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Lazard (LAZ) COO Alexandra Soto logs RSU vesting and tax share withholding

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lazard, Inc. Chief Operating Officer Alexandra Soto reported equity award activity involving Restricted Stock Units (RSUs) and Common Stock. On March 2, 2026, 64,743 RSUs were exercised into an equal number of shares of Common Stock at a price of $0.00 per share, reflecting vesting of prior RSU grants.

On the same date, 30,430 shares of Common Stock were withheld by the company at $50.60 per share to cover taxes arising from the RSU vesting, rather than sold in an open-market transaction. After these transactions, Soto directly beneficially owned 148,185 shares of Common Stock, including 113,872 shares previously directly or indirectly beneficially owned.

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Insider Soto Alexandra
Role Chief Operating Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 64,743 $0.00 --
Exercise Common Stock 64,743 $0.00 --
Tax Withholding Common Stock 30,430 $50.60 $1.54M
Holdings After Transaction: Restricted Stock Units — 199,744 shares (Direct); Common Stock — 178,615 shares (Direct)
Footnotes (1)
  1. Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Amount includes 113,872 shares of Common Stock previously directly or indirectly beneficially owned by the reporting person. Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1). Each RSU represents a contingent right to receive one share of Common Stock. RSUs vested on March 2, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Soto Alexandra
(Last) (First) (Middle)
C/O LAZARD, INC.
30 ROCKEFELLER PLAZA
(Street)
NEW YORK NY 10112
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 03/02/2026 M 64,743 A (1) 178,615(2) D
Common Stock 03/02/2026 03/02/2026 F 30,430(3) D $50.6(4) 148,185(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (5) 03/02/2026 03/02/2026 M 64,743 (6) (6) Common Stock 64,743 (5) 199,744 D
Explanation of Responses:
1. Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.
2. Amount includes 113,872 shares of Common Stock previously directly or indirectly beneficially owned by the reporting person.
3. Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).
4. Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).
5. Each RSU represents a contingent right to receive one share of Common Stock.
6. RSUs vested on March 2, 2026.
Remarks:
/s/ Alexandra Soto by Shari L. Soloway under a P of A 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Lazard (LAZ) COO Alexandra Soto report on this Form 4?

Alexandra Soto reported RSU vesting into 64,743 shares of Common Stock and the withholding of 30,430 shares to cover taxes. These transactions reflect equity compensation activity, not open-market purchases or sales, and adjusted her directly beneficially owned share count.

How many Lazard (LAZ) shares did Alexandra Soto acquire through RSU vesting?

She acquired 64,743 shares of Lazard Common Stock upon the vesting and conversion of Restricted Stock Units. Each RSU represented a contingent right to receive one share, and the vesting occurred on March 2, 2026, at a conversion price of $0.00 per share.

Why were 30,430 Lazard (LAZ) shares disposed of in Alexandra Soto’s Form 4 filing?

The 30,430 shares were withheld by Lazard to cover tax liabilities from RSU vesting, coded as a tax-withholding disposition (Code F). This means the shares were not sold in an open-market trade but retained by the company to satisfy tax obligations.

What is Alexandra Soto’s Lazard (LAZ) share ownership after these Form 4 transactions?

Following the reported transactions, Alexandra Soto directly beneficially owned 148,185 shares of Lazard Common Stock. This amount includes 113,872 shares that were previously directly or indirectly beneficially owned before the March 2, 2026 RSU vesting and tax-withholding events.

What does the RSU vesting on March 2, 2026 mean for Lazard (LAZ) COO Alexandra Soto?

RSU vesting on March 2, 2026 converted 64,743 Restricted Stock Units into an equal number of Lazard Common shares. This reflects the realization of prior equity awards, increasing her direct share ownership before the company withheld a portion of shares for tax obligations.