Welcome to our dedicated page for Lucid Group SEC filings (Ticker: LCID), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Lucid Group, Inc. (NASDAQ: LCID), a Silicon Valley-based manufacturer of the Lucid Air sedan and Lucid Gravity SUV. These documents offer detailed insight into Lucid’s capital structure, governance, stockholder actions and periodic operating updates, and complement the company’s press releases and investor presentations.
Lucid’s Form 8-K current reports are a key source of information about material events. Recent 8-K filings describe the issuance of 7.00% Convertible Senior Notes due 2031 in a Rule 144A private offering, including terms such as interest rate, maturity, conversion price, redemption conditions and ranking of the notes. The filings also explain how Lucid used a portion of the net proceeds to repurchase outstanding 1.25% Convertible Senior Notes due 2026 and intends to apply remaining proceeds to general corporate purposes. Related 8-K disclosures discuss a prepaid forward transaction entered into by Ayar Third Investment Company, a wholly owned subsidiary of the Public Investment Fund, and its role in facilitating derivative hedging by investors in the notes.
Other 8-K filings cover amendments to Lucid’s delayed draw term loan facility with Ayar, increasing the aggregate commitment and specifying associated fees, as well as quarterly production and delivery announcements that are furnished rather than filed. Additional reports describe corporate actions such as the approval and implementation of a one-for-ten reverse stock split via an amendment to Lucid’s certificate of incorporation, including the impact on outstanding and authorized shares and the treatment of fractional shares.
Lucid’s proxy materials, such as the definitive proxy statement on Schedule 14A for its special meeting, provide detail on stockholder proposals and voting results, including the authorization of the reverse stock split. The filings also outline how the company conducts virtual meetings, determines quorum and handles broker non-votes. Registration statements on Forms S-3 and S-8 are referenced in connection with the reverse split, with disclosures on how share amounts are proportionally adjusted under SEC rules.
On Stock Titan, Lucid’s SEC filings are updated as they are made available through EDGAR. AI-powered tools can help summarize lengthy documents like indentures, credit agreements and proxy statements, highlight key terms such as conversion rates, repurchase rights and voting outcomes, and surface references to financing arrangements, stockholder approvals and changes in capital structure. This allows investors and researchers to review LCID’s regulatory history more efficiently while retaining access to the full underlying filings.
Lucid Group, Inc. (LCID) insider transaction: SVP Finance & Accounting Gagan Dhingra reported a disposition of 8,262 Class A common shares on 09/05/2025 at a price of $16.16 per share. The filing states these shares were withheld by the issuer to satisfy tax withholding in connection with settlement of previously granted performance-based restricted stock units (PSUs) and time-based restricted stock units (RSUs). After the transaction (and reflecting a 1-for-10 reverse stock split effective August 29, 2025), Dhingra beneficially owns 135,586 shares. The filing was signed by an attorney-in-fact on behalf of the reporting person.
Marc Winterhoff, Interim CEO of Lucid Group, Inc. (LCID), reported a Section 16 transaction dated 09/05/2025. The filing shows 19,575 shares of Class A common stock were disposed at a price of $16.16. The filing explains these shares were withheld by the issuer to satisfy tax withholding obligations in connection with the settlement of performance-based restricted stock units and the vesting of time-based restricted stock units that were previously reported. Following the transaction and reflecting a 1-for-10 reverse stock split effectuated on August 29, 2025, Winterhoff beneficially owns 325,480 shares. The Form 4 was signed by an attorney-in-fact on 09/09/2025.
Lucid Group, Inc. approved and implemented a one-for-ten reverse stock split of its common stock, effective at 5:00 p.m. Eastern Time on August 29, 2025. Each block of ten existing shares has been combined into one share, and the stock is expected to begin trading on a split-adjusted basis on September 2, 2025 under the same ticker, LCID.
The reverse split reduces the number of common shares outstanding from approximately 3,072.6 million to approximately 307.3 million, with no fractional shares issued. Holders who would have received fractional shares will instead receive cash based on aggregated sales of those fractions. Authorized common shares have been reduced from 15 billion to 1.5 billion.
The split applies proportionately to shares underlying preferred stock, stock options, equity awards, warrants, convertible notes and capped calls, with exercise or conversion prices and plan reserves adjusted according to existing terms. The change is intended to affect all stockholders uniformly and does not materially change percentage ownership or voting power aside from minor rounding effects. Related registration statements on Form S-3 and Form S-8 are automatically adjusted for the new share count pursuant to SEC rules.
Lucid Group, Inc. reported that its stockholders approved an amendment to its Third Amended and Restated Certificate of Incorporation to allow the Board of Directors, at its discretion, to implement a reverse stock split of the company’s common stock.
The proposal was presented at a special meeting of stockholders held on August 18, 2025, following proxy materials filed in late July and early August. The amendment received strong support, with 2,428,788,369 votes for, 35,327,834 votes against, and 2,247,966 abstentions, giving the board flexibility to adjust the share count and share price structure in the future if it chooses to effect a reverse split.
Lucid Group, Inc. (LCID) – Form 4 insider filing dated 20 June 2025
Interim CEO Marc Winterhoff reported the grant of 666,666 Class A RSUs on 17 June 2025. The award price is listed at $0, indicating a routine equity-compensation grant rather than an open-market purchase. Following the transaction, Winterhoff’s direct beneficial ownership rises to 3,450,551 LCID shares.
Vesting schedule: 1/8 of the RSUs (≈83,333 shares) will vest on 5 Sept 2025; the remaining 7/8 vest in equal 1/16 tranches each quarter thereafter (5 Dec, 5 Mar, 5 Jun, and 5 Sept) over a four-year period, subject to continued service.
Context & materiality: • No shares were sold; the filing does not indicate any cash outflow or insider liquidation. • Winterhoff’s post-transaction stake represents well under 0.2 % of Lucid’s outstanding shares, suggesting limited dilution or market impact. • The grant supports executive retention during his interim tenure but does not change control dynamics or signal immediate strategic shifts.
Overall, the Form 4 discloses a non-derivative, routine equity grant to the new interim CEO. The transaction is neutral from a valuation perspective and primarily relevant for corporate-governance tracking.
Eric Bach, SVP, Product & Chief Engineer of Lucid Group (LCID), received a significant equity grant of 600,000 restricted stock units (RSUs) on June 17, 2025. The RSUs follow a four-year vesting schedule:
- Initial vesting of 1/8th (75,000 RSUs) on September 5, 2025
- Remaining RSUs vest quarterly at 1/16th (37,500 RSUs) each quarter
- Quarterly vesting dates: December 5, March 5, June 5, and September 5
- Vesting contingent on continued service with company
Following this grant, Bach beneficially owns 3,835,647 shares of Class A Common Stock directly. The RSUs were granted at $0 exercise price. This substantial equity award suggests Lucid's commitment to retaining key technical leadership and aligning executive interests with long-term shareholder value.