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[Form 3] BNY MELLON STRATEGIC MUNICIPALS, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Lisa M King, identified as Vice President and Assistant Secretary, filed an initial Form 3 for BNY Mellon Strategic Municipals, Inc. (LEO) relating to an event on 03/31/2024. The filing discloses 0 shares of Common Stock, par value $0.001 per share, beneficially owned by the reporting person. The form is signed by Lisa M King with a signature date shown as 09/29/2025. No derivative securities are reported and no indirect ownership is indicated in the submission.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Initial insider filing shows no direct common-stock holdings; no material change to shareholder composition.

The Form 3 documents an initial Section 16 filing by an officer of the issuer that reports zero direct ownership of common stock and no derivatives. From a market-impact perspective, this disclosure is informational and non-material because it does not indicate a stake that would affect control, dilution, or voting outcomes. The filing satisfies reporting obligations but contains no transactions, holdings, or option grants that would influence valuation or liquidity.

TL;DR: Governance disclosure completed; absence of holdings reduces conflict-of-interest signals but provides limited investor insight.

The report fulfills the requirement for an initial beneficial-ownership statement by a company officer. Reporting a zero-share position clarifies that the officer does not currently hold equity in the issuer, which may be relevant for assessing alignment with shareholders. However, because there are no securities reported and no indirect ownership or derivative positions disclosed, the form does not provide substantive governance risks or incentives to evaluate.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
King Lisa M

(Last) (First) (Middle)
103 BELLEVUE PARKWAY

(Street)
WILMINGTON DE 19809

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2024
3. Issuer Name and Ticker or Trading Symbol
BNY MELLON STRATEGIC MUNICIPALS, INC. [ LEO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Asst Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $.001 Per Share 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Lisa M King 09/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for LEO by Lisa M King report?

The Form 3 reports that Lisa M King, VP & Assistant Secretary, has 0 shares of common stock and no derivative securities.

What is the effective date of the event reported on the Form 3 for LEO?

The filing lists the event date as 03/31/2024.

Does the Form 3 indicate any indirect ownership or derivative holdings?

No. The filing shows no indirect beneficial ownership and no derivative securities reported.

What title does the reporting person hold at the issuer?

The reporting person, Lisa M King, is listed as Vice President & Assistant Secretary of the issuer.

When was the Form 3 signed by the reporting person?

The signature on the filing is dated 09/29/2025.
BNY Mellon Strategic Municipals

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