Lazard CFO reports RSU vesting and tax share withholding

Lazard, Inc. Chief Financial Officer Tracy Farr reported equity compensation activity tied to restricted stock units (RSUs).

Rhea-AI Filing Summary

Lazard, Inc. Chief Financial Officer Tracy Farr reported equity compensation activity tied to restricted stock units (RSUs). On March 2, 2026, 5,903 RSUs vested, resulting in the acquisition of 5,903 shares of common stock. The company withheld 3,014 shares at a price of $50.60 per share to cover taxes, leaving 2,889 common shares held directly. Following these transactions, Farr also directly holds 24,594 RSUs, each representing a contingent right to receive one share of common stock.

Insider Trade Summary

5,903 shares exercised/converted

Exercise 3 txns

Insider Farr Tracy

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,903	$0.00	$0.00
Exercise	Common Stock	5,903	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	3,014	$50.60	$153K

Holdings After Transaction: Restricted Stock Units — 24,594 contracts (Direct); Common Stock — 2,889 shares (Direct)

Footnotes (5)

1. F1. Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.
2. F2. Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).
3. F3. Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).
4. F4. Each RSU represents a contingent right to receive one share of Common Stock.
5. F5. RSUs vested on March 2, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Lazard (LAZ) CFO Tracy Farr report?

Tracy Farr reported RSU-related transactions, not open-market trades. On March 2, 2026, 5,903 RSUs vested into common stock, and 3,014 shares were withheld by Lazard to cover tax obligations associated with that vesting event.

How many Lazard (LAZ) shares did the CFO receive from RSU vesting?

The CFO received 5,903 shares of Lazard common stock upon vesting of previously granted restricted stock units. These shares include RSUs accumulated through dividend equivalent reinvestment provisions under the original equity award terms.

How many Lazard (LAZ) shares were withheld for taxes in this Form 4?

Lazard withheld 3,014 shares of common stock from the CFO to satisfy tax liabilities from the RSU vesting. The withholding price used was $50.60 per share, based on the New York Stock Exchange closing price preceding the vesting date.

What are Tracy Farr’s Lazard (LAZ) share and RSU holdings after the transactions?

After these transactions, Tracy Farr directly holds 2,889 shares of Lazard common stock. In addition, Farr directly holds 24,594 restricted stock units, each representing a contingent right to receive one share of Lazard common stock in the future.

Were the Lazard (LAZ) CFO’s transactions open-market buys or sells?

The reported transactions were not open-market trades. Shares were acquired through the vesting and conversion of restricted stock units, while shares disposed of were withheld by Lazard solely to cover tax obligations linked to that vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 06:01 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Farr Tracy

(Last) (First) (Middle)

30 ROCKEFELLER PLAZA

(Street)

NEW YORK NY 10112

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026	03/02/2026	M		5,903	A	(1)	5,903	D
Common Stock	03/02/2026	03/02/2026	F		3,014(2)	D	$50.6(3)	2,889	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(4)	03/02/2026	03/02/2026	M			5,903	(5)	(5)	Common Stock	5,903	(4)	24,594	D

Explanation of Responses:

1. Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

2. Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

3. Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).

4. Each RSU represents a contingent right to receive one share of Common Stock.

5. RSUs vested on March 2, 2026.

Remarks:

	/s/ Tracy Farr by Shari L. Soloway under a P of A	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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