BNY Mellon Strategic Municipals (LEO) Officer Files Form 3 Showing No Ownership

Rhea-AI Filing Summary

Roberto Gaetano Mazzeo filed an Initial Statement of Beneficial Ownership on Form 3 reporting his relationship to BNY Mellon Strategic Municipals, Inc. (ticker LEO). The filing lists his role as a director and an officer (Assistant Treasurer) and records zero shares of common stock beneficially owned as of the reported transaction date of 06/15/2024. The submission indicates it was filed by one reporting person and is signed by Mr. Mazzeo.

Insights

Financial Analyst

TL;DR: Form 3 shows an officer/director disclosure with no equity ownership, signaling routine compliance rather than a material ownership change.

The filing documents the reporting person's official relationship to the issuer and confirms 0 shares beneficially owned. From an investor-impact perspective, this is neutral: there is no revealed equity stake to influence control or signal insider buying/selling. The filing meets Section 16 disclosure requirements but does not provide financial metrics or transactional activity.

Corporate Governance Expert

TL;DR: Disclosure satisfies governance transparency but contains no material ownership that would affect voting or control.

The report identifies Mr. Mazzeo as both a director and an officer (Assistant Treasurer), which is relevant for governance records. However, reporting 0 shares means there is no immediate change to director ownership profiles. The form appears routine and informational, fulfilling filing obligations without indicating governance risk or insider alignment via share ownership.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Mazzeo Roberto Gaetano

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/15/2024

3. Issuer Name and Ticker or Trading Symbol
BNY MELLON STRATEGIC MUNICIPALS, INC. [ LEO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Assistant Treasurer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $.001 Per Share	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Roberto Mazzeo	09/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 from Roberto Mazzeo disclose for BNY Mellon Strategic Municipals, Inc. (LEO)?

The Form 3 discloses Mr. Mazzeo's roles as Director and Assistant Treasurer and reports 0 shares of common stock beneficially owned.

What is the date of the event requiring the Form 3 filing?

The reported date of the event requiring the statement is 06/15/2024.

Is the Form 3 filed by more than one reporting person?

No. The form indicates it was filed by one reporting person.

Does the filing report any derivative securities or exercisable options?

No. Table II lists no derivative securities, exercisable dates, or underlying amounts.

What address is listed for the reporting person on the Form 3?

The address given is 240 Greenwich Street, New York, NY 10286.