LGL director awarded 2,308 shares, holdings corrected

LGL Group Inc. director Manjit Kalha reported a stock-based compensation grant and corrected prior share balances.

Rhea-AI Filing Summary

LGL Group Inc. director Manjit Kalha reported a stock-based compensation grant and corrected prior share balances. On March 25, 2025, Kalha received 2,308 shares of common stock at $0.00 per share as a grant described as a “grant, award, or other acquisition.” These shares vest three years from the grant date, on March 25, 2028.

Following the grant, Kalha directly owns 29,933 common shares, correcting an earlier figure of 29,993 shares previously reported. The filing also lists outstanding warrants with an exercise price of $4.75 per share, expiring on November 16, 2025, that are exercisable into 2,028 underlying common shares.

Insider Trade Summary

Grant/Award: 2,308 shares

Grant/Award 2 txns

Insider Kalha Manjit

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,308	$0.00	$0.00
holding	Warrants	--	--	--

Holdings After Transaction: Common Stock — 29,933 shares (Direct); Warrants — 2,028 contracts (Direct)

Footnotes (2)

1. F1. These shares vest 3 years from the date of grant, on 3/25/2028.
2. F2. The original Form 4, filed on March 27, 2025, is being amended by this Form 4/A solely to correct an administrative error in Column 5 of Table I. The original filing inadvertently reported that the Reporting Person owned 29,993 shares following the transaction; however, as reported in this amendment, the Reporting Person actually owned 29,933 shares. This correction also addresses the incorrect balances reported in subsequent intervening filings.

Key Figures

Common stock grant: 2,308 shares at $0.00 Shares owned after grant: 29,933 shares Corrected prior balance: 29,993 vs. 29,933 shares +3 more

6 metrics

Common stock grant 2,308 shares at $0.00 Grant, award, or other acquisition on March 25, 2025

Shares owned after grant 29,933 shares Direct common stock holdings following transaction

Corrected prior balance 29,993 vs. 29,933 shares Form 4/A fixes administrative error in prior filings

Warrant exercise price $4.75 per share Exercise price for warrants on underlying common stock

Underlying warrant shares 2,028 shares Common shares underlying warrants expiring November 16, 2025

Vesting date for grant March 25, 2028 Three-year vesting schedule from grant date

Key Terms

Form 4/A, grant, award, or other acquisition, warrants, vesting, +2 more

6 terms

Form 4/A regulatory

"The original Form 4, filed on March 27, 2025, is being amended by this Form 4/A solely to correct an administrative error"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

warrants financial

"security_title": "Warrants""

Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.

vesting financial

"These shares vest 3 years from the date of grant, on 3/25/2028."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

exercise price financial

"conversion_or_exercise_price": "4.7500""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

underlying common stock financial

"underlying_security_title": "Common Stock""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LGL (LGL) director Manjit Kalha report?

LGL director Manjit Kalha reported receiving 2,308 shares of common stock as a grant, award, or other acquisition on March 25, 2025. The shares were issued at $0.00 per share as stock-based compensation, not an open‑market purchase.

How many LGL (LGL) shares does Manjit Kalha own after this Form 4/A?

After the reported grant, Manjit Kalha directly owns 29,933 shares of LGL common stock. This Form 4/A corrects a prior administrative error that had mistakenly reported 29,993 shares, and also updates the balances used in subsequent intervening filings.

What is being corrected by this LGL (LGL) Form 4/A amendment?

The Form 4/A corrects an administrative error in Column 5 of Table I. Earlier filings stated that Kalha owned 29,993 shares after the transaction; the amendment clarifies the correct figure is 29,933 shares and adjusts subsequent reported balances accordingly.

When do the newly granted LGL (LGL) shares to Manjit Kalha vest?

The 2,308 granted shares to director Manjit Kalha vest three years from the grant date, on March 25, 2028. Until vesting, these shares are subject to the vesting schedule disclosed, which typically conditions full ownership on continued service.

What warrant position related to LGL (LGL) does Manjit Kalha hold?

Kalha holds warrants that are exercisable into 2,028 shares of LGL common stock at an exercise price of $4.75 per share. These warrants have an expiration date of November 16, 2025, as shown in the derivative securities table.

Is Manjit Kalha’s LGL (LGL) transaction an open-market buy or sell?

The reported transaction is a grant, award, or other acquisition coded as A, not an open‑market trade. Kalha did not buy shares in the market; instead, he received 2,308 shares of common stock at $0.00 per share as compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 06:54 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kalha Manjit

(Last) (First) (Middle)

2525 SHADER RD

(Street)

ORLANDO FLORIDA 32804

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LGL GROUP INC [ LGL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/27/2025

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/25/2025		A		2,308(1)	A	$0	29,933(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	$4.75							11/16/2025	11/16/2025	Common Stock	2,028		10,144	D

Explanation of Responses:

1. These shares vest 3 years from the date of grant, on 3/25/2028.

2. The original Form 4, filed on March 27, 2025, is being amended by this Form 4/A solely to correct an administrative error in Column 5 of Table I. The original filing inadvertently reported that the Reporting Person owned 29,993 shares following the transaction; however, as reported in this amendment, the Reporting Person actually owned 29,933 shares. This correction also addresses the incorrect balances reported in subsequent intervening filings.

	/s/ Manjit Kalha	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)