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Lazard (NYSE: LAZ) CFO now holds 38,395 RSUs after latest award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lazard, Inc. (LAZ) reported that Chief Financial Officer Tracy Farr acquired 426 Restricted Stock Units (RSUs) as a grant/award tied to dividend equivalent reinvestment. Each RSU represents a contingent right to receive one share of Common Stock. Of these RSUs, 233 vest on or around March 1, 2027, 146 vest on or around March 1, 2028, and 47 vest on or around March 1, 2029. Following this award, Farr holds 38,395 RSUs, excluding 2,889 shares of Common Stock separately beneficially owned.

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Insider Farr Tracy
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2, F3, F4 426 -- --
Holdings After Transaction: Restricted Stock Units — 38,395 shares (Direct)
Footnotes (4)
  1. F1. Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
  2. F2. Each RSU represents a contingent right to receive one share of Common Stock.
  3. F3. Of these RSUs, 233 will vest on or around March 1, 2027, 146 will vest on or around March 1, 2028, and 47 will vest on or around March 1, 2029.
  4. F4. Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned by the reporting person.
RSUs granted 426 RSUs Grant/award acquisition on 2026-08-14 via dividend equivalent reinvestment
RSUs held after transaction 38,395 RSUs Total RSU holdings for Tracy Farr following the reported grant
RSUs vesting 2027 233 RSUs Will vest on or around March 1, 2027
RSUs vesting 2028 146 RSUs Will vest on or around March 1, 2028
RSUs vesting 2029 47 RSUs Will vest on or around March 1, 2029
Separately beneficially owned shares 2,889 shares Shares of Common Stock directly or indirectly beneficially owned, excluded from RSU total
Restricted Stock Units financial
"Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent reinvestment financial
"acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards"
beneficially owned financial
"Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

What insider transaction did LAZ report for CFO Tracy Farr?
Lazard, Inc. reported that CFO Tracy Farr received a grant of 426 Restricted Stock Units, acquired through dividend equivalent reinvestment, each representing a contingent right to one share of Common Stock that will vest over future years.

How many RSUs does LAZ CFO Tracy Farr hold after this Form 4 transaction?
After the reported transaction, Tracy Farr holds 38,395 Restricted Stock Units. This figure reflects RSU awards only and excludes 2,889 shares of Common Stock that are directly or indirectly beneficially owned outside of these RSU awards.

What is the vesting schedule for the new LAZ RSUs granted to Tracy Farr?
The newly acquired RSUs vest in tranches: 233 RSUs on or around March 1, 2027, 146 RSUs on or around March 1, 2028, and 47 RSUs on or around March 1, 2029, subject to the award’s usual conditions.

How were the new LAZ Restricted Stock Units for Tracy Farr generated?
The additional 426 RSUs were acquired under the dividend equivalent reinvestment provisions of underlying RSU awards. This means declared dividends on existing RSUs were effectively reinvested into additional RSUs instead of being paid in cash.

What does each LAZ Restricted Stock Unit represent in Tracy Farr’s award?
Each Restricted Stock Unit in this award represents a contingent right to receive one share of Lazard Common Stock. Actual share delivery depends on meeting the vesting conditions and timing specified in the award agreement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Farr Tracy
(Last)(First)(Middle)
30 ROCKEFELLER PLAZA
(Street)
NEW YORK NEW YORK 10112
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)$0(2)08/14/2026A426 (3) (3)Common Stock426(2)38,395(4)D
Explanation of Responses:
1. Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
2. Each RSU represents a contingent right to receive one share of Common Stock.
3. Of these RSUs, 233 will vest on or around March 1, 2027, 146 will vest on or around March 1, 2028, and 47 will vest on or around March 1, 2029.
4. Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned by the reporting person.
Remarks:
/s/ Tracy Farr by Shari L. Soloway under a P of A08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR