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[Form 3] Lazard Global Total Return & Income Fund Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Form 3 Initial Statement of Beneficial Ownership filed for Lazard Global Total Return & Income Fund (LGI) on June 28, 2025, reporting the beneficial ownership status of Fundo Ariona Cerma, who serves as Treasurer of the fund.

Key details:

  • Reporting Person: Fundo Ariona Cerma, located at 30 Rockefeller Plaza, New York, NY
  • Event Date: June 24, 2025
  • Position: Officer (Treasurer)
  • Filing Type: Individual filing

Notable disclosure: The filing indicates that the reporting person owns no securities beneficially, either directly or indirectly, including both non-derivative and derivative securities. This initial statement establishes a baseline for future ownership reporting requirements under Section 16(a) of the Securities Exchange Act of 1934.

Dichiarazione Iniziale di Proprietà Beneficiaria Modulo 3 presentata per il Lazard Global Total Return & Income Fund (LGI) il 28 giugno 2025, che riporta lo stato di proprietà beneficiaria di Fundo Ariona Cerma, che ricopre il ruolo di Tesoriere del fondo.

Dettagli principali:

  • Persona che presenta la dichiarazione: Fundo Ariona Cerma, con sede a 30 Rockefeller Plaza, New York, NY
  • Data dell’evento: 24 giugno 2025
  • Posizione: Dirigente (Tesoriere)
  • Tipo di presentazione: Dichiarazione individuale

Dichiarazione importante: La dichiarazione indica che la persona che presenta non possiede titoli beneficiari, né direttamente né indirettamente, inclusi titoli non derivati e derivati. Questa dichiarazione iniziale stabilisce un punto di riferimento per i futuri obblighi di comunicazione della proprietà ai sensi della Sezione 16(a) del Securities Exchange Act del 1934.

Declaración Inicial de Propiedad Beneficiaria Formulario 3 presentada para Lazard Global Total Return & Income Fund (LGI) el 28 de junio de 2025, reportando el estado de propiedad beneficiaria de Fundo Ariona Cerma, quien se desempeña como Tesorero del fondo.

Detalles clave:

  • Persona que reporta: Fundo Ariona Cerma, ubicado en 30 Rockefeller Plaza, Nueva York, NY
  • Fecha del evento: 24 de junio de 2025
  • Posición: Oficial (Tesorero)
  • Tipo de presentación: Presentación individual

Divulgación notable: La presentación indica que la persona que reporta no posee valores beneficiarios, ni directa ni indirectamente, incluyendo valores no derivados y derivados. Esta declaración inicial establece una línea base para futuros requisitos de reporte de propiedad bajo la Sección 16(a) de la Ley de Intercambio de Valores de 1934.

양도소유권 초기 신고서(Form 3)가 2025년 6월 28일 Lazard Global Total Return & Income Fund(LGI)를 위해 제출되었으며, 해당 펀드의 재무담당자인 Fundo Ariona Cerma의 실제 소유권 상태를 보고합니다.

주요 내용:

  • 신고자: Fundo Ariona Cerma, 주소: 30 Rockefeller Plaza, New York, NY
  • 사건일: 2025년 6월 24일
  • 직책: 임원(재무담당자)
  • 제출 유형: 개인 제출

주목할 만한 공시: 신고자는 직접적이거나 간접적으로 비파생 및 파생 증권을 포함한 어떠한 유가증권도 실질적으로 소유하고 있지 않음을 신고서에 명시하고 있습니다. 이 초기 신고서는 1934년 증권거래법 제16(a)조에 따른 향후 소유권 보고 의무의 기준을 설정합니다.

Déclaration Initiale de Détention Bénéficiaire Formulaire 3 déposée pour le Lazard Global Total Return & Income Fund (LGI) le 28 juin 2025, rapportant le statut de détention bénéficiaire de Fundo Ariona Cerma, qui occupe le poste de Trésorier du fonds.

Détails clés :

  • Personne déclarante : Fundo Ariona Cerma, situé au 30 Rockefeller Plaza, New York, NY
  • Date de l'événement : 24 juin 2025
  • Poste : Dirigeant (Trésorier)
  • Type de dépôt : Dépôt individuel

Divulgation notable : Le dépôt indique que la personne déclarante ne détient aucun titre bénéficiaire, ni directement ni indirectement, y compris les titres non dérivés et dérivés. Cette déclaration initiale établit une base pour les futures obligations de déclaration de détention conformément à la Section 16(a) du Securities Exchange Act de 1934.

Formular 3 Anfangserklärung des wirtschaftlichen Eigentums eingereicht für den Lazard Global Total Return & Income Fund (LGI) am 28. Juni 2025, in der der wirtschaftliche Eigentumsstatus von Fundo Ariona Cerma, der als Schatzmeister des Fonds fungiert, gemeldet wird.

Wichtige Details:

  • Meldende Person: Fundo Ariona Cerma, ansässig in 30 Rockefeller Plaza, New York, NY
  • Datum des Ereignisses: 24. Juni 2025
  • Position: Funktionär (Schatzmeister)
  • Art der Einreichung: Einzelmeldung

Bemerkenswerte Offenlegung: Die Meldung gibt an, dass die meldende Person keine Wertpapiere wirtschaftlich besitzt, weder direkt noch indirekt, einschließlich nicht-derivativer und derivativer Wertpapiere. Diese Anfangserklärung legt die Grundlage für zukünftige Meldepflichten gemäß Abschnitt 16(a) des Securities Exchange Act von 1934.

Positive
  • None.
Negative
  • None.

Dichiarazione Iniziale di Proprietà Beneficiaria Modulo 3 presentata per il Lazard Global Total Return & Income Fund (LGI) il 28 giugno 2025, che riporta lo stato di proprietà beneficiaria di Fundo Ariona Cerma, che ricopre il ruolo di Tesoriere del fondo.

