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Levi Strauss (NYSE: LEVI) 10% owner updates trust and spouse holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Levi Strauss & Co. insider Robert D. Haas reported changes in his Class B Common Stock holdings on February 3, 2026. Each Class B share is convertible into one Class A share at the holder’s option and has no expiration date.

One line item shows 1,938 Class B shares converted into Class A Common Stock, leaving no Class B shares directly owned after the transaction. Indirectly, 26,241,560 Class A shares are reported "as trustee," including 24,910,777 shares for which Haas disclaims beneficial ownership.

Additional indirect positions reflect 278,062 Class A shares "by spouse" and 10,080,330 Class A shares "by spouse as trustee," and Haas disclaims beneficial ownership of these shares as well. All transactions are coded "G" and reported at a price of $0 per share.

Positive

  • None.

Negative

  • None.
Insider Haas Robert D.
Role 10% Owner
Type Security Shares Price Value
Gift Class B Common Stock 1,938 $0.00 --
Gift Class B Common Stock 0 $0.00 --
Gift Class B Common Stock 0 $0.00 --
Gift Class B Common Stock 0 $0.00 --
Holdings After Transaction: Class B Common Stock — 0 shares (Direct); Class B Common Stock — 26,241,560 shares (Indirect, As trustee)
Footnotes (1)
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Includes 24,910,777 shares as to which the reporting person disclaims beneficial ownership. The reporting person disclaims beneficial ownership of these shares.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haas Robert D.
(Last) (First) (Middle)
C/O ARGONAUT SECURITIES COMPANY
1155 BATTERY STREET
(Street)
SAN FRANCISCO CA 94111
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock $0 02/03/2026 G 1,938 (1) (1) Class A Common Stock (1) $0 0 D
Class B Common Stock $0 02/03/2026 G 0 (1) (1) Class A Common Stock (1) $0 26,241,560 I As trustee(2)
Class B Common Stock $0 02/03/2026 G 0 (1) (1) Class A Common Stock (1) $0 278,062 I By spouse(3)
Class B Common Stock $0 02/03/2026 G 0 (1) (1) Class A Common Stock (1) $0 10,080,330 I By spouse as trustee(3)
Explanation of Responses:
1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
2. Includes 24,910,777 shares as to which the reporting person disclaims beneficial ownership.
3. The reporting person disclaims beneficial ownership of these shares.
/s/ Parker B. Phillips, attorney-in-fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did LEVI’s Robert D. Haas report on February 3, 2026?

Robert D. Haas reported changes in his Class B Common Stock holdings on February 3, 2026. One entry shows 1,938 Class B shares converted into Class A Common Stock, leaving him with no directly owned Class B shares after the transaction.

How many Levi Strauss (LEVI) shares does Robert D. Haas report as trustee?

The filing reports 26,241,560 Class A Common Stock shares held indirectly "as trustee." This figure includes 24,910,777 shares for which Robert D. Haas disclaims beneficial ownership, meaning he does not consider himself the ultimate economic owner of those particular shares.

What indirect Levi Strauss (LEVI) holdings are reported through Robert D. Haas’s spouse?

Indirect holdings reported include 278,062 Class A shares "by spouse" and 10,080,330 Class A shares "by spouse as trustee." Robert D. Haas disclaims beneficial ownership of these spouse-related holdings, indicating they should not be treated as his personal economic interest.

What does the Form 4 say about converting LEVI Class B to Class A shares?

The Form 4 states each share of Class B Common Stock is convertible into one share of Class A Common Stock at the holder’s option, with no expiration date. This one-for-one convertibility affects how insider positions can shift between the two share classes over time.

At what price were the reported LEVI insider transactions recorded?

All the reported derivative transactions involving Class B Common Stock are shown at a price of $0 per share. This $0 entry reflects the nature of the coded "G" transfers or conversions, rather than an open-market purchase or sale price.

Is Robert D. Haas considered a 10% owner of Levi Strauss (LEVI)?

Yes. The Form 4 identifies Robert D. Haas as a 10% owner of Levi Strauss & Co. This status is based on his positions and associated holdings, even though he disclaims beneficial ownership of certain shares held in trusts and by his spouse.