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Lennar (NYSE: LEN) director Dacona Smith receives small dividend-linked RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Smith Dacona reported acquisition or exercise transactions in this Form 4 filing.

Lennar Corporation director Dacona Smith received an automatic grant of 14 restricted stock units tied to dividend equivalents on the company’s common stock with a record date of July 10, 2026, under the outside directors’ compensation program. The RSUs are valued using a $84.27 closing share price and will vest at the same time as the related annual RSU grant, bringing Smith’s direct holdings to 6,277 shares/RSUs.

Positive

  • None.

Negative

  • None.
Insider Smith Dacona
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 14 $84.27 $1K
Holdings After Transaction: Class A Common Stock — 6,277 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant (including dividend equivalents in respect thereof) as a result of the dividend on the Issuer's common stock with a record date of July 10, 2026, in accordance with the Issuer's outside directors' compensation program. Such RSUs will vest at the same time as the annual RSU grant to which they relate. Fractional amounts have been rounded to the nearest whole number. Represents the closing price per share of Issuer's common stock as of the record date.
RSUs granted 14 shares Restricted stock units issued as dividend equivalents on unvested annual RSU grant
Reference share price $84.27 per share Closing price of Lennar common stock on July 10, 2026 dividend record date
Holdings after transaction 6,277 shares Total Class A common stock/RSUs directly held by Dacona Smith after the grant
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
dividend equivalents financial
"including dividend equivalents in respect thereof as a result of the dividend on the Issuer's common stock"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
outside directors' compensation program financial
"in accordance with the Issuer's outside directors' compensation program"
record date financial
"as a result of the dividend on the Issuer's common stock with a record date of July 10, 2026"
The record date is the specific day when a company determines which shareholders are eligible to receive a dividend or participate in an upcoming vote. It’s like a cutoff date; if you own the stock on that day, you get the benefits or voting rights. This date matters because it decides who qualifies for certain company benefits.
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FAQ

What insider transaction did Lennar (LEN) disclose for director Dacona Smith?

Lennar disclosed that director Dacona Smith received an automatic grant of 14 restricted stock units (RSUs). The RSUs were issued as dividend equivalents on unvested annual RSUs under Lennar’s outside directors’ compensation program, rather than through an open-market stock purchase.

How many Lennar (LEN) shares or units does Dacona Smith hold after this Form 4 transaction?

After the reported grant, Dacona Smith directly holds 6,277 shares/RSUs of Lennar’s Class A common stock. This total includes the newly issued 14 RSUs that were granted as dividend equivalents related to Smith’s unvested annual restricted stock unit award.

What was the reference price used for Dacona Smith’s RSU grant at Lennar (LEN)?

The RSU grant was referenced to a closing price of $84.27 per share for Lennar’s common stock. This price represents the closing market price as of the July 10, 2026 dividend record date, as noted in the Form 4 footnotes for the transaction.

Why did Lennar (LEN) issue 14 new RSUs to director Dacona Smith?

Lennar issued 14 RSUs to Dacona Smith as dividend equivalents on her unvested annual RSU grant. Under Lennar’s outside directors’ compensation program, dividends on common stock generate additional RSUs that vest on the same schedule as the underlying annual award.

When will the new RSUs granted to Lennar (LEN) director Dacona Smith vest?

The 14 new RSUs granted to Dacona Smith will vest at the same time as her related annual RSU grant. The filing specifies that these dividend-equivalent RSUs follow the identical vesting schedule as the original unvested director compensation award.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Dacona

(Last)(First)(Middle)
5505 WATERFORD DISTRICT DRIVE

(Street)
MIAMI FLORIDA 33126

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LENNAR CORP /NEW/ [ LEN, LEN.B ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/10/2026A14(1)A$84.27(2)6,277D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant (including dividend equivalents in respect thereof) as a result of the dividend on the Issuer's common stock with a record date of July 10, 2026, in accordance with the Issuer's outside directors' compensation program. Such RSUs will vest at the same time as the annual RSU grant to which they relate. Fractional amounts have been rounded to the nearest whole number.
2. Represents the closing price per share of Issuer's common stock as of the record date.
/s/ Mark Liberman as attorney-in-fact for Dacona Smith07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)