Welcome to our dedicated page for Lion Group Holding SEC filings (Ticker: LGHL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lion Group Holding Ltd. filings document foreign-private-issuer disclosures for its trading platform business, ADS program, capital structure, and governance matters. Recent Form 6-K reports cover interim financial results, material-event disclosures, purchase agreement waivers, share and ADS issuance terms, annual meeting materials, and voting results.
The filing record also describes shareholder approvals, director elections, auditor ratification, authorized share-capital matters, and the company’s 2025 Share Incentive Plan. Other disclosures address Class A and Class B ordinary-share voting rights, registration-statement incorporation by reference, depositary voting instructions for ADS holders, and press-release exhibits tied to digital-asset treasury activity.
HRT FINANCIAL LP, a ten percent owner of Lion Group Holding Ltd, reported selling 93,931 shares of Common Stock on 2026-07-27 at $1.59 per share in a sale classified as an open market or private transaction, and reported holding 0 shares directly afterward. The Rule 10b5-1 trading plan checkbox was not marked.
HRT FINANCIAL LP, reporting as a ten percent owner of Lion Group Holding Ltd, reported mixed trades in common stock. It purchased 27,702 shares at $0.954 on July 24, 2026 and sold 8,435 shares at $1.43 on July 23, 2026, a net acquisition of 19,267 shares.
Lion Group Holding Ltd reported that HRT FINANCIAL LP, identified as a ten percent owner, sold a total of 34,989 shares of common stock in two transactions. The sales occurred on July 21, 2026 (31,226 shares at $1.46) and July 22, 2026 (3,763 shares at $1.36) in open market or private transactions. The Rule 10b5-1 trading plan checkbox was not marked.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, sold 4,366 shares of Common Stock at $1.55 on July 20, 2026, and bought 36 shares at $1.77 on July 17, 2026, a net sale of 4,330 shares; the trades were not marked as under a Rule 10b5-1 plan.
Lion Group Holding Ltd. held its 2026 Annual Meeting of Shareholders on July 13, 2026, where all six proposals were approved. Shareholders re-elected three Class II directors and approved a 2026 Employee Share Incentive Plan.
They also approved a Share Capital Reduction and Reorganization, reducing the par value of each Class A, Class B and preferred share from US$0.0001 to US$0.0000001 and setting the company’s capital at US$20,000,000 divided into 200,000,000,000,000 shares. The resulting credit from the reduction will be transferred to a distributable reserve account usable as permitted under Cayman law and the company’s governing documents. The authorised share capital is now 192,497,500,000,000 Class A shares, 7,500,000,000,000 Class B shares and 2,500,000,000 preferred shares, each of par value US$0.0000001.
Shareholders further approved increasing the voting power of each Class B ordinary share from 10,000 to 100,000 votes, amendments to the memorandum and articles to reflect these changes, and an authority to adjourn the meeting if additional proxy solicitation is needed. An Eighth Amended and Restated Memorandum of Association has been filed in Cayman to implement the capital changes.
HRT FINANCIAL LP, identified as a ten percent owner of Lion Group Holding Ltd, reported open-market purchases of the company’s Common Stock on July 15 and 16, 2026. It bought 66,757 shares at $1.89 and 32,033 shares at $1.82, bringing its direct holdings to 103,014 shares. The transactions were not marked as pursuant to a Rule 10b5-1 trading plan.
HRT Financial LP, identified as a ten percent owner of Lion Group Holding Ltd, has reported beneficial ownership of 70,981 shares of the company's Common Stock. These shares are held with direct ownership, and no recent purchase or sale transactions are listed in this disclosure.
Lion Group Holding Ltd. has called its Annual General Meeting for July 13, 2026 in Singapore, with shareholders of record on June 15, 2026 eligible to vote. The agenda includes re-electing three Class II directors and approving a 2026 Employee Share Incentive Plan covering up to 40,491,277,770 ordinary shares.
Shareholders are also asked to approve a share capital reduction and reorganization, cutting par value from US$0.0001 to US$0.0000001 per share while keeping authorized capital at US$20,000,000 divided into 200,000,000,000,000 shares, and to amend the memorandum and articles accordingly. Another proposal would increase Class B voting power from 10,000 to 100,000 votes per share. As of June 15, 2026, there were 268,384,151,615 Class A and 1,557,700,185 Class B ordinary shares outstanding, with Class B carrying super-voting rights.
Lion Group Holding Ltd. has entered into an Investment Participation and Economic Interest Arrangement Agreement with Meili Capital Management Limited. Under this agreement, Lion will participate in Meili’s planned investment in PT NUSANTARA BUMI SANGKARA, where Meili is to acquire a 10% equity or equivalent economic interest for an aggregate investment consideration of US$12,000,000. The consideration may be provided by Lion in cash, Lion shares, shares of a designated affiliate, or another form agreed in writing. The arrangement is subject to customary closing conditions, including internal and regulatory approvals, due diligence, and execution of definitive transaction documents.
Lion Group Holding Ltd. has signed a non-binding memorandum of understanding with Aquila Hash, Inc. for the potential acquisition of 100% of Aquila Hash’s outstanding capital stock. The parties have agreed to a 60-day mutual due diligence and exclusivity period, after which they may negotiate a definitive acquisition agreement.
The memorandum is non-binding apart from customary provisions, and there is no assurance a final agreement will be signed or that the transaction will close. Lion Group also issued a press release about this potential transaction, which has been filed as an exhibit.