Luminar Technologies Inc SEC Filings

Form 4 filing overview: Luminar Technologies, Inc. (ticker LAZR) disclosed that Director and 10% owner Austin Russell was granted 61,576 shares of Class A common stock on 07 / 03 / 2025. The shares represent a time-based restricted stock unit (RSU) award with no cash exercise price. The RSUs will vest in full on the earlier of (i) July 3, 2026 or (ii) the date of the next annual shareholder meeting, subject to Russell’s continued Board service. Following the grant, Russell’s directly held beneficial ownership increased by the same 61,576 shares. No dispositions, derivative securities, or Rule 10b5-1 trading plans were reported in this filing.

SEC Form 4 filing for Luminar Technologies (LAZR) details insider activity by director Alec E. Gores and AEG Holdings LLC on 07/03/2025.

• Shares acquired: 61,576 Class A common shares issued as a time-based restricted stock unit (RSU) award. Acquisition price recorded as $0.
• Vesting terms: RSUs vest in full on the earlier of 07/03/2026 or the next annual shareholder meeting, contingent on continued board service.
• Post-transaction holdings: 75,187 shares held directly plus 335,794 shares held indirectly through AEG Holdings, Pacific Credit Corp. and two family trusts, for a total of 410,981 shares.
• Reverse split adjustment: All share amounts reflect Luminar’s 1-for-15 reverse stock split completed on 11/20/2024.
• Reporting parties: AEG Holdings LLC and Mr. Gores filed jointly; Mr. Gores may be deemed beneficial owner by virtue of control of the entities.
• No dispositions: The filing reports only an acquisition; no shares were sold.
• Signature date: 07/08/2025.

The transaction modestly increases insider ownership and signals continued equity-based alignment, but does not constitute a material change to Luminar’s overall share structure.

Form 4 highlights for Luminar Technologies, Inc. (LAZR):

• Reporting person: Shaun Maguire, independent director.
• Date of grant: 07/03/2025.
• Transaction: Acquisition of 61,576 Class A common shares through a time-based restricted stock unit (RSU) award. The grant price is listed as $0 because RSUs are awarded, not purchased.
• Vesting terms: Shares vest in full on the earlier of (i) 07/03/2026 or (ii) the next annual shareholder meeting, contingent on Maguire’s continued board service.
• Post-transaction holdings: Maguire now beneficially owns 75,789 Class A shares, held directly.
• Structural note: All share figures reflect Luminar’s 1-for-15 reverse stock split effective 11/20/2024.

No derivative securities were reported, and the filing does not disclose open-market purchases or sales. As a standard equity compensation grant to a director, the filing is routine and carries limited immediate market impact.

Form 4 filing for Luminar Technologies, Inc. (LAZR) dated 07/08/2025 details an equity award to director Katharine A. Martin.

• Transaction: On 07/03/2025 Ms. Martin was granted 61,576 Class A common shares under a time-based restricted stock unit (RSU) award (Transaction Code “A”). No cash was paid (price $0).
• Vesting terms: The RSUs vest in full on the earlier of 07/03/2026 or the next annual stockholders’ meeting, contingent on continued board service.
• Post-transaction holdings: Ms. Martin now directly owns 76,631 Class A shares.
• Share count adjustment: All share amounts reflect Luminar’s 1-for-15 reverse stock split effective 11/20/2024.

The filing records routine director compensation rather than an open-market trade, resulting in a modest increase in insider ownership without immediate cash impact or dilution beyond the previously announced split.

Old Market Capital Corp. (OMCC) filed a Form 4 on 7 Jul 2025 detailing a routine equity grant to Director Brendan J. Keating. On 3 Jul 2025, Keating received 7,500 shares of common stock at a reported price of $0 as compensation for board service. After the grant he directly owns 32,070 shares; an additional 2,262 shares are held indirectly through Rosecrest Trust for which he serves as trustee. No derivative securities were reported and the filing lists no sales or option exercises. The transaction does not alter Keating’s status as a director insider and was not executed under Rule 10b5-1. Because the shares were issued as compensation rather than purchased on the open market, the event is generally considered routine and carries limited immediate market impact, but it does expand overall insider ownership to 34,332 shares.

Form 4 filing summary – Luminar Technologies (LAZR)

On July 3 2025, director Matthew J. Simoncini was granted 61,576 Class A restricted stock units (RSUs) at a price of $0 as part of routine board compensation. The award will vest in full on the earlier of (i) July 3 2026 or (ii) the date of the next annual shareholder meeting, subject to his continued board service.

After the grant, Simoncini’s direct beneficial ownership increased to 78,097 Class A shares. All share figures reflect Luminar’s 1-for-15 reverse stock split completed on November 20 2024. No shares were sold, and the transaction does not involve open-market activity, cash proceeds, or changes to derivative positions.

The filing represents standard equity compensation for a non-employee director and does not signal a material change in corporate outlook or capital structure.

Form 4 filing overview: On July 3, 2025 Luminar Technologies, Inc. (ticker LAZR) reported an equity award to director Daniel D. Tempesta.

• Security: Class A common stock.
• Type of transaction: Grant of 61,576 shares underlying a time-based restricted stock unit (RSU) award, recorded at a price of $0 because it is a compensatory grant.
• Vesting: RSUs vest in full on the earlier of (i) July 3, 2026 or (ii) the next annual shareholder meeting, contingent on continued board service.
• Post-transaction holdings: Tempesta now reports direct beneficial ownership of 80,436 Class A shares.
• Share count restatement: All amounts reflect Luminar’s 1-for-15 reverse stock split effective November 20, 2024.

No derivative securities were reported and there were no open-market purchases or sales. The filing represents routine board compensation and results in minimal dilution relative to Luminar’s total shares outstanding. Investors may view the award as a modest alignment of director incentives with shareholder value, but it does not materially alter ownership structure or control.

Form 4 filing – Luminar Technologies (LAZR)

Director Mary Lou Jepsen reported the grant of 61,576 Class A shares on 07/03/2025 through a time-based restricted stock unit (RSU) award. The RSUs vest fully on the earlier of the one-year anniversary (07/03/2026) or the next annual shareholder meeting, conditioned on her continued board service. After the transaction, Jepsen’s beneficial ownership stands at 76,508 shares. All figures reflect Luminar’s 1-for-15 reverse split executed on 11/20/2024.

No cash purchase or sale occurred, and no derivative securities were reported. The filing is routine board compensation, providing modest additional equity alignment but carrying immaterial dilution for existing shareholders.

Grove Collaborative Holdings, Inc. (NYSE: GROV) filed an 8-K disclosing an Amendment to its $100 million Standby Equity Purchase Agreement (SEPA) with YA II PN, Ltd. (Yorkville). The original July 18, 2022 SEPA permits Grove to issue up to $100 million of Class A common stock to Yorkville at its discretion over 36 months.

The July 8 2025 amendment makes two material changes: (1) the definition of “Market Price” is revised from the average volume-weighted average price (VWAP) over three trading days to the lowest daily VWAP within that period, and (2) the commitment period is extended to August 1 2027, providing Grove an additional two years of access to the facility.

Implications for investors: The extension enhances Grove’s liquidity flexibility and could reduce financing risk during a challenging macro environment. However, using the lowest VWAP as the pricing floor may lead to lower issuance prices and greater dilution for existing shareholders if the facility is drawn. No immediate share issuance or financial metrics were reported; the amendment simply modifies contractual terms.