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LAZ Form 3: Director Dmitry Shevelenko Reports No Lazard Securities

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Dmitry Shevelenko, a director of Lazard, Inc. (LAZ), filed an initial Form 3 reporting that he does not beneficially own any Lazard securities. The event date listed is 09/02/2025 and the form was signed under power of attorney on 09/11/2025. The filing identifies Shevelenko's business address at Lazard, Inc., 30 Rockefeller Plaza, New York, NY 10112. This Form 3 provides a formal disclosure of the reporting person's status with no securities reported.

Positive

  • Required disclosure filed for a reportable person, meeting Section 16 obligations
  • Clear statement of no beneficial ownership, removing ambiguity about insider holdings at filing date
  • Filed under power of attorney, indicating documented execution and administrative completeness

Negative

  • None.

Insights

TL;DR: Director filed required initial disclosure and reported no beneficial ownership of company securities.

The Form 3 fulfills Section 16 filing obligations for a newly reportable person by disclosing position and address details while stating no direct or indirect holdings in Lazard common stock. From a governance perspective, timely completion under power of attorney demonstrates compliance with reporting rules but provides no insight into alignment of personal financial interests with shareholders because no holdings are reported.

TL;DR: Administrative disclosure only; no material change to investor information or insider holdings.

The filing contains no non-derivative or derivative securities and therefore does not affect share ownership metrics or insider trading surveillance. It satisfies the reporting requirement for an insider event dated 09/02/2025 and was executed on 09/11/2025. There are no material transactions, compensatory grants, or option exercises disclosed.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Shevelenko Dmitry

(Last) (First) (Middle)
C/O LAZARD, INC.
30 ROCKEFELLER PLAZA

(Street)
NEW YORK NY 10112

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/02/2025
3. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
No securities are beneficially owned.
/s/ Dmitry Shevelenko by Shari L. Soloway under a PoA 09/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Dmitry Shevelenko report on Form 3 for LAZ?

The Form 3 states that Dmitry Shevelenko, a director of Lazard, Inc. (LAZ), does not beneficially own any Lazard securities as of the event date.

When is the event date and filing signature date on this Form 3?

The event date listed is 09/02/2025 and the form was signed under power of attorney on 09/11/2025.

Does the Form 3 report any derivative securities or options for LAZ?

No. The filing contains no entries in Table I or Table II and explicitly notes no securities are beneficially owned.

What is the reporting person’s relationship to Lazard listed on the form?

The filing indicates the reporting person is a Director of Lazard, Inc.

Where is the reporting person’s business address listed?

The address provided is c/o Lazard, Inc., 30 Rockefeller Plaza, New York, NY 10112.
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