Lazard asset-management CEO acquires 2,954 RSUs

Lazard, Inc. (LAZ) reported that Christopher Hogbin, CEO of Asset Management, acquired 2,954 Restricted Stock Units (RSUs) linked to Lazard common stock.

Rhea-AI Filing Summary

Lazard, Inc. (LAZ) reported that Christopher Hogbin, CEO of Asset Management, acquired 2,954 Restricted Stock Units (RSUs) linked to Lazard common stock. The RSUs arose from dividend equivalent reinvestment on existing RSU awards. Of these RSUs, 985 will vest on or around March 18, 2027, 985 on or around March 20, 2028, and 984 on or around March 22, 2029. Following this grant, Hogbin directly held 266,659 RSUs, which are separate from 11,829 shares of common stock that he also beneficially owns directly or indirectly.

Insider Trade Summary

Grant/Award: 2,954 shares

Grant/Award 1 txn

Insider Hogbin Christopher

Role CEO Asset Management

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2, F3, F4	2,954	--	--

Holdings After Transaction: Restricted Stock Units — 266,659 contracts (Direct)

Footnotes (4)

1. F1. Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
2. F2. Each RSU represents a contingent right to receive one share of Common Stock.
3. F3. Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029.
4. F4. Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Key Figures

RSUs acquired: 2,954 RSUs RSUs after transaction: 266,659 RSUs Common shares beneficially owned: 11,829 shares +3 more

6 metrics

RSUs acquired 2,954 RSUs Restricted Stock Units acquired on 2026-08-14 via dividend equivalent reinvestment

RSUs after transaction 266,659 RSUs Total Restricted Stock Units directly held following the reported acquisition

Common shares beneficially owned 11,829 shares Shares of common stock directly or indirectly beneficially owned, excluded from RSU total

2027 vesting tranche 985 RSUs Portion of RSUs scheduled to vest on or around March 18, 2027

2028 vesting tranche 985 RSUs Portion of RSUs scheduled to vest on or around March 20, 2028

2029 vesting tranche 984 RSUs Portion of RSUs scheduled to vest on or around March 22, 2029

Key Terms

Restricted Stock Units, dividend equivalent reinvestment, beneficially owned

3 terms

Restricted Stock Units financial

"Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalent reinvestment financial

"were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards"

beneficially owned financial

"Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Lazard, Inc. (LAZ) disclose about Christopher Hogbin’s latest equity award?

Lazard disclosed that Christopher Hogbin received 2,954 Restricted Stock Units (RSUs) tied to Lazard common stock. These RSUs were acquired through dividend equivalent reinvestment under existing RSU awards and will vest in three annual tranches from 2027 through 2029.

How are Christopher Hogbin’s new RSUs at LAZ scheduled to vest?

The 2,954 RSUs granted to Christopher Hogbin vest in three parts: 985 RSUs on or around March 18, 2027, 985 RSUs on or around March 20, 2028, and 984 RSUs on or around March 22, 2029, subject to the award terms.

How many RSUs does Christopher Hogbin hold at Lazard (LAZ) after this Form 4 transaction?

After this acquisition, Christopher Hogbin held 266,659 RSUs directly. These RSUs each represent a contingent right to receive one share of Lazard common stock, in accordance with their respective vesting schedules and other conditions.

Are Christopher Hogbin’s common shares at Lazard (LAZ) included in the RSU total?

No. The reported 266,659 RSUs explicitly exclude 11,829 shares of common stock that Christopher Hogbin beneficially owns directly or indirectly. The RSUs and common shares are disclosed as separate positions in the ownership report.

What is the nature of the RSUs reported for Christopher Hogbin at LAZ?

Each RSU represents a contingent right to receive one share of Lazard common stock. The newly reported 2,954 RSUs were acquired pursuant to the dividend equivalent reinvestment provisions attached to underlying RSU awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/18/2026 - 07:00 PM Accepted by SEC EDGAR 08/18/2026 - 06:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hogbin Christopher

(Last) (First) (Middle)

C/O LAZARD, INC.

30 ROCKEFELLER PLAZA

(Street)

NEW YORK NEW YORK 10112

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO Asset Management

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	(2)	08/14/2026		A		2,954		(3)	(3)	Common Stock	2,954	(2)	266,659(4)	D

Explanation of Responses:

1. Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

2. Each RSU represents a contingent right to receive one share of Common Stock.

3. Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029.

4. Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Remarks:

	/s/ Christopher Hogbin by Shari L. Soloway under a PoA	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)