Lazard director granted 4,010 deferred stock units

Lazard, Inc. director Iris Knobloch received a grant of Deferred Stock Units as part of her non-executive director compensation.

Rhea-AI Filing Summary

Lazard, Inc. director Iris Knobloch received a grant of Deferred Stock Units as part of her non-executive director compensation. She was awarded 4,010 Deferred Stock Units, bringing her reported holdings of these units to 42,160.

The Deferred Stock Units were granted under Lazard, Inc.'s 2018 Incentive Compensation Plan and will convert into an equal number of shares of common stock on a one-for-one basis after she resigns from, or otherwise ceases to be, a member of the Board of Directors.

Insider Trade Summary

Grant/Award: 4,010 shares

Grant/Award 1 txn

Insider Knobloch Iris

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Units	4,010	$0.00	$0.00

Holdings After Transaction: Deferred Stock Units — 42,160 contracts (Direct)

Footnotes (2)

1. F1. Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.
2. F2. The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Key Figures

Deferred Stock Units granted: 4,010 units Deferred Stock Units after grant: 42,160 units Conversion ratio: 1 unit : 1 share +1 more

4 metrics

Deferred Stock Units granted 4,010 units Grant to director on 2026-06-01

Deferred Stock Units after grant 42,160 units Total DSU holdings following transaction

Conversion ratio 1 unit : 1 share DSUs convert into common stock after board service ends

Transaction code A (grant/award acquisition) Form 4 derivative transaction classification

Key Terms

Deferred Stock Units, 2018 Incentive Compensation Plan, Non-Executive Director Compensation, Board of Directors

4 terms

Deferred Stock Units financial

"Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Incentive Compensation Plan financial

"DSUs were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended"

Non-Executive Director Compensation financial

"as part of the Non-Executive Director Compensation arrangement"

Board of Directors financial

"following the date that the reporting person resigns from the Board of Directors of Lazard, Inc."

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Lazard (LAZ) director Iris Knobloch report in this Form 4?

Director Iris Knobloch reported receiving a grant of 4,010 Deferred Stock Units as compensation. These units increase her total reported Deferred Stock Unit holdings to 42,160, all linked to Lazard common stock on a one-for-one basis.

Is the Lazard (LAZ) Form 4 transaction a stock purchase or sale?

The Form 4 shows an acquisition through a grant or award, not an open-market purchase or sale. The 4,010 Deferred Stock Units were awarded as part of non-executive director compensation under Lazard’s 2018 Incentive Compensation Plan.

How will the Deferred Stock Units reported by Lazard (LAZ) convert into shares?

The Deferred Stock Units will convert into Lazard common stock on a one-for-one basis. Conversion occurs after Iris Knobloch resigns from, or otherwise ceases to be, a member of Lazard, Inc.’s Board of Directors, according to the footnotes.

What is the size of Iris Knobloch’s Deferred Stock Unit holdings at Lazard (LAZ)?

Following the latest grant, Iris Knobloch holds 42,160 Deferred Stock Units. Each unit represents the right to receive one share of Lazard common stock in the future, subject to her service ending on the Board of Directors.

Under what plan were the Lazard (LAZ) Deferred Stock Units granted?

The 4,010 Deferred Stock Units were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended. The grant forms part of the company’s Non-Executive Director Compensation arrangement for members of its Board of Directors.

Does the Lazard (LAZ) Form 4 indicate any remaining derivative positions for the director?

The filing shows a grant of 4,010 Deferred Stock Units and total holdings of 42,160 such units. The derivative summary section in this filing excerpt lists no additional derivative positions beyond this reported Deferred Stock Unit award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 04:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Knobloch Iris

(Last) (First) (Middle)

C/O LAZARD, INC.

30 ROCKEFELLER PLAZA

(Street)

NEW YORK NEW YORK 10112

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units(1)	$0(2)	06/01/2026	06/01/2026	A		4,010		(2)	(2)	Common Stock	4,010	$0	42,160	D

Explanation of Responses:

1. Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

2. The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Remarks:

	/s/ Iris Knobloch by Shari L. Soloway under a P of A	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)