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New Treasurer Takes Helm at Lazard Income Fund with Zero Initial Holdings

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Form 3 Initial Statement of Beneficial Ownership filed for Lazard Global Total Return & Income Fund (LGI) on June 28, 2025, reporting the beneficial ownership status of Fundo Ariona Cerma, who serves as Treasurer of the fund.

Key details:

  • Reporting Person: Fundo Ariona Cerma, located at 30 Rockefeller Plaza, New York, NY
  • Event Date: June 24, 2025
  • Position: Officer (Treasurer)
  • Filing Type: Individual filing

Notable disclosure: The filing indicates that the reporting person owns no securities beneficially, either directly or indirectly, including both non-derivative and derivative securities. This initial statement establishes a baseline for future ownership reporting requirements under Section 16(a) of the Securities Exchange Act of 1934.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Fundo Ariona Cerma

(Last) (First) (Middle)
30 ROCKEFELLER PLAZA

(Street)
NEW YORK NY 10112

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/24/2025
3. Issuer Name and Ticker or Trading Symbol
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC [ LGI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/Ariona Fundo 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the new Treasurer appointed at LGI (Lazard Global Total Return & Income Fund) in June 2025?

Fundo Ariona Cerma was appointed as Treasurer of LGI (Lazard Global Total Return & Income Fund), as reported in a Form 3 filing dated June 28, 2025. The appointment was effective as of June 24, 2025.

Does the new LGI Treasurer own any shares in the fund as of June 2025?

No, according to the Form 3 filing, the new Treasurer does not beneficially own any securities of LGI. This is explicitly stated in the 'Explanation of Responses' section which notes 'No securities are beneficially owned.'

What is the business address of LGI's new Treasurer appointed in June 2025?

The business address of LGI's new Treasurer is 30 Rockefeller Plaza, New York, NY 10112, as disclosed in the Form 3 filing.

What type of ownership filing did LGI's new Treasurer submit in June 2025?

The new Treasurer submitted a Form 3 (Initial Statement of Beneficial Ownership of Securities), which was filed individually (not as a group filing) pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940.
Lazard Glb Total Return & Income

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