LEVI (NYSE: LEVI) Form 144 lists RSU/SARS sale lots via Morgan Stanley

Rhea-AI Filing Summary

LEVI Form 144 notice registers proposed sales of Common Stock tied to equity awards. The submission lists RSUs and SARS awarded on multiple grant dates and specific lot sizes, including 36,124, 4,498, 3,202, 2,646, 2,647, 2,789, and 240 shares, with grant dates such as 10/01/2024, 01/30/2022, and earlier. The filing identifies Morgan Stanley Smith Barney LLC as the broker and shows a filing date of 04/21/2026.

Insights

Compliance Counsel

Form 144 lists proposed resale of award-derived shares by an affiliate via a broker.

Form 144 is a regulatory notice required for certain affiliate dispositions of securities; this filing enumerates specific award lots (RSUs and SARS) and grant dates. The submission names Morgan Stanley Smith Barney LLC as the executing broker and provides a filing date of 04/21/2026.

The filing itself is administrative: it permits planned resale activity under applicable rules but does not disclose sale timing, prices, or aggregate proceeds. Subsequent transaction reports or broker confirmations would show executed sales.

Key Figures

Sample lot - SARS: 36,124 shares Sample lot - RSU: 4,498 shares Sample lot - RSU: 3,202 shares +4 more

7 metrics

Sample lot - SARS 36,124 shares grant date 10/01/2024

Sample lot - RSU 4,498 shares grant date 01/30/2022

Sample lot - RSU 3,202 shares grant date 01/30/2022

Sample lot - RSU 2,646 shares grant date 01/27/2022

Sample lot - RSU 2,647 shares grant date 01/27/2021

Sample lot - RSU 2,789 shares grant date 01/28/2022

Sample lot - RSU 240 shares grant date 01/24/2022

Key Terms

RSU, SARS, Form 144

3 terms

RSU financial

"Common | 01/27/2022 | RSU | ISSUER | | | 2646"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

SARS financial

"Common | 10/01/2024 | SARS | ISSUER | | | 36124"

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	52146	1228121.73	98176901	04/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/27/2022	RSU	ISSUER			2646	01/27/2022	Not Applicable
Common	01/24/2022	RSU	ISSUER			240	01/24/2022	Not Applicable
Common	01/30/2022	RSU	ISSUER			3202	01/30/2022	Not Applicable
Common	10/01/2024	SARS	ISSUER			36124	10/01/2024	Not Applicable
Common	01/27/2021	RSU	ISSUER			2647	01/27/2021	Not Applicable
Common	01/30/2022	RSU	ISSUER			4498	01/30/2022	Not Applicable
Common	01/28/2022	RSU	ISSUER			2789	01/28/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LEVI Form 144 filing mean?

Form 144 notifies the SEC of a proposed sale of restricted or affiliate-held shares. This filing lists RSUs and SARS with specific lot sizes and names Morgan Stanley Smith Barney LLC as the broker, filed on 04/21/2026.

How many LEVI shares are listed for potential sale on this Form 144?

The filing lists several award lots by share counts. Examples include 36,124, 4,498, 3,202, 2,646, 2,647, 2,789, and 240 shares tied to RSU/SARS grants.

Who is the broker handling the proposed LEVI sales?

The notice identifies Morgan Stanley Smith Barney LLC as the executing broker for the proposed dispositions, with an address at 1 New York Plaza, New York, NY.

Does the Form 144 show sale prices or proceeds for LEVI shares?

No. The Form 144 excerpt lists award types, grant dates, and share lots but does not disclose sale prices or aggregate proceeds. Execution details are not included in this notice.

Are the listed LEVI shares from grants or other award types?

Yes. The filing identifies the securities as resulting from RSUs and SARS with multiple grant dates ranging from 01/24/2022 through 10/01/2024.