Every Form 4 that Lendway, Inc. (LDWY) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow LDWY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full LDWY filings page.
Bloomia Holdings, Inc. Chief Financial Officer Elizabeth E. McShane exercised subscription rights linked to an out-of-the-money derivative on April 1, 2026. The rights entitled her to buy 4,691 shares of common stock at $4.05 per share.
The derivative position covered 2,172 subscription rights that were exercisable into common stock at a $4.05 exercise price with an expiration date of April 1, 2026. Following the transaction, she directly held 4,912 shares of Bloomia common stock.
Bloomia Holdings Co-CEO Mark Jundt reported an out-of-the-money derivative transaction involving subscription rights and common stock. On April 1, 2026, 1,714 Subscription Rights were exercised at a conversion price of $4.05 per share, relating to 3,703 shares of common stock.
The derivative position in these subscription rights went to zero after the transaction, while direct holdings of common stock increased to 6,231 shares. The filing classifies the activity as an “exercise of out-of-the-money derivative security,” rather than an open-market buy or sell.
Bloomia Holdings Co-CEO Philp Daniel C. exercised subscription rights described as an out-of-the-money derivative security, acquiring 24,691 shares of common stock at $4.05 per share on April 1, 2026. Following the transaction, he directly owns 85,190 common shares of Bloomia Holdings.
Nicholas J. Swenson, a Director and reported 10% owner of Lendway, Inc. (LDWY), reported transactions dated 09/30/2025. He disposed of 3,300 shares of common stock and, following that transaction, beneficially owns 139,444 shares in total (held indirectly through entities including AO Partners I, L.P. with 60,284 shares and Groveland Capital LLC with 11,428 shares). Separately, Mr. Swenson acquired 1,008 Common Stock Equivalents under the company’s Director Deferred Compensation Plan at an indicated per-equivalent amount of $5.4523, bringing his reported derivative-equivalent holdings to 11,597 Common Stock Equivalents. The filing notes the parties may be part of a Section 13(d) group that collectively owns more than 10% of the outstanding common stock. The Form is signed on 10/02/2025.
Director Matthew Kelly acquired 779 common stock equivalents of Lendway, Inc. (LDWY) on 09/30/2025 under the company’s director deferred compensation plan. Each common stock equivalent represents the economic equivalent of one share of common stock and the reported per-equivalent price is $5.4523. After the transaction, Mr. Kelly beneficially owned 7,881 shares (direct).
The deferred compensation plan allows directors to elect to receive fees as common stock equivalents that will be settled in actual Lendway common stock upon a separation from service or in cash if an earlier change in control occurs. The Form 4 discloses the grant/acquisition amount, the conversion economics, and the ownership total following the reported transaction.
Chad Bruce Johnson, a director of Lendway, Inc. (LDWY), reported an acquisition on 09/30/2025 of 779 common stock equivalents under the company's Deferred Compensation Plan for Directors at an economic price of $5.4523 per equivalent. After the transaction, Mr. Johnson beneficially owns 13,432 shares (direct). The filing states these common stock equivalents will be settled in common stock upon separation from service or in cash upon an earlier change in control. The Form 4 was signed by an attorney-in-fact, Joyce E. Kobilka, on 10/02/2025.
Mary Herfurth, a director of Lendway, Inc. (LDWY), acquired 1,008 Common Stock Equivalents on 09/30/2025 under the company’s Deferred Compensation Plan for Directors. The reported per-unit value was $5.4523, and after the transaction she beneficially owns 10,201 shares on a direct basis.
The Common Stock Equivalents represent the economic equivalent of one share each and will be settled in common stock upon a separation from service or in cash upon an earlier change in control. The Form 4 was filed by one reporting person and signed by an attorney-in-fact on 10/02/2025.