Lazard CFO granted 393 dividend RSUs

Lazard, Inc. Chief Financial Officer Tracy Farr received a grant of 393 Restricted Stock Units (RSUs) on Common Stock.

Rhea-AI Filing Summary

Lazard, Inc. Chief Financial Officer Tracy Farr received a grant of 393 Restricted Stock Units (RSUs) on Common Stock. These RSUs were acquired under dividend equivalent reinvestment provisions tied to existing RSU awards, so this is a compensation-related award rather than an open-market share purchase.

Following this award, Farr holds 37,969 RSUs, each representing a contingent right to one share of Common Stock. Of the RSUs in this position, 214 are scheduled to vest on or around March 1, 2027, 135 on or around March 1, 2028, and 44 on or around March 1, 2029.

Insider Trade Summary

Grant/Award: 393 shares

Grant/Award 1 txn

Insider Farr Tracy

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	393	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 37,969 contracts (Direct)

Footnotes (4)

1. F1. Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
2. F2. Each RSU represents a contingent right to receive one share of Common Stock.
3. F3. Of these RSUs, 214 will vest on or around March 1, 2027; 135 will vest on or around March 1, 2028; and 44 will vest on or around March 1, 2029.
4. F4. Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Key Figures

RSUs granted: 393 RSUs RSU holdings after grant: 37,969 RSUs Additional common shares held: 2,889 shares +3 more

6 metrics

RSUs granted 393 RSUs Grant acquired on May 22, 2026 via dividend equivalent reinvestment

RSU holdings after grant 37,969 RSUs Total RSUs held by Tracy Farr following reported transaction

Additional common shares held 2,889 shares Common Stock directly or indirectly beneficially owned, excluded from RSU count

RSUs vesting March 1, 2027 214 RSUs Scheduled vesting on or around March 1, 2027

RSUs vesting March 1, 2028 135 RSUs Scheduled vesting on or around March 1, 2028

RSUs vesting March 1, 2029 44 RSUs Scheduled vesting on or around March 1, 2029

Key Terms

Restricted Stock Units, dividend equivalent reinvestment, contingent right

3 terms

Restricted Stock Units financial

"Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalent reinvestment financial

"RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards"

contingent right financial

"Each RSU represents a contingent right to receive one share of Common Stock"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Lazard (LAZ) CFO Tracy Farr report in this Form 4?

Tracy Farr reported receiving 393 Restricted Stock Units as a compensation-related grant. The RSUs were issued through dividend equivalent reinvestment on existing awards, not through any open-market stock purchase or sale.

How many Restricted Stock Units does Lazard (LAZ) CFO hold after this grant?

After the grant, Tracy Farr holds 37,969 Restricted Stock Units. Each RSU represents a contingent right to receive one share of Lazard Common Stock, subject to future vesting and other award conditions.

What are the vesting dates for Tracy Farr’s Lazard (LAZ) RSUs?

Of the RSUs reported, 214 are scheduled to vest on or around March 1, 2027. An additional 135 vest on or around March 1, 2028, and 44 vest on or around March 1, 2029, according to the filing footnotes.

Were the Lazard (LAZ) RSUs in this Form 4 an open-market purchase?

No, the 393 Restricted Stock Units were not an open-market purchase. They were acquired under dividend equivalent reinvestment provisions attached to existing RSU awards, making this a compensation-related acquisition, not a direct stock market transaction.

Does the Lazard (LAZ) Form 4 mention other shares held by Tracy Farr?

Yes, the filing notes that the reported RSU amount excludes 2,889 shares of Lazard Common Stock. These shares are directly or indirectly beneficially owned by Tracy Farr and are separate from the RSU awards described.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 04:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Farr Tracy

(Last) (First) (Middle)

30 ROCKEFELLER PLAZA

(Street)

NEW YORK NEW YORK 10112

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lazard, Inc. [ LAZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	$0(2)	05/22/2026	05/22/2026	A		393		(3)	(3)	Common Stock	393	(2)	37,969(4)	D

Explanation of Responses:

1. Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

2. Each RSU represents a contingent right to receive one share of Common Stock.

3. Of these RSUs, 214 will vest on or around March 1, 2027; 135 will vest on or around March 1, 2028; and 44 will vest on or around March 1, 2029.

4. Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Remarks:

	/s/ Tracy Farr by Shari L. Soloway under a P of A	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)