Form 144 Proposed ADS Sale (NASDAQ: LEGN)

Rhea-AI Filing Summary

The filing is a Form 144 notice regarding proposed sales of American Depositary Shares. The excerpt lists a broker (Fidelity Brokerage Services LLC) and a proposed sale quantity of 3,000 ADS with an associated figure of $88,800.00. The record also shows multiple prior restricted stock vesting events totaling 3,000 ADS on specific vesting dates.

Key Figures

Proposed ADS quantity: 3,000 ADS Associated dollar figure: $88,800.00 Vested ADS on 06/20/2022: 1,257 ADS +3 more

6 metrics

Proposed ADS quantity 3,000 ADS listed with Fidelity Brokerage Services LLC

Associated dollar figure $88,800.00 appears on the same line as the 3,000 ADS entry

Vested ADS on 06/20/2022 1,257 ADS Restricted Stock Vesting on <date>06/20/2022</date>, compensation

Vested ADS on 09/20/2022 36 ADS Restricted Stock Vesting on <date>09/20/2022</date>, compensation

Vested ADS on 12/20/2022 1,036 ADS Restricted Stock Vesting on <date>12/20/2022</date>, compensation

Vested ADS on 03/20/2023 671 ADS Restricted Stock Vesting on <date>03/20/2023</date>, compensation

Key Terms

American Depositary Shares, Form 144, Restricted Stock Vesting

3 terms

American Depositary Shares financial

"American Depositary Shares | Fidelity Brokerage Services LLC 900 Salem Street"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 1257 | 06/20/2022"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

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Available on EDGAR 06/30/2026 - 10:47 AM Accepted by SEC EDGAR 06/30/2026 - 10:46 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depositary Shares	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3000	88800.00	369886369	06/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American Depositary Shares	06/20/2022	Restricted Stock Vesting	Issuer			1257	06/20/2022	Compensation
American Depositary Shares	09/20/2022	Restricted Stock Vesting	Issuer			36	09/20/2022	Compensation
American Depositary Shares	12/20/2022	Restricted Stock Vesting	Issuer			1036	12/20/2022	Compensation
American Depositary Shares	03/20/2023	Restricted Stock Vesting	Issuer			671	03/20/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 for LEGN report?

It reports a proposed sale of American Depositary Shares (ADS). The excerpt lists a broker, a quantity of 3,000 ADS, and a dollar figure of $88,800.00, plus prior restricted stock vesting entries with exact vesting dates.

Who is the broker listed on the Form 144 for LEGN?

Fidelity Brokerage Services LLC is named as the broker. The filing shows the broker address and associates the broker with the listed proposed sale quantity of 3,000 ADS in the excerpt provided.

What vesting activity is shown in the excerpt?

Restricted stock vesting entries are listed on several dates. The excerpt shows vesting on 06/20/2022 (1,257 ADS), 09/20/2022 (36 ADS), 12/20/2022 (1,036 ADS), and 03/20/2023 (671 ADS) tied to compensation.

Does the Form 144 excerpt state proceeds or execution timing?

The excerpt does not provide execution timing or explicit proceeds recipients beyond the broker line. The filing text shows the proposed quantity and a dollar figure but does not attach a completion date or specify cash‑flow treatment in the provided excerpt.