?

Lazard CFO Tracy Farr reported beneficial ownership of 30,202 Restricted Stock Units. These RSUs give her a contingent right to receive the same number of Lazard common shares, reflecting her current equity-based position as an officer, as disclosed in the filing.

How are Tracy Farr’s Lazard (LAZ) RSUs scheduled to vest?

Tracy Farr’s RSUs vest in three future tranches. 5,845 units will vest on or around March 2, 2026, 15,908 on or around March 1, 2027, and 8,449 on or around March 1, 2028, according to the reported vesting schedule.

What does each Lazard (LAZ) RSU reported by Tracy Farr represent?

Each Restricted Stock Unit reported by Tracy Farr represents a contingent right to receive one share of Lazard common stock. This means the 30,202 RSUs correspond to a potential 30,202 common shares, subject to the stated vesting schedule and any applicable conditions.

Are Tracy Farr’s Lazard (LAZ) RSUs held directly or indirectly?

The filing shows Tracy Farr’s 30,202 Lazard RSUs are held directly. The ownership form is marked as direct, and there is no indication of indirect ownership through entities such as trusts, partnerships, or family investment vehicles in the disclosure.

Is there an exercise price on the Lazard (LAZ) RSUs held by Tracy Farr?

The RSUs held by Tracy Farr have an exercise or conversion price of $0 per unit. This reflects the typical RSU structure, where vesting rather than a cash exercise determines when the underlying Lazard common shares are delivered.

Does this Lazard (LAZ) Form 3 indicate any recent share transactions by Tracy Farr?

This Form 3 primarily reports existing beneficial ownership of 30,202 RSUs by Tracy Farr. It classifies the position as a holding rather than detailing purchases or sales, focusing on her current equity stake and future vesting dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/09/2026 - 05:59 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Farr Tracy

(Last) (First) (Middle)

30 ROCKEFELLER PLAZA

(Street)

NEW YORK NY 10112

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2026

3. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	30,202	$0(2)	D

Explanation of Responses:

1. Of these Restricted Stock Units ("RSUs"), 5,845 will vest on or around March 2, 2026, 15,908 will vest on or around March 1, 2027, and 8,449 will vest on or around March 1, 2028.

2. Each RSU represents a contingent right to receive one share of Common Stock.

Remarks:

	/s/ Tracy Farr by Shari L. Soloway under a P of A	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.