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Legato Merger Corp. IV Chief SPAC Officer Eric Rosenfeld reported an open-market purchase of Ordinary Shares. A self-managed Roth IRA associated with him bought 1,440,000 Ordinary Shares at $0.003 per share, and held 1,440,000 shares indirectly after this transaction.
Separately, Rosenfeld was reported as holding 1,348,217 Ordinary Shares directly as of the same reporting date. These figures show his combined direct and indirect equity exposure to Legato Merger Corp. IV through personal and retirement accounts.
Legato Merger Corp. IV Chief SPAC Officer Eric Rosenfeld reported an open-market sale of 1,440,000 Ordinary Shares at a price of $0.003 per share on March 4, 2026. Following this transaction, he directly owned 1,348,217 Ordinary Shares.
Legato Merger Corp. IV, a newly formed Cayman Islands SPAC, reported a small start-up loss while preparing for its IPO for the quarter ended November 30, 2025. The company recorded a net loss of $33,756, driven by $33,841 of general and administrative expenses, partially offset by $85 of interest income.
At quarter-end, Legato held total assets of $70,535, mainly deferred offering costs of $57,950 and cash of $85. Liabilities totaled $79,241, including a $35,000 promissory note to an officer, resulting in a shareholders’ deficit of $8,706.
Subsequently, on January 26, 2026, the company consummated its Initial Public Offering of 23,000,000 units at $10.00 per unit, generating gross proceeds of $230,000,000, and completed a private placement of 550,000 units for an additional $5,500,000. $230,000,000 was placed in a trust account to fund a future business combination, while transaction costs of $12,001,028 were incurred and $2,466,163 of cash was available outside the trust for working capital.
Eric Rosenfeld filed a Schedule 13D reporting a significant ownership position in Legato Merger Corp. IV. He beneficially owns 2,788,217 ordinary shares, representing 8.9% of the company’s outstanding ordinary shares, held with sole voting and dispositive power.
Rosenfeld originally acquired 7,666,667 founder shares in September 2025 for a total capital contribution of $25,000, later transferring some and retaining 2,782,617 founder shares. He also purchased 5,600 Private Placement Units in a concurrent private placement of 550,000 units at $10.00 per unit, alongside the company’s IPO of 23,000,000 units at $10.00 per unit.
Each unit includes one ordinary share and one-third of a warrant exercisable at $11.50 per share. Warrants for 1,867 ordinary shares held by Rosenfeld are excluded from his 13D stake because they are not exercisable within 60 days. As Chief SPAC Officer, he has agreed to lock-up and voting commitments and currently states he has no specific plans for major corporate changes.
Legato Merger Corp. director John Ing reported his initial beneficial ownership of the company’s securities. The holdings are indirect through The Mont Blanc Investment Corporation, which holds 180,000 ordinary shares and 20,000 warrants.
The 180,000 ordinary shares include 60,000 shares contained in units that Mont Blanc had irrevocably committed to purchase before Legato’s initial public offering and that were bought at the IPO closing. The 20,000 warrants were also acquired in units purchased at the IPO closing. Each warrant becomes exercisable 30 days after Legato completes its initial business combination and will generally expire five years after that completion or earlier if redeemed or if no business combination is completed and the trust account is liquidated.