STOCK TITAN

Lineage Cell (LCTX) director granted 125,000 options at $1.30 strike

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lineage Cell Therapeutics director and 10% owner Neal C. Bradsher reported a grant of stock options covering 125,000 common shares. The options have an exercise price of $1.30 per share and expire on July 1, 2036. They were granted on July 1, 2026 as director compensation under Lineage’s 2021 Equity Incentive Plan.

According to the filing, these options will vest and become exercisable on the earlier of July 1, 2027 or the company’s next annual shareholder meeting after the grant date, subject to his continuous service. The report also lists several existing option holdings with exercise prices between $0.8263 and $2.86 per share, expiring from 2029 through 2035.

Positive

  • None.

Negative

  • None.
Insider Bradsher Neal C
Role null
Type Security Shares Price Value
Grant/Award OPTION TO PURCHASE COMMON SHARES 125,000 $0.00 --
holding OPTION TO PURCHASE COMMON SHARES -- -- --
holding OPTION TO PURCHASE COMMON SHARES -- -- --
holding OPTION TO PURCHASE COMMON SHARES -- -- --
holding OPTION TO PURCHASE COMMON SHARES -- -- --
holding OPTION TO PURCHASE COMMON SHARES -- -- --
holding OPTION TO PURCHASE COMMON SHARES -- -- --
holding OPTION TO PURCHASE COMMON SHARES -- -- --
Holdings After Transaction: OPTION TO PURCHASE COMMON SHARES — 125,000 shares (Direct, null)
Footnotes (1)
  1. These options will vest and become exercisable on the earlier of: (a) July 1, 2027 and (b) the date of Lineage Cell Therapeutics, Inc.'s (the "Issuer") next annual meeting of shareholders after the grant date, subject, in each case, to Neal C. Bradsher's (the "Reporting Person") continuous service with the Issuer. These options were granted to the Reporting Person by the Issuer on July 1, 2026 as director compensation pursuant to the Issuer's 2021 Equity Incentive Plan, as amended. These options are currently exercisable.
New option grant size 125,000 options Grant on July 1, 2026 as director compensation
New option exercise price $1.30 per share Exercise price for 125,000-share option grant
New option expiration July 1, 2036 Expiration date of 125,000-share option grant
Existing option strike (low) $0.8263 per share Exercise price on 40,000 underlying shares, expiring July 1, 2030
Existing option strike (high) $2.86 per share Exercise price on 50,000 underlying shares, expiring July 1, 2031
Largest existing option block 75,000 underlying shares Options with strike prices $0.9541 and $0.8977, expiring 2034–2035
New grant underlying shares 125,000 underlying shares COMMON SHARES subject to 2036-expiring options
Equity Incentive Plan financial
"pursuant to the Issuer's 2021 Equity Incentive Plan, as amended."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
director compensation financial
"These options were granted to the Reporting Person by the Issuer on July 1, 2026 as director compensation"
continuous service financial
"subject, in each case, to Neal C. Bradsher's continuous service with the Issuer."
exercisable financial
"These options will vest and become exercisable on the earlier of: (a) July 1, 2027"
underlying security financial
"underlying_security_title: "COMMON SHARES", underlying_security_shares"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bradsher Neal C

(Last)(First)(Middle)
C/O BROADWOOD CAPITAL, INC.
156 WEST 56TH STREET, 3RD FLOOR

(Street)
NEW YORK NEW YORK 10019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lineage Cell Therapeutics, Inc. [ LCTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
OPTION TO PURCHASE COMMON SHARES$1.307/01/2026A125,000 (1)07/01/2036COMMON SHARES125,000$0(2)125,000D
OPTION TO PURCHASE COMMON SHARES$0.8977 (3)07/01/2035COMMON SHARES75,00075,000D
OPTION TO PURCHASE COMMON SHARES$0.9541 (3)07/01/2034COMMON SHARES75,00075,000D
OPTION TO PURCHASE COMMON SHARES$1.41 (3)07/01/2033COMMON SHARES50,00050,000D
OPTION TO PURCHASE COMMON SHARES$1.57 (3)07/01/2032COMMON SHARES50,00050,000D
OPTION TO PURCHASE COMMON SHARES$2.86 (3)07/01/2031COMMON SHARES50,00050,000D
OPTION TO PURCHASE COMMON SHARES$0.8263 (3)07/01/2030COMMON SHARES40,00040,000D
OPTION TO PURCHASE COMMON SHARES$1.03 (3)06/30/2029COMMON SHARES40,00040,000D
Explanation of Responses:
1. These options will vest and become exercisable on the earlier of: (a) July 1, 2027 and (b) the date of Lineage Cell Therapeutics, Inc.'s (the "Issuer") next annual meeting of shareholders after the grant date, subject, in each case, to Neal C. Bradsher's (the "Reporting Person") continuous service with the Issuer.
2. These options were granted to the Reporting Person by the Issuer on July 1, 2026 as director compensation pursuant to the Issuer's 2021 Equity Incentive Plan, as amended.
3. These options are currently exercisable.
Neal C. Bradsher, /s/ Neal C. Bradsher07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Neal C. Bradsher report in this Form 4 for LCTX?

Neal C. Bradsher reported receiving stock options for 125,000 Lineage Cell Therapeutics common shares. These options were granted as director compensation and are part of the company’s 2021 Equity Incentive Plan, reflecting ongoing equity-based compensation for his board service.

What are the key terms of Neal Bradsher’s new LCTX stock option grant?

The new options cover 125,000 common shares at an exercise price of $1.30 per share, expiring on July 1, 2036. They were granted on July 1, 2026 as director compensation under Lineage’s 2021 Equity Incentive Plan.

When do Neal Bradsher’s newly granted LCTX options vest and become exercisable?

The options will vest and become exercisable on the earlier of July 1, 2027 or the date of Lineage’s next annual meeting of shareholders after the grant date, provided Neal C. Bradsher maintains continuous service with the company.

Are all of Neal Bradsher’s reported LCTX options currently exercisable?

The filing states that certain options are currently exercisable, while the new 125,000-share grant is subject to future vesting. Existing positions include multiple option series with expirations from 2029 through 2035 and exercise prices between $0.8263 and $2.86 per share.

What other LCTX option positions does Neal Bradsher hold according to this report?

Neal C. Bradsher holds several existing options to purchase Lineage common shares, including tranches over 40,000, 50,000, 75,000 shares with exercise prices from $0.8263 to $2.86 per share and expirations between 2029 and 2035.