Dettagli principali:

  • Persona che presenta la dichiarazione: Fundo Ariona Cerma, con sede a 30 Rockefeller Plaza, New York, NY
  • Data dell’evento: 24 giugno 2025
  • Posizione: Dirigente (Tesoriere)
  • Tipo di presentazione: Dichiarazione individuale

Dichiarazione importante: La dichiarazione indica che la persona che presenta non possiede titoli beneficiari, né direttamente né indirettamente, inclusi titoli non derivati e derivati. Questa dichiarazione iniziale stabilisce un punto di riferimento per i futuri obblighi di comunicazione della proprietà ai sensi della Sezione 16(a) del Securities Exchange Act del 1934.

Declaración Inicial de Propiedad Beneficiaria Formulario 3 presentada para Lazard Global Total Return & Income Fund (LGI) el 28 de junio de 2025, reportando el estado de propiedad beneficiaria de Fundo Ariona Cerma, quien se desempeña como Tesorero del fondo.

Detalles clave:

  • Persona que reporta: Fundo Ariona Cerma, ubicado en 30 Rockefeller Plaza, Nueva York, NY
  • Fecha del evento: 24 de junio de 2025
  • Posición: Oficial (Tesorero)
  • Tipo de presentación: Presentación individual

Divulgación notable: La presentación indica que la persona que reporta no posee valores beneficiarios, ni directa ni indirectamente, incluyendo valores no derivados y derivados. Esta declaración inicial establece una línea base para futuros requisitos de reporte de propiedad bajo la Sección 16(a) de la Ley de Intercambio de Valores de 1934.

양도소유권 초기 신고서(Form 3)가 2025년 6월 28일 Lazard Global Total Return & Income Fund(LGI)를 위해 제출되었으며, 해당 펀드의 재무담당자인 Fundo Ariona Cerma의 실제 소유권 상태를 보고합니다.

주요 내용:

  • 신고자: Fundo Ariona Cerma, 주소: 30 Rockefeller Plaza, New York, NY
  • 사건일: 2025년 6월 24일
  • 직책: 임원(재무담당자)
  • 제출 유형: 개인 제출

주목할 만한 공시: 신고자는 직접적이거나 간접적으로 비파생 및 파생 증권을 포함한 어떠한 유가증권도 실질적으로 소유하고 있지 않음을 신고서에 명시하고 있습니다. 이 초기 신고서는 1934년 증권거래법 제16(a)조에 따른 향후 소유권 보고 의무의 기준을 설정합니다.

Déclaration Initiale de Détention Bénéficiaire Formulaire 3 déposée pour le Lazard Global Total Return & Income Fund (LGI) le 28 juin 2025, rapportant le statut de détention bénéficiaire de Fundo Ariona Cerma, qui occupe le poste de Trésorier du fonds.

Détails clés :

  • Personne déclarante : Fundo Ariona Cerma, situé au 30 Rockefeller Plaza, New York, NY
  • Date de l'événement : 24 juin 2025
  • Poste : Dirigeant (Trésorier)
  • Type de dépôt : Dépôt individuel

Divulgation notable : Le dépôt indique que la personne déclarante ne détient aucun titre bénéficiaire, ni directement ni indirectement, y compris les titres non dérivés et dérivés. Cette déclaration initiale établit une base pour les futures obligations de déclaration de détention conformément à la Section 16(a) du Securities Exchange Act de 1934.

Formular 3 Anfangserklärung des wirtschaftlichen Eigentums eingereicht für den Lazard Global Total Return & Income Fund (LGI) am 28. Juni 2025, in der der wirtschaftliche Eigentumsstatus von Fundo Ariona Cerma, der als Schatzmeister des Fonds fungiert, gemeldet wird.

Wichtige Details:

  • Meldende Person: Fundo Ariona Cerma, ansässig in 30 Rockefeller Plaza, New York, NY
  • Datum des Ereignisses: 24. Juni 2025
  • Position: Funktionär (Schatzmeister)
  • Art der Einreichung: Einzelmeldung

Bemerkenswerte Offenlegung: Die Meldung gibt an, dass die meldende Person keine Wertpapiere wirtschaftlich besitzt, weder direkt noch indirekt, einschließlich nicht-derivativer und derivativer Wertpapiere. Diese Anfangserklärung legt die Grundlage für zukünftige Meldepflichten gemäß Abschnitt 16(a) des Securities Exchange Act von 1934.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Fundo Ariona Cerma

(Last) (First) (Middle)
30 ROCKEFELLER PLAZA

(Street)
NEW YORK NY 10112

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/24/2025
3. Issuer Name and Ticker or Trading Symbol
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC [ LGI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/Ariona Fundo 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the new Treasurer appointed at LGI (Lazard Global Total Return & Income Fund) in June 2025?

Fundo Ariona Cerma was appointed as Treasurer of LGI (Lazard Global Total Return & Income Fund), as reported in a Form 3 filing dated June 28, 2025. The appointment was effective as of June 24, 2025.

Does the new LGI Treasurer own any shares in the fund as of June 2025?

No, according to the Form 3 filing, the new Treasurer does not beneficially own any securities of LGI. This is explicitly stated in the 'Explanation of Responses' section which notes 'No securities are beneficially owned.'

What is the business address of LGI's new Treasurer appointed in June 2025?

The business address of LGI's new Treasurer is 30 Rockefeller Plaza, New York, NY 10112, as disclosed in the Form 3 filing.

What type of ownership filing did LGI's new Treasurer submit in June 2025?

The new Treasurer submitted a Form 3 (Initial Statement of Beneficial Ownership of Securities), which was filed individually (not as a group filing) pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940.
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