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LGL Group controller Bruns holds 20,000 shares

The reported balance includes 6,667 unvested restricted shares, with future vesting conditioned on continued service.

(Moderate)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
3

Rhea-AI Filing Summary

LGL Group Inc. reported that Vice President / Controller Christopher Bruns directly held 20,000 shares of common stock as of October 1, 2026. The holding includes 6,667 unvested shares of restricted common stock remaining from a 10,000-share grant on May 12, 2026; continued vesting is subject to his continued service.

Insider Bruns Christopher
Role Vice President / Controller
Type Security Shares Price Value
holding Common Stock F1 -- -- --
Holdings After Transaction: Common Stock — 20,000 shares (Direct)
Footnotes (1)
  1. F1. Includes 6,667 unvested shares of restricted common stock remaining from grant of 10,000 shares on May 12, 2026. Of the grant, 3,333 shares vested on the grant date, and the remaining shares vest as follows: 3,333 shares on May 12, 2027 and 3,334 shares on May 12, 2028, subject to the reporting person's continued service.
Direct common stock holdings 20,000 shares As of October 1, 2026
Unvested restricted common stock 6,667 shares Included in the reported holdings
Grant 10,000 shares Granted May 12, 2026
Shares vested on grant date 3,333 shares May 12, 2026
Scheduled vesting 3,333 shares May 12, 2027; subject to continued service
Scheduled vesting 3,334 shares May 12, 2028; subject to continued service
restricted common stock financial
"unvested shares of restricted common stock"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
unvested shares financial
"Includes 6,667 unvested shares"
vest financial
"remaining shares vest as follows"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LGL shares did Christopher Bruns report holding?

Christopher Bruns reported directly holding 20,000 shares of common stock as of October 1, 2026. That amount includes 6,667 unvested shares of restricted common stock.

When do Christopher Bruns’s remaining LGL restricted shares vest?

The remaining shares are scheduled to vest in 3,333 shares on May 12, 2027 and 3,334 shares on May 12, 2028, subject to his continued service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Bruns Christopher

(Last)(First)(Middle)
3100 CLARENDON BLVD
SUITE 12000

(Street)
ARLINGTON VIRGINIA 22201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2026
3. Issuer Name and Ticker or Trading Symbol
LGL GROUP INC [ LGL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President / Controller
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock20,000(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 6,667 unvested shares of restricted common stock remaining from grant of 10,000 shares on May 12, 2026. Of the grant, 3,333 shares vested on the grant date, and the remaining shares vest as follows: 3,333 shares on May 12, 2027 and 3,334 shares on May 12, 2028, subject to the reporting person's continued service.
/s/ Christopher Bruns10/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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